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Microcap & Penny Stocks : Zia Sun(zsun) -- Ignore unavailable to you. Want to Upgrade?


To: StockDung who wrote (8366)6/18/2000 4:26:00 PM
From: Sir Auric Goldfinger  Read Replies (8) | Respond to of 10354
 
Any application of this law appropriate to ZSUN & it's many "independent research report" writers here?:

"Traube violated Section 17(b) of the Securities Act for his role in the publication of the Ferrofluidics research reports discussed above. The Commission found that Moskowitz arranged to have Sweeney bill Ferrofluidics for Traube's work on the first report and to pay Traube after Sweeney's bill had been paid. The Commission found that Sweeney caused Traube's violation and ordered Traube and Sweeney to pay disgorgement and prejudgment interest. Traube was also ensured. sec.gov

Message 13882647