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Microcap & Penny Stocks : Amazon Natural (AZNT) -- Ignore unavailable to you. Want to Upgrade?

To: tonto who wrote (24984)	6/23/2000 6:06:00 PM
From: tonto	Read Replies (1) \| Respond to of 26163

REGISTERED SECURITIES ASSOCIATION -- REVIEW OF DISCIPLINARY PROCEEDING Violation of Rules of Fair Practice Failure to Provide Requested Information General securities and financial principal associated with a member firm of registered securities association failed to provide complete information requested by association in connection with investigations. Held, association's finding of violation and sanctions it imposed are sustained. APPEARANCES: H. Thomas Fehn and Gregory J. Sherwin, of Fields, Fehn & Sherwin, for Robert A. Quiel. Norman Sue, Jr. and John F. Malitzis, for NASD Regulation, Inc. Appeal filed: December 6, 1996 Last brief received: April 14, 1997 Robert A. Quiel, a general securities and financial principal of Monaco Securities, Inc. ("Monaco"), formerly known as Desert Mountain Securities, Inc. ("Desert Mountain"), a member of the National Association of Securities Dealers, Inc. ("NASD"), appeals from NASD disciplinary action. <(1)> The NASD found that Quiel incompletely responded to NASD requests for information and that he failed to cooperate with an NASD investigation. The NASD determined that Quiel's conduct violated Article III, Section 1 and Article IV, Section 5 of its Rules of Fair Practice ("Rules"). <(2)> The NASD censured Quiel, fined him $12,500, suspended him for thirty days, and required him to requalify as a general securities principal and as a general securities representative. We base our findings on an independent review of the record Quiel letter to the SEC. Didn't HE short AZNT? If so, would it have been a" legal" short? sec.gov sec.gov To: Janice Shell who wrote (138) From: Spider Valdez Sunday, Feb 21, 1999 8:22 PM ET Reply # of 501 janice dear i see authorities arrested two men in a $19 million telemarketing scam....gee i wonder if one of those guys was a wellrich employee? lololol ! you are in bed with some great guys there dear...mail fraud, the sale of unregistered securities & money laundering, oh boy! i see why you defend these telemarketers so earnestly, these guys fit in well with the likes of zapara, krisfalusi & andy mann! lolol ! i also see you have no knowledge of what transpires in court. you would love the evidence i entered into the court records! lololol ! i am sure your pals will get you transcripts soon enough, until then keep going to bob quiel, your icq logs are always a good laugh! get back to bashing now dear, i wouldn't want you to feel unfulfilled. spider Message 7952564