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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?

To: RockyBalboa who wrote (64272)12/7/2000 6:12:30 PM
From: StockDung  Respond to of 122087
 
ASKJ 144'S FILED. "THE BUTTLER DID IT" UNFRICKENBELIEVABLE!!

1. GERLACH, WILLIAM - 12,897 144 12/1/2000 - $0.12 - - 12/7/2000
2. GERLACH, WILLIAM - 6,000 144 11/30/2000 - $0.05 - - 12/5/2000
3. UPSON, LINUS P 781 144 11/28/2000 - $0.01 - - 12/6/2000
4. SINGER, JEROME - 7,559 144 11/27/2000 - $0.09 - - 12/5/2000
5. LICHTER, GEORGE - 1,591 144 11/24/2000 - $0.02 - - 12/5/2000
6. BUCKLEY, TIMOTHY - 781 144 11/21/2000 - $0.01 - - 11/29/2000
7. LICHTER, GEORGE - 1,549 144 11/17/2000 - $0.02 - - 11/29/2000
8. WRUBEL, ROBERT CEO 20,000 144 11/16/2000 - $0.25 - - 11/28/2000
9. YALE UNIVERSITY - 102,235 144 11/13/2000 - $1.58 - - 11/27/2000
10. SEVIN, L.J. TRUST FUND - 309,236 144 11/7/2000 - $5.26 - - 11/21/2000
11. VACULIN, FRANK OFF 5,000 144 10/27/2000 - $0.07 - - 11/13/2000
12. BOICH, MICHAEL D. - 781 144 10/23/2000 - $0.01 - - 11/1/2000
13. FITZWILSON, ROBERT C.(TR) - 391 144 10/19/2000 - $0.00 - - 10/31/2000
14. KRIZELMAN, TODD - 2,143 144 10/12/2000 - $0.03 - - 10/25/2000
15. MORSE, KENNETH & LAURA - 363 144 10/10/2000 - $0.01 - - 10/24/2000
16. ENLOE, ROBERT T. III - 782 144 10/6/2000 - $0.01 - - 10/26/2000
17. ENLOR, ROBERT TED III - 782 144 10/6/2000 - $0.01 - - 10/24/2000
18. WARTHEN, DAVID CTO 100,000 144 10/5/2000 - $1.62 - - 10/16/2000
19. HIGGINS, ROBERT F. - 86,633 144 10/3/2000 - $1.39 - - 10/16/2000
20. BROCK, JAMES L. - 312 144 9/20/2000 - $0.01 - - 9/29/2000
21. KNUDSEN, THOMAS P 781 144 9/19/2000 - $0.02 - - 9/28/2000
22. MAHL, JEFFREY S. EX VP - 3 9/19/2000 - - 11,785 D 10/5/2000
23. MAHL, JEFFREY S. EX VP - 3 9/19/2000 - - 11,785 D 10/6/2000
24. BERGER, TOBY - 1,500 144 9/15/2000 - $0.04 - - 9/27/2000
25. ANSANELLI, JOSEPH P 392 144 9/14/2000 - $0.01 - - 11/27/2000
26. FELD, BRADLEY A. - 180 144 9/12/2000 - $0.00 - - 9/28/2000
27. AMRAM, JOSEPH Y. - 2,175 144 9/11/2000 - $0.06 - - 9/21/2000
28. MAYO PENSION PLAN - 36,251 144 - - $0.90 - - 9/11/2000
29. FUNG, ROBERT - 1,000 144 9/5/2000 - $0.03 - - 9/19/2000
30. LEVENTHAL-STERN FAM LVG TR - 264 144 9/5/2000 - $0.01 - - 9/19/2000
31. SAHLMAN, WILLIAM ANDREW - 363 144 9/5/2000 - $0.01 - - 9/15/2000
32. SEQUOIA HOSPITAL FOUNDATION - 425 144 9/1/2000 - - - - 9/11/2000
33. ST FRANCIS HIGH SCHOOL - 850 144 9/1/2000 - $0.03 - - 9/13/2000
34. DAVIS, CHRIS M. OFF 10,000 S 8/31/2000 $29.50 - 9,449 D 9/18/2000
35. DAVIS, CHRISTINE M. EMP 11,951 144 8/31/2000 - $0.36 - - 9/13/2000
36. FISHKIN, LAURENCE VP 3,694 144 8/31/2000 - $0.11 - - 9/13/2000
37. FISHKIN, LAURENCE G. OFF 3,694 JS 8/31/2000 $30.89 - 10,715 D 10/11/2000
38. LICHTER, GEORGE - 10,000 144 8/31/2000 - $0.30 - - 9/15/2000
39. RAMSEY BEIRNE PTS II, LLC - 1,167 144 8/31/2000 - $0.03 - - 9/11/2000
40. SHIROMA, ERIC - 2,000 144 8/31/2000 - $0.06 - - 9/13/2000
41. BRISCOE, EDWARD D. - 356,812 144 8/30/2000 - - - - 9/13/2000
42. CONWAY FAMILY TR DTD 9/25/96 - 12,257 144 8/30/2000 - $0.33 - - 9/12/2000
43. MAYO FOUNDATION PENSION - 36,251 144 8/30/2000 - $0.90 - - 9/11/2000
44. CONWAY FAMILY TR DTD 9/25/96 - 4,837 144 8/29/2000 - $0.13 - - 9/11/2000
45. DALTON, SEAN M. - 2,000 144 8/29/2000 - $0.05 - - 9/14/2000
46. LOBDELL, MARTIN J. VP 3,687 144 8/29/2000 - $0.10 - - 9/11/2000
47. STRAUCH, ROGER A. CB 64,500 JS 8/28/2000 - 8/16/2000 $26.00 - $17.38 - 2,013,577 I 9/29/2000
48. STRAUCH, ROGER A. CB 72,694 S 8/28/2000 - 8/15/2000 $26.00 - $17.38 - 2,013,577 I 9/29/2000
49. MCCLELLAND, W. CARTER - 10,000 144 8/25/2000 - $0.25 - - 9/6/2000
50. NAKAO, M.BRUCE (`94 TRUST) - 15,625 144 - - $0.30 -
51. SHRIRAM, RAM P 392 144 8/25/2000 - $0.01 - - 9/7/2000
52. CHEN, PEHONG - 978 144 8/24/2000 - $0.02 - - 9/12/2000
53. NAKAO, M.B. & OCCHIPINT, M. - 50,000 144 - - $0.90 - - 8/24/2000
54. WARTHEN, DAVID - 105,558 144 8/24/2000 - $2.38 - - 9/5/2000
55. BOZZINI, MARK F. - 15,000 144 8/23/2000 - $0.31 - - 9/7/2000
56. CHILDRENS FAIRYLAND - 3,225 144 8/23/2000 - $0.06 - - 9/6/2000
57. STANLEY, JOHN - 4,173 144 8/23/2000 - $0.09 - - 9/6/2000
58. LAUGHLIN, ROBERT - 748 144 8/21/2000 - $0.02 - - 9/1/2000
59. NAKAO, BRUCE CFO 25,000 JS 8/21/2000 $21.57 - 160,619 I 10/11/2000
60. YALE UNIVERSITY - 166,759 144 8/19/2000 - $4.29 - - 9/22/2000
61. CASTLEMAN, DEBORAH - 3,974 144 8/18/2000 - $0.08 - - 9/1/2000
62. GARIN, TORUNN A. - 2,175 144 8/18/2000 - $0.04 - - 9/1/2000
63. LOBDELL, MARTIN J. VP 2,000 144 8/17/2000 - $0.03 - - 9/1/2000
64. ROWEN, HOWARD - 1,000 144 8/17/2000 - $0.02 - - 9/1/2000
65. DAVIS, CHRIS M. OFF 9,375 JB 8/16/2000 $18.31 - - D 9/18/2000
66. DAVIS, CHRIS M. OFF 9,375 JS 8/16/2000 $8.31 - - D 9/18/2000
67. WRUBEL, ROBERT CEO 15,000 144 8/16/2000 - $0.28 - - 8/31/2000
68. WRUBEL, ROBERT DIR 15,000 S 8/16/2000 $18.56 - 334,790 D 9/28/2000
69. LOBDELL, MARTIN J. VP 2,000 144 8/15/2000 - $0.04 - - 8/31/2000
70. RODA GROUP - 8,194 144 8/15/2000 - $0.15 - - 9/1/2000
71. STRAUCH, ROGER A. CB 8,194 S 8/15/2000 $18.31 - - I 9/29/2000
72. GROUSBECK, WYCLIFFE K. - 45,090 144 8/9/2000 - $0.89 - - 8/29/2000
73. HAVILAND, DANA - 139 144 8/9/2000 - $0.00 - - 8/28/2000
74. LOBDELL, MARTIN J. VP 1,000 144 8/8/2000 - $0.02 - - 8/30/2000
75. NAKAO, BRUCE CFO 15,625 JB 8/8/2000 $28.89 - - D 10/11/2000
76. NAKAO, BRUCE CFO 15,625 JS 8/8/2000 $28.89 - - D 10/11/2000
77. VACULIN, FRANK - 9,448 144 8/8/2000 - $0.18 - - 8/30/2000
78. WERDEGAR, MAURICE P 96 144 8/3/2000 - - - - 8/22/2000
79. ARNOLD, BRIAN P. - 12,000 144 8/2/2000 - $0.20 - - 8/21/2000
80. ANDERSON, WILLIAM T. - 667 144 8/1/2000 - $0.01 - - 8/22/2000
81. FISHKIN, LAURENCE G. OFF 625 JB 8/1/2000 $11.90 - - D 10/11/2000
82. GROUSBECK, WYCLIFFE K. - 33,827 144 7/31/2000 - $0.68 - - 8/14/2000
83. KLEIN, ADAM PR - 3 7/31/2000 - - 1,000 D 9/6/2000
84. KLEIN, ADAM PR - 3 7/31/2000 - - 1,000 D 9/7/2000
85. SKLAR, RALPH - 4,620 144 7/31/2000 - $0.08 - - 8/16/2000
86. BENJAMIN FAMILY TRUST P 4,301 144 7/28/2000 - $0.07 - - 8/31/2000
87. BLACK, CHESTER B. - 725 144 7/26/2000 - $0.01 - - 8/9/2000
88. WARTHEN, DAVID - 200,000 144 7/26/2000 - - - - 8/18/2000
89. WARTHEN, DAVID - 70,835 144 7/21/2000 - $1.20 - - 8/3/2000
90. ABRAMS, DENNY - 6,302,000 144 - - - - - 7/19/2000
91. CAMERON TRUST - 127 144 7/18/2000 - - - - 7/28/2000
92. CONNOLLY, PATRICK J. - 8,687 144 7/18/2000 - $0.17 - - 7/27/2000
93. OHAWINE HOLDINGS LTD. - 254 144 7/18/2000 - - - - 7/28/2000
94. PATERNOT, STEPHAN - 2,143 144 7/18/2000 - $0.04 - - 7/27/2000
95. THANKSGIVING FDTN. LTD. - 127 144 7/18/2000 - - - - 7/28/2000
96. CEDAR GROVE INVESTMENTS LLC - 781 144 7/17/2000 - $0.01 - - 7/26/2000
97. WRUBEL. LEE - 65 144 7/17/2000 - $0.00 - - 7/27/2000
98. US VENTURE PARTNERS VI LP P 100,000 144 7/14/2000 - $1.51 - - 7/26/2000
99. DESIFTA LIMITED - 2,175 144 7/13/2000 - $0.03 - - 7/24/2000
100. NAUMANN-ETIENNE, R. - 9,448 144 7/13/2000 - $0.15 - - 7/25/2000
101. GOLDHABER, A. NATHANIEL - 16,746 144 7/12/2000 - $0.26 - - 8/9/2000
102. KRIZELMAN, TODD - 2,500 144 7/12/2000 - $0.04 - - 7/25/2000
103. PATERNOT, STEPHAN - 2,500 144 7/12/2000 - $0.04 - - 7/24/2000
104. US VENTURE PARTNERS VI LP - 100,000 144 7/12/2000 - $1.53 - - 7/24/2000
105. MILLER, DANIEL - 50,000 144 7/11/2000 - $0.70 - - 7/19/2000
106. ROTH, SCOTT E. - 500 144 7/10/2000 - $0.01 - - 7/24/2000
107. 2180 ASSOCIATES FUND VI, L.P P 7,500 144 7/7/2000 - $0.12 - - 7/28/2000
108. SHAPIRO, JAMES&SARAH FAM TR - 1,142 144 7/7/2000 - $0.02 - - 7/19/2000
109. US VENTURE PARTNERS VI LP P 100,000 144 7/7/2000 - $1.56 - - 7/28/2000
110. USVP VI AFFILIATES FUND, L.P P 14,000 144 7/7/2000 - $0.22 - - 7/28/2000
111. ABRAMS, DENNY - 4,448 144 6/29/2000 - $0.08 - - 7/12/2000
112. WARTHEN, DAVID CTO 52,151 144 6/29/2000 - $0.94 - - 7/12/2000
113. WARTHEN, DAVID OFF 66,151 S 6/29/2000 - 6/5/2000 $25.00 - $17.99 - 570,835 D 7/20/2000
114. WARTHEN, DAVID OFF 166,151 S 6/29/2000 - 6/5/2000 $25.47 - $17.98 - 472,279 D 7/20/2000
115. CAPITAL ASIA INTL LTD. - 520 144 6/28/2000 - $0.01 - - 7/14/2000
116. MILLER, DANIEL - 588,500 144 6/27/2000 - $17.95 - - 9/14/2000
117. ROWEN, HOWARD - 3,000 144 6/27/2000 - $0.05 - - 7/11/2000
118. SIEGEL, KENNETH M. - 200 144 6/27/2000 - $0.00 - - 9/6/2000
119. ANDERSON, JOHN - 5,000 144 6/26/2000 - $0.09 - - 7/14/2000
120. CAMPELL WHITE, ANNETTE - 7,448 144 6/26/2000 - $0.13 - - 7/14/2000
121. FOCKLER, HERBERT - 240 144 6/26/2000 - $0.00 - - 7/12/2000
122. ROWE, DAVID C. - 58 144 6/26/2000 - $0.00 - - 7/7/2000
123. ROWEN, HOWARD - 8,000 144 6/26/2000 - $0.14 - - 7/14/2000
124. BANK OF TOKYO MTSBSH - 385 144 6/23/2000 - $0.01 - - 9/19/2000
125. FIELD VENTURE PARTNERS - 40,022 144 6/23/2000 - $0.72 - - 7/6/2000
126. DAVIS, ROBERT - 174 144 6/22/2000 - $0.00 - - 7/7/2000
127. DUKE UNIVER. EMP RET.PLAN - 13,341 144 6/22/2000 - $0.24 - - 7/7/2000
128. SHERMAN FAIRCHILD FDTN,INC. - 21,751 144 6/22/2000 - $0.43 - - 7/7/2000
129. ANDERSON, JOHN - 13,897 144 6/21/2000 - $0.27 - - 7/6/2000
130. GRAHAM, HATCH - 5,000 144 6/21/2000 - $0.10 - - 7/6/2000
131. KRIZELMAN, TODD - 5,000 144 6/21/2000 - $0.10 - - 7/6/2000
132. PATERNOT, STEPHAN - 5,000 144 6/21/2000 - $0.10 - - 7/6/2000
133. STRAUCH, ROGER A. CB 52,234 JB 6/20/2000 $20.88 - - I 9/29/2000
134. STRAUCH, ROGER A. CB 780,000 JS 6/20/2000 $20.88 - 2,072,771 I 9/29/2000
135. CI VENTURES - 385 144 6/19/2000 - $0.01 - - 9/21/2000
136. STAGE HILL PARTNERS - 1,087 144 6/16/2000 - $0.02 - - 7/3/2000
137. WALLACK, ALLAN L. - 667 144 6/15/2000 - $0.01 - - 6/29/2000
138. WARTHEN, DAVID CTO 100,000 144 6/15/2000 - $1.95 - - 7/7/2000
139. COLONNA, JEROME D. - 667 144 6/13/2000 - $0.02 - - 6/26/2000
140. CROSSROADS `97 V.C.PROG.I - 10,006 144 6/13/2000 - $0.31 - - 9/14/2000
141. CROSSROADS 97 AST A II - 6,670 144 6/13/2000 - $0.20 - - 9/14/2000
142. CROSSROADS ASSET ALLC I LP - 10,006 144 6/13/2000 - $0.31 - - 9/14/2000
143. CROSSROADS VENT CAP I - 6,670 144 6/13/2000 - $0.20 - - 9/14/2000
144. DAVIS, ROBERT - 2,001 144 6/13/2000 - $0.04 - - 6/27/2000
145. HENNESSY, JOHN M. - 667 144 6/13/2000 - $0.01 - - 6/26/2000
146. LAPIDUS, STANLEY N. - 667 144 6/13/2000 - $0.01 - - 6/26/2000
147. NASSAU CAPITAL FUNDS,LP - 100,056 144 6/13/2000 - $2.20 - - 6/26/2000
148. SHIAVO, VINCENT - 5,000 144 6/13/2000 - $0.10 - - 6/22/2000
149. SIMON, JOHN G. - 334 144 6/13/2000 - $0.01 - - 6/26/2000
150. STERNBERG, THOMAS G.(REV.TR) - 667 144 6/13/2000 - $0.01 - - 6/22/2000
151. FORD FOUNDATION - 133,408 144 6/12/2000 - $2.93 - - 6/26/2000
152. HARBOURVEST PARTNERS V P FD - 17,144 144 6/12/2000 - $0.40 - - 6/26/2000
153. HARBOURVEST PRTS V-P PF - 2,856 144 6/12/2000 - $0.07 - - 6/26/2000
154. HARVARD MGMT PR EQ CORP - 66,704 144 6/12/2000 - $1.69 - - 6/20/2000
155. HB-PGGM FUND II, L.P. - 20,011 144 6/12/2000 - $0.51 - - 6/26/2000
156. HENNESSY, JOHN M. - 58 144 6/12/2000 - $0.00 - - 6/23/2000
157. HORSLEY BRIDGE FUND V, LP - 113,397 144 6/12/2000 - $2.88 - - 6/26/2000
158. NELSON, GLEN D. REV TR - 7,250 144 6/12/2000 - $0.16 - - 6/29/2000
159. SWANSON FAMILY FUND LTD. - 3,334 144 6/12/2000 - $0.07 - - 6/28/2000
160. TUCKER ANTHONY PRIV.EQ.FD,LP - 40,022 144 6/12/2000 - $1.02 - - 6/26/2000
161. VANDERBILT UNIVERSITY - 66,704 144 6/12/2000 - $1.47 - - 6/29/2000
162. WILLIAMS COLLEGE - 33,352 144 6/12/2000 - $0.79 - - 6/26/2000
163. GOTHIC CORP. - 5,799 144 6/9/2000 - $0.13 - - 6/21/2000
164. LEAVITT FAMILY TRUST 4/89 P 14,000 144 6/9/2000 - $0.36 - - 6/22/2000
165. SIMON, HAROLD MD - 14 144 6/7/2000 - $0.00 - - 6/20/2000
166. LAGOD, MARTIN L. P 264 144 6/6/2000 - $0.01 - - 6/21/2000
167. LAPIDUS, STANLEY N. - 58 144 6/6/2000 - $0.00 - - 6/14/2000
168. GOLDIN, MICHAEL - 17,500 144 6/2/2000 - - - - 8/2/2000
169. BENJAMIN, KEITH JR. P 392 144 6/1/2000 - $0.01 - - 6/9/2000
170. LOBDELL, MARTIN - 761 144 5/30/2000 - $0.02 - - 6/8/2000
171. GRAHAM, HATCH - 761 144 5/26/2000 - $0.02 - - 6/5/2000
172. DUKE UNIVER. EMP RET.PLAN - 1,160 144 5/24/2000 - $0.02 - - 6/2/2000
173. FIELD VENTURE PARTNERS - 3,479 144 5/24/2000 - - - - 6/5/2000
174. GRUENER, GARRETT P. DIR 50,315 PS 5/24/2000 $20.00 - 1,590,332 D 6/27/2000
175. COLONNA, JEROME D. - 58 144 5/23/2000 - $0.00 - - 6/1/2000
176. MILLER, ROBERT - 2,000 144 5/23/2000 - $0.04 - - 6/6/2000
177. STILL, GEORGE J. JR. - 2,931 144 5/19/2000 - $0.06 - - 5/30/2000
178. BENJAMIN, KEITH JR. - 2,116 144 5/17/2000 - $0.05 - - 5/31/2000
179. CONNOLLY, PATRICK J. - 761 144 5/16/2000 - $0.02 - - 5/31/2000
180. CROSSROADS 97 ASSET A1LP - 870 144 5/16/2000 - $0.02 - - 5/26/2000
181. CROSSROADS 97 AST A II - 580 144 5/16/2000 - $0.02 - - 5/26/2000
182. CROSSROADS 97 VTR CAPPI - 890 144 5/16/2000 - $0.02 - - 5/26/2000
183. CROSSROADS FBO SBC MPT - 5,799 144 5/16/2000 - $0.14 - - 5/26/2000
184. DAVIDSON, DANIEL - 2,310 144 5/16/2000 - $0.06 - - 5/26/2000
185. FORD FOUNDATION - 11,596 144 5/16/2000 - $0.25 - - 5/26/2000
186. KRIZELMAN, TODD - 845 144 5/16/2000 - $0.02 - - 5/31/2000
187. WALLACK, ALLAN L. - 58 144 5/16/2000 - $0.00 - - 5/25/2000
188. WARTHEN, DAVID OFF 1,444 JB 5/16/2000 $1.00 - 636,986 I 6/28/2000
189. WARTHEN, DAVID OFF 1,444 JB 5/16/2000 $1.00 - 636,986 I 7/20/2000
190. WARTHEN, DAVID OFF 1,444 JS 5/16/2000 - - - D 6/28/2000
191. WARTHEN, DAVID OFF 1,444 JS 5/16/2000 - - - D 7/20/2000
192. BARRY, KATHLEEN A. - 1,337 144 5/15/2000 - $0.03 - - 5/24/2000
193. ENDOWMENT VENTURE PTS IV,LP - 11,597 144 5/15/2000 - $0.30 - - 5/24/2000
194. GAISS, MICHAEL - 536 144 5/15/2000 - $0.01 - - 5/24/2000
195. GROUSBECK, WYCLIFFE K. - 6,872 144 5/15/2000 - $0.17 - - 5/24/2000
196. HARVARD MGMT PR EQ CORP - 5,799 144 5/15/2000 - $0.14 - - 5/22/2000
197. ROWEN, HOWARD - 1,523 144 5/15/2000 - $0.04 - - 5/26/2000
198. STEMBERG, THOMAS REV. TR - 58 144 5/15/2000 - $0.00 - - 5/24/2000
199. SWANSON FAMILY FUND LTD. - 289 144 5/15/2000 - $0.01 - - 6/8/2000
200. DANFORTH, ROBERT - 58 144 5/12/2000 - $0.00 - - 5/24/2000
201. HORSLEY BRIDGE FUND V, LP - 9,858 144 5/12/2000 - $0.25 - - 5/26/2000
202. MAINHARDT, RICIA - 2,000 144 - - - - - 5/12/2000
203. NASSAU CAPITAL FUNDS,LP - 8,698 144 5/12/2000 - $0.22 - - 5/24/2000
204. RAMSEY BEIRNE PTS II, LLC - 101 144 5/12/2000 - $0.00 - - 5/24/2000
205. TANGO, JOSAPHAT - 605 144 5/12/2000 - $0.02 - - 5/24/2000
206. TUCKER ANTHONY PRIV.EQ.FD,LP - 3,479 144 5/12/2000 - $0.09 - - 5/24/2000
207. WARTHEN, DAVID CTO 84,987 144 5/12/2000 - $2.12 - - 5/25/2000
208. WARTHEN, DAVID OFF 70,000 S 5/12/2000 $24.85 - - D 6/28/2000
209. WARTHEN, DAVID OFF 70,000 S 5/12/2000 $24.85 - - D 7/20/2000
210. YALE UNIVERSITY - 14,495 144 5/12/2000 - $0.35 - - 5/23/2000
211. GODFREY, PETER P 781 144 5/10/2000 - $0.02 - - 5/24/2000
212. SANDLER, HELAINE - 500 144 - - $0.01 - - 5/9/2000
213. ZEISLER,JOHN(ZSLR/BAILY FT) P 391 144 5/9/2000 - $0.01 - - 6/12/2000
214. HIGHLAND, JAMES P 392 144 5/4/2000 - $0.01 - - 5/22/2000
215. MILLER, DANIEL - 20,000 144 5/2/2000 - $0.68 - - 5/15/2000
216. SOCATEAN PARTNERS P 1,956 144 5/2/2000 - $0.07 - - 5/18/2000
217. BAXTER, SCOTT P 1,174 144 4/28/2000 - $0.04 - - 5/17/2000
218. NAUMANN-ETIENNE, R. P 391 144 4/27/2000 - $0.01 - - 5/9/2000
219. GREENBERG, ERIC P 392 144 4/20/2000 - $0.01 - - 5/5/2000
220. BENINATO, JOSEPH M. P 1,174 144 4/19/2000 - $0.03 - - 5/4/2000
221. CHRISTENSEN, JENS P 392 144 4/19/2000 - $0.01 - - 5/5/2000
222. NEWTON, J.N. C/F NEWTON,M.E. - 2,557 144 4/19/2000 - $0.08 - - 7/3/2000
223. RHO MANAGEMENT TRUST I P 782 144 4/19/2000 - $0.02 - - 5/5/2000
224. SCHACHT, JOEL P 196 144 4/19/2000 - $0.01 - - 5/5/2000
225. SHAFFER, ADAM W. P 391 144 4/19/2000 - $0.01 - - 5/19/2000
226. SHERMAN, MARK H. P 392 144 4/19/2000 - $0.01 - - 5/12/2000
227. SOLOMON, LARRY P 587 144 4/19/2000 - $0.02 - - 5/12/2000
228. WHITE, PHILLIP E. P 781 144 4/19/2000 - $0.03 - - 5/12/2000
229. GREENBERG, STEVEN G. - 3,465 144 - - $0.17 - - 4/18/2000
230. LEAVITT FAMILY TRUST 4/89 P 125,826 144 4/14/2000 - $3.83 - - 4/27/2000
231. SPENCER, SHERRY - 500 144 4/13/2000 - $0.02 - - 4/24/2000
232. GOLDHABER, A. NATHANIEL - 96,746 144 4/12/2000 - $4.84 - - 4/26/2000
233. BARRY, HENRY - 250 144 4/7/2000 - $0.01 - - 5/5/2000
234. NAZEL, LANCE - 159 144 - - $0.01 - - 4/4/2000
235. KURPIUS, JAMES A. TR P 137 144 3/30/2000 - $0.01 - - 5/8/2000
236. CUNNINGHAM, BRIAN C. - 106 144 3/29/2000 - $0.01 - - 4/17/2000
237. JANNEY, DANIEL P 2,130 144 3/28/2000 - $0.17 - - 4/18/2000
238. COMBS, STEPHEN L. P 392 144 3/27/2000 - $0.01 - - 7/10/2000
239. GRUENER, GARRETT P. DIR 119,487 S 3/24/2000 - 3/17/2000 $76.00 - $74.68 - 1,640,647 D 5/11/2000
240. MILLER, DANIEL - 30,000 144 3/24/2000 - $2.40 - - 4/13/2000
241. NOILY, SAM & DAPHNE (JT.TEN) - 1,155 144 3/23/2000 - $0.09 - - 4/7/2000
242. STACY, KENT F. - 1,250 144 3/23/2000 - $0.10 - - 4/10/2000
243. BATTLE, GEORGE DIR 7,000 PS 3/17/2000 $76.00 - 147,431 D 4/27/2000
244. BATTLE, GEORGE DIR 7,000 S 3/17/2000 $76.00 - 147,431 D 4/27/2000
245. DAVIS, CHRISTINE M. OFF 1,021 PS 3/17/2000 $76.00 - 19,449 D 4/27/2000
246. DAVIS, CHRISTINE M. OFF 1,021 S 3/17/2000 $76.00 - 19,449 D 4/27/2000
247. FISHKIN, LAURENCE G. OFF 3,158 PS 3/17/2000 $76.00 - 9,097 D 4/27/2000
248. FISHKIN, LAURENCE G. OFF 3,158 S 3/17/2000 $76.00 - 9,097 D 4/27/2000
249. NOVA, DANIEL J. DIR 115,285 S 3/17/2000 $72.01 - 2,197,037 I 4/27/2000
250. ROSEN, BENJAMIN M. DIR 70,548 PS 3/17/2000 $76.00 - 1,343,255 D 4/27/2000
251. ROSEN, BENJAMIN M. DIR 70,548 S 3/17/2000 $76.00 - 1,343,255 D 4/27/2000
252. RUEBUSH, S.& KELLY, J.COM.PR - 158 144 3/17/2000 - $0.01 - - 3/23/2000
253. SLATER, AMY OFF 4,200 PS 3/17/2000 $76.00 - 1,728,879 I 4/27/2000
254. SLATER, AMY OFF 4,200 S 3/17/2000 $76.00 - 1,728,879 I 4/27/2000
255. VACULIN, FRANK OFF 3,831 PS 3/17/2000 $76.00 - 135,392 D 4/27/2000
256. VACULIN, FRANK OFF 3,831 S 3/17/2000 $76.00 - 135,392 D 4/27/2000
257. WARTHEN, DAVID OFF 42,459 PS 3/17/2000 $76.00 - 708,430 D 4/26/2000
258. WARTHEN, DAVID OFF 42,459 PS 3/17/2000 $76.00 - 708,430 D 7/20/2000
259. WARTHEN, DAVID OFF 42,459 S 3/17/2000 $76.00 - 708,430 D 4/26/2000
260. WRUBEL, ROBERT DIR 10,000 PS 3/17/2000 $76.00 - 349,790 D 4/27/2000
261. WRUBEL, ROBERT DIR 10,000 S 3/17/2000 $76.00 - 349,790 D 4/27/2000
262. MILLER, DANIEL - 15,000 144 3/16/2000 - $1.16 - - 4/5/2000
263. SEGRE, DAVID J. - 222 144 3/15/2000 - $0.02 - - 4/4/2000
264. STERN, ROGER D. - 122 144 - - $0.01 - - 3/13/2000
265. LAURICE, DOUGLAS M. - 91 144 - - $0.01 - - 3/10/2000
266. NICHOLSON, BARRY W. - 450 144 3/10/2000 - $0.04 - - 3/31/2000
267. HERBST, JEFFREY A. - 100 144 - - $0.01 - - 3/9/2000
268. HILL PARTNERS - 5,000 144 3/9/2000 - $0.44 - - 4/4/2000
269. SCHON, KEVIN & SUZANNE - 50,000 144 - - - - - 3/9/2000
270. SCHON, KEVIN & SUZANNE - 50,000 144 - - $4.00 - - 3/9/2000
271. MILLER, DANIEL - 10,000 144 3/7/2000 - $0.97 - - 3/22/2000
272. STRAUCH, ROGER A. CB 13,404 PS 3/7/2000 $74.61 - 2,736,709 I 5/26/2000
273. STRAUCH, ROGER A. CB 13,404 PS 3/7/2000 $74.61 - 2,736,709 I 9/29/2000
274. HALLER, MELODY - 80,000 144 3/3/2000 - $6.84 - - 3/24/2000
275. MILLER, DANIEL - 10,000 144 3/3/2000 - $0.84 - - 3/17/2000
276. CURRY, AC - 68,719 144 2/29/2000 - $5.07 - - 3/9/2000
277. MILLER, DANIEL - 10,000 144 2/29/2000 - - - - 3/17/2000
278. MILLER, DANIEL H. B/O 20,000 S 2/29/2000 - 2/18/2000 $72.25 - $67.47 - 1,977,724 D 3/24/2000
279. LEAVITT FAMILY TRUST 4/89 P 93,048 144 2/25/2000 - $6.33 - - 3/9/2000
280. SPENCER, SHERRY - 500 144 2/25/2000 - $0.03 - - 3/14/2000
281. HILL PARTNERS - 5,000 144 2/24/2000 - $0.30 - - 3/8/2000
282. SILVERMAN, RANDI - 42 144 2/24/2000 - $0.00 - - 3/6/2000
283. HAYNES, MARK A. - 200 144 2/23/2000 - $0.01 - - 3/8/2000
284. RAMOS, NANCY - 1,000 144 2/23/2000 - $0.06 - - 3/9/2000
285. SYKES, DEBRA - 1,000 144 2/23/2000 - $0.06 - - 3/9/2000
286. HILL PARTNERS - 5,000 144 2/22/2000 - - - - 3/8/2000
287. MILLER, DANIEL - 10,000 144 2/18/2000 - - - - 3/17/2000
288. GOODRICH, JOHN B. - 401 144 2/16/2000 - $0.02 - - 6/13/2000
289. LEAVITT FAMILY TRUST 4/89 P 22,248 144 2/16/2000 - - - - 3/9/2000
290. HILL PARTNERS - 5,000 144 2/15/2000 - - - - 3/8/2000
291. VANYO, BRUCE G. - 457 144 2/14/2000 - $0.04 - - 3/2/2000
292. TAYLOR-TYREE FTR89(B&E - 457 144 2/10/2000 - $0.04 - - 3/2/2000
293. WARTHEN, DAVID OFF 100,000 S 2/7/2000 - 2/4/2000 $50.00 - 750,889 D 3/23/2000
294. WARTHEN, DAVID OFF 100,000 S 2/7/2000 - 2/4/2000 $50.00 - 750,889 D 4/26/2000
295. WARTHEN, DAVID OFF 100,000 S 2/7/2000 - 2/4/2000 $50.00 - 750,889 D 7/20/2000
296. STRAUCH, ROGER A. B/O 100,000 S 2/1/2000 $100.00 - 2,890,550 I 3/30/2000
297. STRAUCH, ROGER A. CB 100,000 S 2/1/2000 $100.00 - 2,890,550 I 9/29/2000
298. PEVEHOUSE, CYNTHIA OFF - 3 1/24/2000 - - - D 1/24/2000
299. MILLER, DANIEL H. B/O 50,000 S 12/30/1999 $30.00 - 1,993,974 D 3/24/2000
300. STRAUCH, ROGER A. B/O 50,000 S 12/30/1999 $30.00 - 2,987,300 I 1/24/2000
301. STRAUCH, ROGER A. CB 50,000 S 12/30/1999 $30.00 - 2,987,300 I 9/29/2000
302. CPQ HOLDINGS, INC. B/O 50,000 S 12/15/1999 - 12/13/1999 $136.75 - $115.11 - 2,774,856 D 1/13/2000
303. STRAUCH, ROGER A. B/O 25,000 JS 11/15/1999 - - 3,037,300 I 1/24/2000
304. STRAUCH, ROGER A. CB 25,000 JS 11/15/1999 - - 3,037,300 I 9/29/2000
305. GRUENER, GARRETT P. DIR 9,790 S 11/11/1999 $102.15 - 1,766,344 D 12/20/1999
306. STRAUCH, ROGER A. B/O 9,790 S 11/11/1999 $102.15 - - I 1/24/2000
307. STRAUCH, ROGER A. CB 9,790 S 11/11/1999 $102.15 - - I 9/29/2000
308. FINNIE, CHARLES H. - 10,000 144 11/3/1999 - - - - 12/1/1999
309. FINNIE, CHARLES H. - 10,000 144 10/26/1999 - - - - 12/1/1999
310. FINNIE, CHARLES H. - 10,000 144 10/25/1999 - - - - 12/1/1999
311. FINNIE, CHARLES H. - 15,000 144 10/11/1999 - - - - 12/1/1999
312. SALEM, ENRIQUE SR VP - 3 10/1/1999 - - - D 10/1/1999
313. SLATER, AMY OFF 2,500 B* 9/30/1999 $0.23 - 32,500 - 10/20/1999
314. SLATER, AMY OFF 2,500 B* 8/2/1999 $0.23 - - - 10/20/1999
315. BATTLE, GEORGE DIR 500 PB 7/1/1999 $14.00 - 14,194 I 8/23/1999
316. BATTLE, GEORGE DIR 500 PB 7/1/1999 $14.00 - 14,194 I 4/27/2000
317. NAKAO, BRUCE CFO 10,000 PB 7/1/1999 $14.00 - 185,619 I 10/11/2000
318. NAKAO, M. BRUCE CFO 10,000 PB 7/1/1999 $14.00 - 185,619 I 8/20/1999
319. BATTLE, A. GEORGE DIR - 3 6/30/1999 - - 156,431 D 6/30/1999
320. BRISCOE, EDWARD D. III SR VP - 3 6/30/1999 - - 631,032 D 6/30/1999
321. CPQ HOLDINGS INC. B/O - 3 6/30/1999 - - 2,821,856 D 6/30/1999
322. DAVIS, CHRISTINE M. CT - 3 6/30/1999 - - 1,485 D 6/30/1999
323. FISHKIN, LAURENCE G. SR VP - 3 6/30/1999 - - 6,613 D 6/30/1999
324. GRUENER, GARRETT P. DIR - 3 6/30/1999 - - 1,776,134 D 6/30/1999
325. LICHTER, GEORGE OFF - 3 6/30/1999 - - 30,000 D 6/30/1999
326. MILLER, DANIEL H. B/O - 3 6/30/1999 - - 2,063,974 D 6/30/1999
327. NAKAO, M. BRUCE CFO - 3 6/30/1999 - - 100,000 D 6/30/1999
328. ROSEN, BENJAMIN M. DIR - 3 6/30/1999 - - 1,413,803 D 6/30/1999
329. SLATER, AMY OFF - 3 6/30/1999 - - 79,682 D 6/30/1999
330. VACULIN, FRANK OFF - 3 6/30/1999 - - 137,438 D 6/30/1999
331. VACULIN, FRANK A. SR VP - 3 6/30/1999 - - 137,438 D 6/30/1999
332. VAVULIN, FRANK OFF - 3 6/30/1999 - - 137,438 D 6/30/1999
333. WARTHEN, DAVID OFF - 3 6/30/1999 - - 850,000 D 6/30/1999
334. WARTHEN, DAVID C. OFF - 3 6/30/1999 - - 850,000 D 6/30/1999
335. WRUBEL, ROBERT DIR - 3 6/30/1999 - - 358,467 D 6/30/1999
336. WRUBEL, ROBERT W. PR - 3 6/30/1999 - - 358,467 D 6/30/1999
337. YANG, GEOFFREY Y. DIR 3,475 PB 6/30/1999 $14.00 - 3,475 D 8/20/1999



To: RockyBalboa who wrote (64272)12/7/2000 6:38:59 PM
From: StockDung  Respond to of 122087
 
Goldmen Ex-CFO On Trial: Says He Was Pressured to Hire a Hitman


New York, Dec. 7 (Bloomberg) -- A lawyer for A.S. Goldmen & Co.'s former chief financial officer told a Manhattan jury today that his client was coerced into hiring a hit man to kill the judge presiding over his securities fraud trial.

Prosecutors say they have tapes of Stuart Winkler hiring a killer to slay New York State Supreme Court Justice Leslie Crocker Snyder. Winkler, who was being held on $1 million bail in a stock fraud case, believed another judge would set lower bail, prosecutors have said.

In opening statements this afternoon, one of Winkler's lawyers, Russell Gioiella, argued that Winkler was entrapped by another inmate at the Manhattan jail where he was being held pending trial of his fraud case.

``You'll hear of the constant pressure, you'll hear of the constant entreaties,'' Gioiella said. ``You'll hear he started to crack.''

But prosecutors say the expletive-laden tapes leave no doubt that Winkler offered fellow inmate Carl Legan $35,000 to murder Snyder. Legan, a career criminal who was reputed to be a killer- for-hire, secretly reached out to prosecutors and wore a wire as Winkler plotted the judge's assassination, prosecutors say.

``Do it. It's a done deal,'' Winkler said, according to Assistant Manhattan District Attorney Daniel McGillycuddy.

Winkler, arrested in August, faces up to 25 years if he's convicted on charges of conspiracy and criminal solicitation. Snyder, who once sentenced the head of a Dominican drug gang to 232 years in prison, was never harmed. The case is before Snyder's colleague, State Supreme Court Justice Carol Berkman.

Stock Scheme

Winkler last year was among 49 people accused of helping A.S. Goldmen pull off a $100 million securities scam. He was released on $1 million bail, then violated his bail conditions by chartering a private plane for a Cayman Islands vacation, prosecutors said.

Snyder modified Winkler's bail, requiring that it be fully secured -- a condition he could not meet after nearly $8 million of his assets were frozen by the government in a related civil case. After he was taken into custody, Winkler began plotting Snyder's killing, prosecutors said.

While in prison, Winkler gave Legan information about security in Snyder's courtroom and he provided the telephone number of a company that would arrange payment for the hit, prosecutors said. Aware of Snyder's schedule, he also told Legan when the judge planned to take a vacation, prosecutors said.

``I hate her guts,'' Winkler said, according to McGillycuddy. ``I don't think I can get a fair trial.''

In its heyday, scandal-plagued A.S. Goldmen had offices in Manhattan; Naples, Florida; and Iselin, New Jersey, with nearly 100 brokers and 50,000 accounts. The firm was created in 1988 and effectively shut down 10 years later when authorities searched its offices.

Winkler, once a field supervisor in the National Association of Securities Dealers' New York office, is accused of helping Goldmen conceal its misdeeds from regulators. He faces 25 years in prison if convicted on the securities fraud charges.

Dec/07/2000 16:58 ET

For more stories from Bloomberg News, click here.

(C) Copyright 2000 Bloomberg L.P.

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To: RockyBalboa who wrote (64272)12/10/2000 7:38:30 AM
From: Anthony@Pacific  Read Replies (1) | Respond to of 122087
 
ASKJ<---------------is now dead,, if you all recall I initiated it with Death Covergae and submitted my report and it was published by Good OLD TRUTHSEEKER, same as MPPP...

LOOK for a report on Tuesday or Wedsnday


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