To: Sir Auric Goldfinger who wrote (9447 ) 8/21/2000 9:29:44 PM From: StockDung Read Replies (2) | Respond to of 10354 File for: Data Current as of: 08/21/2000 CRD# 1187262 LAWRENCE KATZ anso re resume at morganfund.com wonder why he did not mention LA JOLLA CAPITAL CORPORATION on morganfunds web site LOL ALL CURRENT EMPLOYMENTS This section provides the name of the NASD member firm that currently employs this broker, the firm's CRD number, the location of the office where the broker is employed, and the broker's start date. For your convenience you can click on the links below to view information on the firm where your broker is currently employed. Employing Firm: WEST AMERICA SECURITIES CORP Firm CRD Number: 35035 Office of Employment Address: WESTLAKE VILLAGE, California 91362 Start Date: 06/18/1999 End Date: to present Employing Firm: MORGAN MANAGEMENT CO Firm CRD Number: Office of Employment Address: LA, California Start Date: 04/01/1999 End Date: to present Employing Firm: MARKET SUMMARY AND FORECAST Firm CRD Number: Office of Employment Address: PLAYA DEL REY, California Start Date: 03/01/1995 End Date: to present PREVIOUS EMPLOYMENT This section provides 10 years of an individual's employment history. If the individual is currently registered with the NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with the NASD, employment history will be displayed for the 10 years prior to termination of the registration. For employers that are or were an NASD member firm, the firm's CRD number, the location of the office where the broker was employed, and the dates of employment will be displayed. Employing Firm: INTREPID SECURITIES, INC. Firm CRD Number: 19311 Office of Employment Address: TORRANCE, California 90503 Start Date: 11/20/1997 End Date: 07/01/1999 Employing Firm: WEST AMERICA SECURITIES CORP Firm CRD Number: 35035 Office of Employment Address: LOS ANGELES, California 90017-3127 Start Date: 03/22/1994 End Date: 12/11/1995 Employing Firm: LA JOLLA CAPITAL CORPORATION Firm CRD Number: 24341 Office of Employment Address: SAN DIEGO, California 92109 Start Date: 04/04/1993 End Date: 03/21/1994 Employing Firm: L.P. CHARLES & GOINGS, INC. Firm CRD Number: 27020 Office of Employment Address: LOS ANGELES, California 90064 Start Date: 11/16/1992 End Date: 05/18/1993 Employing Firm: CARTWRIGHT AND WALKER SECURITIES, INCORPORATED Firm CRD Number: 23504 Office of Employment Address: LOS ANGELES, California 90067 Start Date: 01/01/1992 End Date: 10/28/1992 Employing Firm: DEAN WITTER REYNOLDS INC. Firm CRD Number: 7556 Office of Employment Address: TORRANCE, California 90503 Start Date: 12/11/1989 End Date: 01/02/1992 ================================ Morgan Management Company Ltd (THEMORGANFUND-DOM) 30 Decastro Street Road Town, Tortola 00000 VG Domain Name: themorganfund.com Administrative Contact, Technical Contact, Zone Contact, Billing Contact: Domain Registrations (DR560-ORG) domreg@MOMENTUMPLUS.COM Momentum Internet Inc PO Box 71, Craigmuir Chambers Road Town, Tortola 00000 VG +852 - 28778059 Fax- - ï=¬ïÿíhï=q Record last updated on 01-Sep-1999. Record expires on 27-Jul-2001. Record created on 27-Jul-1999. Database last updated on 20-Aug-2000 20:53:58 EDT. Domain servers in listed order: EXODUS.MOMENTUMPLUS.COM 209.164.39.195 LEVITICUS.MOMENTUMPLUS.COM 209.164.39.197 NS2.MOMENTUM.COM.HK 210.176.85.38