>>It is traditional, in the way American History is taught (as in "rather badly"!) in our Nation's educational system as a whole, to regard our modern-day Political Parties as being products only of the post-U.S. Constitution era; high school and college textbooks are filled with text expounding upon the emergence of Parties only in the waning days of George Washington's Presidency. This mythology is further bolstered by a tendency to view the Constitutional Convention as having been well above the fray of ordinary Politics: but, while it might be useful to the organization of society to treat the framers of that society's fundamental charter as near-gods debating atop of some kind of "Mount Olympus", the fact is that the Pennsylvania State House (now "Independence Hall") in which they met was not on so lofty a height. As already noted in an earlier historical analysis of mine posted on this website, most of the Framers were themselves products of "factionalism" on the State level; their error was in their earnest thinking and sincere hope that they could somehow keep this political scourge out of the new system of governance they had created: insofar as the history of the Electoral College was concerned, it was a rather grave miscalculation which came rather close to disastrous result.
1796, however, was not that potential disaster: it was merely the foreshadowing of disaster. Two "factions" had- despite the best intentions of the Framers- emerged on the National/Federal political stage: the conservative "Federalists"- headed by Vice President John Adams (the national version of J.T. Main's "Cosmopolitans" on the state and local level) and the libertarian "Republicans" (the new Federal version of Main's "Localists")- headed by former Secretary of State Thomas Jefferson. Both sides claimed to be the true incarnation of the "intent of the Framers" and both claimed close ties to the Administration outgoing President George Washington (who would have none of this) [the Federalists' claim was, perhaps, the more legitimate- as Jefferson had been eased out of the Cabinet in 1793 by Federalist "power behind the throne" Alexander Hamilton but Adams remained Washington's Vice President.] We can even precisely date when these two "factions" first became most fully visible in the cold, hard light of National Politics: that date being Saturday 30 April 1796.
One of the "dirty, little secrets" (a quite inconvenient little factoid, in fact, for those who apotheosize George Washington) of American History is that, during his entire Second Administration, Washington's Federalist friends did not have political control of the Federal House of Representatives: that is, at the precise time these new national "factions" were first emerging. Yet there was an early effort to, as in Britain to this day, treat the office of Speaker of the House as a non-partisan position; the Speaker was not even- unlike today- the political leader of his Party in the House (by the Third Congress [1793-95], Congressman James Madison of Virginia had emerged as the leader of the Opposition "Republicans" who now formed the majority of that body; the "Federalists", meanwhile, were under the control of Secretary of the Treasury Alexander Hamilton- as that "faction" came to dominate Washington's Second Administration, a man who had even opined that- like the equivalent Chancellor of the Exchequer in Britain- his Cabinet office should become the basis of a kind of "prime minister": it is to Washington's credit as regards his establishing the forms and customs of his high office that the U.S. President- although an "elected King"- would hereafter remain his own "Prime Minister"!).
Accordingly, Federalist Jonathan Dayton of New Jersey was elected Speaker of the House in the Fourth Congress [1795-97]- even though Republicans controlled that body.
On the date in question (30 April 1796), Dayton voted with the Federalists to produce two ties that defeated anti-Jay's Treaty motions (the Republicans were attempting to block the efficacy of Jay's Treaty- already ratified the previous June by the Senate- by withholding funds to be appropriated for its enforcement): on that day, the Speaker of the House became a political office (and no more would a Speaker NOT represent the majority in the House)- but, more importantly, the lines between the two "factions" were now clear and this demarcation would begin to adversely effect the Electoral College.
Once it became apparent that President Washington would not be seeking a full term, the Federalists chose, as their candidate for President, Vice-President John Adams; Thomas Jefferson was the obvious choice to be the presidential candidate of the Republicans. But this was all done rather informally and, beyond this, ran headlong into the workings of the Electoral College: for the Framers had purposely had the Electors from each State meet in each State on the same day which, in that era of poorer communications, would easily prevent collusion (and thereby, so the Framers vainly hoped, prevent "factionalism" from invading their system); in addition, each Elector had to vote for two men for President: it was, therefore, quite possible for the "wrong man" to become President- even if he be of the same faction as the "right man". As a result, the Federalists had to "throw away" some Electors' votes on other candidates to assure a majority for Adams and Adams alone: however, they threw away too many Electoral Votes to have Federalist Thomas Pinckney of South Carolina come in second and therefore become Adams' Vice President. The Republicans, it turned out, had enough Electors chosen to bring their champion, Thomas Jefferson, into second place: it would be the first- and only- time that the President and Vice President of the United States were of opposing parties.
Such political chicanery clearly presaged serious difficulties with the system the Framers had devised for the election of the Nation's Chief Magistrate in light of the unexpected (though, with hindsight, it should have been expected) development of "factions" on the Federal level: South Carolina Congressman William L. Smith, shortly after the 1796 election, was the first to introduce- on the floor of the House of Representatives- an Amendment to the Constitution embodying substantially that which was later to become the gist of the 12th Amendment mandating that the Presidential Electors vote separately for President and Vice-President, but no action was taken on his proposal. Still, the worst was yet to come!
The election of 1800 brought more changes to the methods of choosing the Presidential Electors: Georgia abandoned its "General Ticket" system of election and went back to legislative choice; Massachusetts and New Hampshire both finally discarded their cumbersome procedures in favor of legislative choice. In all, 10 of the 16 states participating in the 1800 election would be choosing the Electors through their state legislatures (this would, as events transpired through the early 19th Century, prove to be the "high-water mark" for what was clearly the intention of the Framers and the Continental Congress' enabling legislation in the choice of Presidential Electors).
Kentucky, Maryland and North Carolina all retained their 1 Elector per district popular vote method from four years earlier, but Virginia had now abandoned this in favor of the "General Ticket" system involving a statewide popular vote for Electors. Rhode Island had also switched to the "General Ticket" system from legislative choice (but, curiously, Pennsylvania had abandoned its "General Ticket" in FAVOR of legislative choice!). Tennessee was to use its rather bizarre "county electors" meeting to choose Presidential Electors by sub-State district method once more in 1800.
But the actual way the Electoral Vote was cast remained unchanged for the Nation's fourth Presidential Election: each Elector was to vote in his respective State- away from any possible direct and instantaneous communication with any other State's Electors- for TWO men for President of the United States, the second place candidate to be Vice President. The choices of the "factions" was the same as it had been four years before: now-President John Adams for the Federalists and now-Vice President Thomas Jefferson for the Republicans. The same dilemma once again appeared: while it was possible to indirectly coordinate the first vote (every Federalist Elector knew- without even being told- that he had to give one vote to Adams and every Republican inherently knew he had to cast one vote for Jefferson), what should be done with the second vote each Elector had? No one wanted a repeat of 1796 with the candidate of one "faction" as President and the other as Vice President... but there was an even greater danger: what if John Adams, the incumbent President, suddenly found himself once again "demoted" to Vice President? What kind of strife might he- consigned so unceremoniously to an inferior position- cause a potential Jefferson Administration??
Of this latter possibility, many Federalists cared little- if at all: if Jefferson were to become President and they could thereupon scheme against his "Jacobin" "mob-rule Democracy" from the Senate President's chair, so much the better! Hamilton- still pulling strings behind the scenes in what would turn out to be the last Presidential Election in his lifetime- tried to have the Federalist Electors withhold their second vote from Charles Cotesworth Pinckney, the older brother of the man Hamilton had "sandbagged" four years before. However, most Federalists were frightened enough of the dangerous possibilites in what, by all accounts, was going to be an Election as close as that of 1796, that only one Federalist Elector- from Rhode Island- cast his vote for John Jay instead of C.C. Pinckney (giving Pinckney only one vote fewer than Adams in what turned out to be a losing Federalist cause).
But the Republicans were well aware of the "revenge factor" should Adams and Jefferson end up reversing roles as a result of this election: they could take no chances- every Republican Elector cast the same two votes: one for Thomas Jefferson, the other for former Senator Aaron Burr of New York. Thus, when the balloting of the Electoral Vote had been completed, there was a tie: Jefferson and Burr each had a majority of the votes cast by the Electors, 73 out of 138 cast! Fortunately, the Framers did provide- in Article II, Section 1, clause 2 of the Constitution- for this contingency: "if there be more than one who have such Majority, and have an equal Number of Votes, then the House of Representatives shall immediately chuse by Ballot one of them for President". This- along with the related provision that, where no candidate had a majority, the House would choose from among the top five vote-getters- was a provision born of the Framers' concept that the House would ALWAYS choose the President (at least once George Washington was no longer in office)- that the Electoral College was originally to be a presidential nominating body, much like the National Party Conventions in recent times.
Those who drafted the fundamental charter of the Nation- much as in their lack of anticipation of the development of Political Parties on the Federal level- had had no conception that any successors to Washington would- other than occasionally- command the votes of a majority of Electors: however, not only had the successors to Washington now- twice!- commanded just such a majority, but now you had a situation in which TWO men commanded that majority!! Unfortunately, the Framers also did not take into account that the two men tied might be of the same "faction" and that the House which would now have to "chuse" might be controlled by a different, opposing "faction"! The House of Representatives called upon to exercise this constitutional duty- for the first time ever- was overwhelmingly Federalist and, thus, anti-Jefferson: the newly-elected Republican majority Seventh Congress would not take office until 4 March 1801!!
Therefore, on Wednesday 11 February 1801, in the midst of a raging snowstorm blanketing the still-new national capital known as the District of Columbia, the lame-duck Sixth Congress [1799-1801] met in Joint Session to officially count the Electoral Vote: Vice President Jefferson presided over what has to be looked upon as one of the strangest Congressional sessions in History and had the dubious pleasure of announcing the tie between himself and Burr, whereupon the House rose and repaired to "immediately chuse" the next President. Of course, it was very clear to all- regardless of "faction"- that Jefferson was the one the Republican "faction"- by consensus- had intended to be President, but Aaron Burr was a politically ambitious man with more than his fair share of ego; moreover, he had more than a few Federalists more than willing to stroke that ego, if only to deny the White House to the hated Jefferson. A more fair-minded politician than Burr might have stepped aside, knowing that he was intended to be merely Vice President: however, no one would accuse Burr of being so willing to serve in an office that already was being seen as rather insignificant.
The Constitution further provided that the balloting in the House for President was to be by States, not by individual Congressmen: this was reflective of the Framers' belief that the House would, in those cases when they would choose the President, be a kind of "second Electoral College" representing the People (who, after all, had elected them: albeit two years earlier!) but also, at the same time, the States- just as the Electors themselves had done. The House, further, could only elect a President by an outright majority of States (in 1800, 9 of 16): fortunately for the future peace of the Republic, the Federalists only controlled the House delegations from half the States (Connecticut, Delaware, Georgia, Maryland, Massachusetts, New Hampshire, Rhode Island and South Carolina)- this would prove to be lucky break # 1, one State was equally divided (Vermont) and the remaining 7 States (Kentucky, New Jersey, New York, North Carolina, Pennsylvania, Tennessee and Virginia) all had Republican majorities.
Burr was a leader in the local New York organization that would someday become the Democrats' [in]famous "Tammany Hall" and he could well do his own political head count. If the Federalists were so opposed to Jefferson to vote instead for him, Burr reasoned, then he- not Jefferson- was the man only one state away from the big prize: therefore, Burr refused to yield to reason... or Thomas Jefferson. Only one man now stood in Burr's way, really: his New York political nemesis, Federalist Alexander Hamilton; Hamilton's influence was waning, as indicated by his inability to "sandbag" Charles Cotesworth Pinckney in the Electoral College the way he had his brother- but he was still a voice to be reckoned with among a number of Federalists: nevertheless, Hamilton had a hard time- at first- convincing his fellow Federalists to vote for Jefferson and not Burr. Hamilton strongly disliked Jefferson's politics but he respected Jefferson the man (the two had, of course, been original members of Washington's Cabinet); he, however, positively despised Burr and, thus, Hamilton would do- where he saw opportunity- whatever he could to undermine Burr: lucky break # 2. Burr's initial hope was that his home state of New York would be convinced to break from Jefferson when they saw that he- not the Virginian- was one state away from election by the House; Hamilton would, to start with, make sure New York did not break with Jefferson through a few connections he had with the other party in that state.
Still, Burr was essentially right in his calculations: had the initial vote gone along "factional" lines, the tally would have been the 8 Federalist states for Burr, the 7 Republican states for Jefferson leaving Vermont split and, therefore, casting a blank ballot under the constitutional "rules". But it didn't turn out that way: one of Georgia's two Congressmen, James Jones, had died a month earlier- leaving the only vacancy of this session; the other Congressman, Benjamin Taliaferro, thus, got to cast Georgia's vote for President alone- lucky break # 3 (well... OK... perhaps not for Congressman Jones!). While we don't know how Jones would have voted had he lived long enough to participate in this session, we do know that Jones was an ardent Federalist; not so Taliaferro, who later would be elected to the Georgia Superior Court- then the state's highest judicial tribunal- as, of all things, a Jeffersonian Republican! Georgia had, in fact, gone for the Jefferson/Burr ticket in the Electoral College; in addition, Taliaferro despised Burr as much as Hamilton: accordingly, Georgia- though represented by a Federalist- voted for Jefferson in the House of Representatives.
However, there was one other Federalist Congressman who refused to vote for Burr- lucky break # 4: George Dent of Maryland. Maryland had 5 Federalists to 3 Republicans in this Congress and, thus, Dent's voting for Jefferson deadlocked the State's House delegation, forcing Maryland to join Vermont in casting a blank ballot. Still, Maryland might still have gone for Burr had another of its Congressmen, Joseph H. Nicholson- suffering from what we now know to be the flu- stayed home in bed. The final tally on the 1st ballot taken that wintry day turned out to be for Jefferson, 8 states (the 7 Republican states plus Taliaferro's Georgia); for Burr, 6 states (the Federalist states other than Georgia and Maryland) and 2 states (Maryland and Vermont) casting blanks. This 1st ballot effectively ended Burr's hope of becoming President through political chicanery, but it most assuredly did not yet elect Jefferson either!
The vote remained unchanged through 35 ballots over 6 days (in which the House could consider no other legislation, by the way!). Federalists now hoped that- rather than electing Burr, no longer a possibility- they could keep Jefferson from being elected till after 4 March and that this would force a whole new presidential election (at the time, a constitutionally-justifiable position to take); but the outgoing Adams Administration now was getting frustrated at the fact that the House could not even debate, let alone vote on, Federalist bills it was hoping to get through Congress before their term of office expired and the Republicans would take power in Congress, even if the Presidency could be made to remain vacant: in addition, the change in focus from "elect Burr" to "block Jefferson" was making Federalists- once in favor of Burr- more and more lukewarm to the New Yorker.
Both these changes in attitude on the Federalist side played into Hamilton's hands as he made his one last great contribution to the Republic by stopping the "wrong man" from being elected President: he could now finally deliver the coup de grace to his political enemy (though, in retrospect, he ended up signing his own death warrant- as he would become the mortal victim in a duel with Burr in the year of the next Presidential Election) and managed to convince Congressmen from South Carolina (a state that had, like Georgia, voted for Jefferson and Burr in the Electoral College anyway) to cast blank ballots: likewise the 4 Federalists- aside from Dent (who consistently voted for Jefferson anyway)- in Maryland, the sole Congressman- a Federalist- from Delaware and the 1 Federalist from Vermont (which allowed the 1 Republican to cast Vermont's vote for Jefferson). On Tuesday 17 February 1801, on the 36th ballot in the House, Jefferson- thus- received the votes of 10 states (Maryland and Vermont added to his previous 8 state total), leaving Burr with only 4 states (all in New England) and 2 states (Delaware and South Carolina) blank.
The "right man", Thomas Jefferson, had now been finally elected President of the United States- but it had been a near thing! Only a combination of dumb luck (the 4 lucky breaks noted above), political skill and last-minute compromise prevented Aaron Burr from being elected President or a constitutional crisis from ensuing come 4 March 1801. The Union had dodged a bullet... now it was up to Congress to make sure it didn't ever have to do so ever again! The "bullet-proof vest" was to be the 12th Amendment to the Constitution, which forever altered the presidential election system so carefully devised by the Framers less than 15 years earlier; the key clause of this Amendment was this: that "[the Electors] shall name in their ballots voted for as President, and in distinct ballots the person voted for as Vice-President"... that is, the President and Vice-President would, from now on, be voted for by the Electors meeting in their respective States separately ! It remains this way to this day!!<<
An excerpt from:
thegreenpapers.com |