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Strategies & Market Trends : From the Trading Desk -- Ignore unavailable to you. Want to Upgrade?


To: Richard James who wrote (4798)4/30/2000 5:57:00 PM
From: LPS5  Respond to of 4969
 
An E being appended to a ticker symbol - whether NASDAQ NM, SC, or OTCBB - indicates that for its' having failed to meet a filing requirement with the SEC (10K is one of a few), it will be delisted (effectively sent to the Pinks) within some time period that, off the top of my head, I can't recall. 30 days sounds right, though -

LPS5



To: Richard James who wrote (4798)4/30/2000 8:53:00 PM
From: RockyBalboa  Read Replies (1) | Respond to of 4969
 
That answer from LPS is correct in general with respect to the "delinquency in filing". The nasdaq traded stocks can obtain a grace period by filing an "NT-10x" in time.

For OTCBB stocks, a special transition phase was in effect through 1999 and 2000: OBB companies did not file in the past and they were called to deliver their regular filings alphabetically.

otcbb.com

Those who failed got their "E" attached and disappered to the OTC Market after one month.

In May 2000 the companies VH through ZZ (together with some newcomers) are due, see:

otcbb.com