Silicon Investor (SI) -- The First Internet Community

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Technology Stocks : Sunrise Telecom -- SRTI -- Ignore unavailable to you. Want to Upgrade?

To: D. K. G. who wrote (2)	3/10/2000 8:46:00 PM
From: D. K. G.	Read Replies (1) \| Respond to of 10

Principal Shareholders PRINCIPAL AND SELLING STOCKHOLDERS The following table sets forth information regarding the beneficial ownership of our common stock as of March 1, 2000 and as adjusted to reflect the sale of the common stock offered by Sunrise by this prospectus by: . each of our directors and the officers listed in the summary compensation table; . all directors and executive officers as a group; . each person who is known to us to own beneficially more than 5% of its common stock; and . each of the selling stockholders. Except as otherwise noted, the address of each person listed in the table is c/o Sunrise Telecom, Inc., 22 Great Oaks Boulevard, San Jose, California 95119. The table includes all shares of common stock issuable within 60 days of March 1, 2000 upon the exercise of options and other rights beneficially owned by the indicated stockholders on that date. Beneficial ownership is determined in accordance with the rules of the Securities and Exchange Commission and includes voting and investment power with respect to shares. To our knowledge, except under applicable community property laws or as otherwise indicated, the persons named in the table have sole voting and sole investment control regarding all shares beneficially owned. The applicable percentage of ownership for each stockholder is based on 15,227,417 shares of common stock outstanding as of March 1, 2000, together with applicable options for that stockholder. Shares of common stock issuable upon exercise of options and other rights beneficially owned ware deemed outstanding for the purpose of computing the percentage ownership of the person holding these options and other rights, but are not deemed outstanding for computing the percentage ownership of any other person. Shares Beneficially Shares Beneficially Owned Prior to Offering Number of Owned After Offering (1) ------------------------------ Shares --------------------------- Holders Number Percent Offered Number Percent ------- -------------- --------------------- ------------ ------------ Paul Ker-Chin Chang..... 4,427,000(2) 29.1% Paul A. Marshall........ 4,041,000(3) 26.5 Robert C. Pfeiffer...... 2,155,000 14.2 Peter L. Eidelman....... 50,000(4) * Patrick Peng-Koon Ang... -- -- Henry P. Huff........... -- -- Jennifer J. Walt........ 146,750 1.0 All directors and executive officers as a group (seven persons).. 10,819,750(4) 70.8 Selling Stockholders: --------------------- * Less than one percent of the outstanding shares of common stock. (1) Assumes no exercise of the Underwriters' over-allotment option. (2) Includes 10,600 shares held as custodian for minor child. (3) Includes 400 shares held as custodian for minor child. (4) Includes 44,500 shares issuable upon exercise of outstanding options, which are exercisable within 60 days of March 1, 2000. We will pay all costs and expenses of the offering, other than the underwriting discount relating to shares sold by the selling stockholders, the fees and disbursements of legal counsel and other advisors to the selling stockholders and stock transfer and other taxes attributable to the sale of shares by the selling stockholders, which will be paid by the selling stockholders.