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Non-Tech : Auric Goldfinger's Short List -- Ignore unavailable to you. Want to Upgrade?

To: StockDung who wrote (6199)	9/20/2000 2:16:33 PM
From: jjs64	Respond to of 19428

Check out Broad Capital on www.sec.gov, Search Non-Edgar Documents. Broad Capital and Murray Huberman are total scum crims. Here is a little taste: UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 7338 / September 26, 1996 ADMINISTRATIVE PROCEEDING File No. 3-9101 ------------------------------- : In the Matter of : : ORDER INSTITUTING A PUBLIC BROAD CAPITAL ASSOCIATES, INC. : PROCEEDING PURSUANT TO SECTION and MURRAY AARON HUBERFELD, : 8A OF THE SECURITIES ACT OF : 1933, MAKING FINDINGS AND Respondents. : IMPOSING A CEASE-AND-DESIST : ORDER : : -------------------------------- I. The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that a public administrative proceeding be, and hereby is, instituted pursuant to Section 8A of the Securities Act of 1933 ("Securities Act") to determine whether Respondents Broad Capital Associates, Inc. ("Broad Capital") and Murray Aaron Huberfeld ("Huberfeld") violated Section 5 of the Securities Act. II. In anticipation of the institution of this proceeding, Broad Capital and Huberfeld have each submitted an Offer of Settlement ("Offers") which the Commission has determined to accept. By the terms of their respective Offers, Broad Capital and Huberfeld, without admitting or denying the findings set forth below, except that each admits to the jurisdiction of the Commission over them and over the matters set forth in this Order Instituting a Public Proceeding Pursuant to Section 8A of the Securities Act of 1933, Making Findings and Imposing a Cease-and-Desist Order (the "Order") and, solely for the purposes of this proceeding and any other proceeding brought by or on behalf of the Commission or to which the Commission may be a party, consent to the entry of this Order. Get more here: sec.gov Buyer Beware!