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Microcap & Penny Stocks : The Hartcourt Companies, Inc. (HRCT) -- Ignore unavailable to you. Want to Upgrade?

To: Investorman who wrote (1409)	11/9/2000 5:00:01 PM
From: StockDung	Read Replies (1) \| Respond to of 2413

Hey Chumps!! pacconsec.com stop doing your so called DD from Hartcourt press releases. Those Offshore Boiler Room Criminals that you claim are short Hartcourt Stock and were previously long Hartcourt stock still around? Apparently so!! Remember CHUMPS, buy low and sell high, not the other way around!! CHEERS CHUMPS!!

To: Investorman who wrote (1409)	11/9/2000 5:17:34 PM
From: StockDung	Respond to of 2413

re:PCOS Criminal Actions: 0 Regulatory Actions: 2 Civil Judicial Actions: 0 Arbitrations: 0 Bonds: 0 Bankruptcies: 0 Judgment/Liens: 0 This information is current as of: 11/09/2000 ________________________________________________________________________________ NASD Member Firm: PACIFIC CONTINENTAL SECURITIES CORPORATION CRD Number: 2398 ****************************************************************************** ADDRESS/GENERAL INFORMATION **************************************************************************** This section provides the firm's name, CRD number, SEC number, Applicant Name on Form BD, NASD District where the firm is located, and the firm's main and mailing addresses. Applicant Name on Form BD: PACIFIC CONTINENTAL SECURITIES CORPORATION SEC Number: 8-008645 Prior Business Names: CROMWELL INVESTMENTS, INC. STUART P. KASTNER & ASSOCIATES, INC. Business Phone Number: 323-653-1212 Main Office Address Located in NASD District: 2-Los Angeles 8484 WILSHIRE BLVD SUITE 450 BEVERLY HILLS, CA 90211-3216 Mailing Address 8484 WILSHIRE BLVD SUITE 450 BEVERLY HILLS, CA 90211-3216 **** REGULATORY ACTION (1 of 2) **** Reporting Source: Regulator (Form U-6) Date Reported: 01/27/1999 Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Date initiated: 01/27/1999 Docket/ Case Number: C02980096 Allegations: Current Status: Final Resolution: Acceptance, Waiver & Consent(AWC) Resolution Date: 01/27/1999 Sanctions Ordered: Monetary/Fine, Censure Monetary Amount: $10,000.00 Resolution NASDR Public Disclosure Program November 09, 2000 Page 5 This information is current as of: 11/09/2000 ________________________________________________________________________________ NASD Member Firm: PACIFIC CONTINENTAL SECURITIES CORPORATION CRD Number: 2398 REGULATORY ACTIONS(cont.) Details: Summary: 2/24/99GS: ON JANUARY 27, 1999, DISTRICT NO. 2 NOTIFIED RESPONDENTS PACIFIC CONTINENTAL AND JAMES A. ALLEN THAT THE LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. C02980096 WAS ACCEPTED; THEREFORE, THEY ARE CENSURED AND FINED $10,000, JOINTLY AND SEVERALLY. ADDITIONALLY, RESPONDENT MEMBER IS ORDERED TO UNDERTAKE THE FOLLOWING: HIRE SUFFICIENT QUALIFIED PERSONNEL TO PERFORM ALL OF THE DUTIES REQUIRED TO BE PERFORMED BY A FINOP AS DESCRIBED IN MEMBERSHIP AND REGISTRATION RULE 1022(b) - (NASD RULES 1014(c)AND(f), AND 2110 - RESPONDENT MEMBER, ACTING THROUGH RESPONDENT ALLEN, VIOLATED ITS RESTRICTION AGREEMENT WITH THE NASD IN THAT IT CHANGED ITS STATUS TO THAT OF A FULLY COMPUTING FIRM SUBJECT TO ALL PROVISIONS OF SEC RULE 15c3-3 BUT FAILED TO OBTAIN PRIOR WRITTEN APPROVAL FROM THE NASD; HELD CUSTOMER FUNDS AND FAILED TO ESTABLISH A SPECIAL RESERVE BANK ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS; AND, FAILED TO MAKE WEEKLY COMPUTATIONS OF THE AMOUNT REQUIRED TO BE DEPOSITED INTO THE RESERVE ACCOUNT AS REQUIRED BY SEC RULE 15c3-3. THE FOREGOING DEFICIENCIES AROSE BECAUSE THE FIRM, ACTING THROUGH ALLEN, HAD INADEQUATE FINANCIAL AND OPERATIONAL PERSONNEL TO IDENTIFY THEM). ******************************* Reporting Source: Regulator (Form BD) Date Reported: Initiated By: NASDR Date initiated: 02/23/1998 Docket/ Case Number: E02970600 Allegations: VIOLATION OF SEC RULE 15C3-3 AND CONDUCT RULE 2110 Current Status: Final Resolution: Acceptance, Waiver & Consent(AWC) Resolution Date: 02/18/1999 Sanctions Ordered: Monetary/Fine Monetary Amount: $10,000.00 Resolution Details: LETTER OF ACCEPTANCE WAIVER AND CONSENT WITHOUT ADMITTING OR DENYING LIABILITY. PAYMENT OF SANCTION IN THE SUM OF $10,000 AND AGREEMENT TO HIRE SUFFICIENT PERSONNEL TO ADEQUATELY ASSIST THE FINOP. Summary: **** REGULATORY ACTION (2 of 2) **** Reporting Source: Regulator (Form U-6) Date Reported: 05/13/1964 Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Date initiated: 03/19/1964 Docket/ Case Number: Unknown Allegations: Current Status: Final Resolution: Decision Resolution Date: 03/19/1964 Sanctions Ordered: Monetary/Fine, Suspension Monetary Amount: $250.00 Resolution NASDR Public Disclosure Program November 09, 2000 Page 6 This information is current as of: 11/09/2000 ________________________________________________________________________________ NASD Member Firm: PACIFIC CONTINENTAL SECURITIES CORPORATION CRD Number: 2398 REGULATORY ACTIONS(cont.) Details: Summary: SUSPENDED FOR 45 DAYS ON MARCH 19, 1964, EFFECTIVE WITH OPENING OF BUSINESS MARCH 30, 1964 - FINAL 05/13/64 CLOSE OF BUSINESS. ******************************* Reporting Source: Regulator (Form BD) Date Reported: Initiated By: NASD Date initiated: 01/01/1964 Docket/ Case Number: UNKNOWN Allegations: ADVERTISING WITHOUT NASD APPROVAL. Current Status: Final Resolution: Other Resolution Date: 03/19/1964 Sanctions Ordered: Suspension Resolution Details: THE FIRM WAS SUSPENDED FOR 45 DAYS. Summary: ******** END OF REPORT **********

To: Investorman who wrote (1409)	11/9/2000 5:30:16 PM
From: StockDung	Respond to of 2413

HEY CHUMPS!! YOUR DumbDumb DD SUX->http://pcos.com/ Pacific Continental Securities offers on-line trading from a multilingual web site. Trading is fully automated. World wide offices offer full brokerage services. As an investment banker PCS looks for publicly traded companies requiring creative capitalization. Seth Lipscher commerce.com.tw www.pcos.com is 'under construction' even though it is registered with several search engines. I guess that multilingual trading platform was taken down. LOL. PCOS website registered to a guy with AOL email. Pacific Continental Securities (PCOS5-DOM) 2 Rector St. 13th Fl. New York, NY 10006 US Domain Name: PCOS.COM Administrative Contact, Billing Contact: Littauer, Matthew (ML11731) rmlittauer@AOL.COM Pacific Continental Securities 2 Rector St. 13th Fl. New York , NY 10006 (212)437-8000 (FAX) (212)380-4625 Technical Contact, Zone Contact: Registrar, Domain (RI52-ORG) domain-registrar@REGISTER.COM Register.com 575 8th Avenue - 11th Floor New York, NY 10018 USA 212-798-9200 Fax- 212-629-9305 Fax- - 212-629-9305 Record last updated on 04-Feb-1999. Record expires on 04-Feb-2001. Record created on 04-Feb-1999. Database last updated on 7-Nov-2000 19:18:58 EST. Domain servers in listed order: DNS5.REGISTER.COM 209.67.50.251 DNS6.REGISTER.COM 209.67.50.252 networksolutions.com!P... other registrations: www.pacconsec.com (live site, their UK headquarters) networksolutions.com!P... www.pacconsecus.com (non-existent) networksolutions.com. Misc links: iht.com tsi.it (wtf is this?) There is no broker with last name Sherman registered through NASDR at PCOS. I'm waiting for their Disclosure report to arrive...hopefully its under 1.5 MB There may be more goodness tucked away, but I didnt have time to run down all the links.

To: Investorman who wrote (1409)	11/9/2000 5:44:08 PM
From: StockDung	Respond to of 2413

Pacific Continental Securities Germany GmbH Ihr Berater für globale Investitionsstrategien In Frankfurt - Los Angeles - New York - London pacconsec.de Aufwiedersehen CHUMPS

To: Investorman who wrote (1409)	11/9/2000 6:00:13 PM
From: StockDung	Read Replies (1) \| Respond to of 2413

domain: pacconsec.dedescr: Pacific Continental Securtiy Germany GmbH descr: Goethe Str. 34descr: D-60313 Frankfurtdescr: DE admin-c: RK9691-RIPEtech-c: HE15-RIPEzone-c: HE15-RIPE nserver: auth04.ns.de.uu.netnserver: auth54.ns.de.uu.net status: connectchanged: lastchange@denic.de 20000614source: DENIC person: Ruediger Kalthoff address: Pacific Continental Security Germany GmbH address: Goethe Str. 34address: 60313 Frankfurtaddress: DE nic-hdl: RK9691-RIPEchanged: lastchange@denic.de 20000607 source: DENICrole: Hostmaster UUNET Deutschland address: UUNET Deutschland GmbHaddress: NIC & DNS address: Sebrathweg 20address: 44149 Dortmundaddress: DE phone: +49 231 972 00fax-no: +49 231 972 1177 e-mail: hostmaster@de.uu.netnic-hdl: HE15-RIPE remarks: role account for Hostmaster at de.uu.net remarks: could be Andreas Wittkemper, Ulrich Schulze-Boeing, remarks: Reinhardt Wolf, Frank Eckermann, remarks: Tore Stelzner or Rene Pudlik changed: lastchange@denic.de 20001004source: DENIC