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Biotech / Medical : GUMM - Eliminate the Common Cold -- Ignore unavailable to you. Want to Upgrade?

To: Sir Auric Goldfinger who wrote (3347)	11/27/2000 2:20:10 PM
From: StockDung	Respond to of 5582

Auric, take a look at Schneider's security analyst STEPHEN ERIC STARK CRD record. His many years of experience caught my eye and then his previous on the job experience makes him the one to watch in 2001. Maybe he will recommend GUMM? NASDR Public Disclosure Program November 27, 2000 Page 2 This information is current as of: 11/27/2000 ________________________________________________________________________________ NASD Registered Person: STEPHEN ERIC STARK CRD Number: 2165231 ****************************************************************************** CURRENT EMPLOYMENT **************************************************************************** This section provides the name of the NASD member firm that currently employs this broker, the firm's CRD number, the location of the office where the broker is employed, and the broker's start date. This section also provides the jurisdictions with which the broker is currently registered or licensed to do business, the category of each registration, and the date on which the registration approval was granted. ************ CURRENT EMPLOYMENT (1 of 1) ************ Employing Firm: SCHNEIDER SECURITIES, INC. Firm CRD Number: 16434 Office of Employment address BLDG 1 STE #100 ROCHESTER, New York 14618 Start Date: 08/16/1999 End Date: to present Registrations: Jurisdiction/SRO Category Status As Of Date AZ Agent Approved 01/10/2000 CA Agent Approved 01/06/2000 FL Agent Approved 01/12/2000 GA Agent Approved 01/07/2000 IL Agent Approved 01/13/2000 MA Agent Approved 01/14/2000 NASD General Securities Approved 12/09/1999 Representative ND Agent Approved 01/10/2000 NJ Agent Approved 01/10/2000 NM Agent Approved 01/13/2000 NV Agent Approved 01/10/2000 NY Agent Approved 12/21/1999 TN Agent Approved 01/10/2000 TX Agent Approved 01/06/2000 VA Agent Approved 01/10/2000 WI Agent Approved 01/11/2000 Other Business AVEC CAPITAL SERVICES AS PRESIDENT 4/1994 TO DATE. THIS COMPANY HAS BEEN INACTIVE SINCE 1996. **************************************************************************** PREVIOUS EMPLOYMENT **************************************************************************** This section provides 10 years of an individual's employment history. If the individual is currently registered with the NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with the NASD, employment history will be displayed for the 10 years prior to termination of the registration. For employers that are or were an NASD member firm, the firm's CRD number, the location of the office where the broker was employed, and the dates of employment will be displayed. *********** PREVIOUS EMPLOYMENT (1 of 1) *********** Employing Firm: TARGET-DAYTON HUDSON CORP. Firm CRD Number: Office of Employment address: AMHURST, New York Start Date: 03/01/1998 End Date: 08/01/1999 NASDR Public Disclosure Program November 27, 2000 Page 3 This information is current as of: 11/27/2000 ________________________________________________________________________________ NASD Registered Person: STEPHEN ERIC STARK CRD Number: 2165231 **************************************************************************** JUDGMENT/LIEN ACTIONS **************************************************************************** DISCLOSURE INFORMATION This section contains information regarding unsatisfied judgments and/or liens that were reported to CRD. These events are disclosable through the Public Disclosure Program and include only those judgments and/or liens that remain unsatisfied. Some of the fields in this section of the report may be blank if the information was not provided to CRD. OCCURRENCE COUNTS 1 Record(s) **************************************************************************** FIELD DEFINITIONS ** * Reporting Source: The form through which details of the judgment or lien was reported to CRD. * Date Reported: The date the action was reported to CRD. * Judgment/Lien Holder: The name of the judgment or lien holder. * Judgment/Lien Filed Date: Date the judgment or lien was filed with the appropriate authority. * Judgment/Lien Type: The type of judgment or lien (e.g., civil, default, tax). * Judgment/Lien Amount: Dollar amount of the judgment or lien. * Court Details: Details regarding the court the action was brought in (e.g., name and location of court, docket/case number, etc.). * Summary: A summary of the events leading to the action. ****************************************************************************** ** JUDGMENT/LIEN ACTION (1 of 1) ** Reporting Source: Broker (Form U-4) Date Reported: 08/25/1999 Judgment/Lien Holder: JOJOHN B. TORNFELT Judgment/Lien Type: Civil Judgment/Lien Amount: $40,000.00 Judgment/Lien Filed Date: 07/06/1998 Court Details: ERIE COUNTY COURT, ERIE COUNTY HALL, BUFFALO, NY 14267 DOCKET # 277609 Summary: I BORROWED $40,000.00 FROM JOHN TORNFELT TO PURSUE BUSINESS OPPORTUNITY THAT FAILED TO MATERIALIZE. I WAS UNABLE TO PAY HIM BACK IN A TIMELY MANNER DUE TO SETBACKS. I AM CURENTLY PAYING HIM 10% OF GROSS SALARY. ******** END OF REPORT **********