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To: Dr.MensaWannabe who wrote (986)5/5/2001 2:16:53 PM
From: Tim Luke  Read Replies (1) | Respond to of 5315
 
i wish barb would come here and explain instead of lying and avoiding the question...this is NOT a joking matter...this coming week i will learn more in regards to SEC rules regarding activities like this...NOW im NO accusing anyone of any wrong doing i just want to know some answers to if their is a conflict of interest here



To: Dr.MensaWannabe who wrote (986)5/5/2001 3:14:28 PM
From: Lola  Read Replies (1) | Respond to of 5315
 
It's not just an issue of recommendations based on hopes of generating trading commissions but a liability issue as well. Your broker is bound by certain laws. The stock picking companies seem to think they are not bound by the same laws as the brokers are. If they are one in the same or there are some sort of kickbacks ... you have a big problem. The word of the day is LIABILITY. Remember Jenna really loved to use the word TRIGGERS and not RECOMMENDATIONS?

If your broker or a company owned by your broker is constantly recommending stocks for you to buy and all it's clients lose their asses ... they may have a legal recourse. Of course this is all hypothetical but it doesn't matter if you use the word TRIGGERS or RECOMMENDATIONS it amounts to the same thing.

Lola:)