Piglet, you're not trying pumpandump this pig RU?: "TTR INC, TTR TECHNOLOGIES INC, filed this S-3 on 07/20/2001
Name of Selling Number of Shares Shares
Security Holder Beneficially Owned Offered
Before Offering Hereby
Macrovision Corporation (1) 1,880,937 1,880,937
Dimensional Partners Ltd.(2) 1,260,000 (3) 1,260,000
Mantle International
Investments Ltd. 400,000 (4) 400,000
Brean Murray & Co. Inc. 350,000 (4) 350,000
Dimensional Partners, L.P. 315,000 (5) 315,000
Bentley Equity Partners L.P. 249,750 (6) 249,750
Robert Sussman 204,750 (7) 204,750
Gotham Holdings L.P. 67,500 (8) 67,500
The dotCOM Fund L.L.C. 67,500 (8) 67,500
American High Growth 67,500 (8) 67,500
Oak Creek Capital L.P. 125,000 (9) 125,000
Manhattan Group 47,250 (10) 47,250
Funding Partnership
Silver Cloud L.P. 110,250 (11) 110,250
H.C. Wainwright & Co., Inc. (12) 126,000 (4) 126,000
Biscount Overseas Ltd. 33,000 (4) 33,000
Gerald Levine 39,550 (13) 39,550
Bentley International. 68,750 (13) 68,750
Equity Ltd
16
<PAGE>
Mathew Balk 64,250 (14) 64,250
Jason T. Adelman 87,500 (4) 87,500
SDM Partners 45,000 (15) 45,000
Scott Weisman 47,250 (10) 47,250
Plans, Inc. 25,000 (4) 25,000
Phillip Kenneth Wood 4,000 (4) 4,000
Robert D. Zucker 8,625 (4) 8,625
Lawrence & 2,000 (4) 2,000
Karen Dalessandri
PJ Realty Trust 2,000 (4) 2,000
Tom McCann IRA
CIBA Oppenheimer Corp., 2,000 (4) 2,000
as Customer
Judith Wohlberg 2,875 (4) 2,875
Jack's Coffee House, Inc. 5,750 (4) 5,750
Rothschild's & Banks, Inc. 4,312 (4) 4,312
Trade.com Global. 40,000 (4) 40,000
Markets, Inc
Jimmie L. Sundstrom 15,000 (4) 15,000
Mark S. Brefka 15,000 (4) 15,000
Nicholas A. Lobasso 15,000 (4) 15,000
Clifford A. Teller 15,000 (4) 15,000
Eric Eisenberg 40,000 (4) 40,000
James H. Caplan 35,000 (4) 35,000
Stavros Spandonidis 10,000 (4) 10,000
Richard A. Reiss 5,000 (4) 5,000
Pierre Lacroix 5,000 (4) 5,000
Sarang K. Ahuja 5,000 (4) 5,000
17
<PAGE>
(1) Holds as of July 3, 2001, approximately 10.7% of our issued and outstanding
shares of common stock.
(2) Holds as of July 3, 2001, approximately 7% of our issued and outstanding
shares of common stock.
(3) Includes 360,000 shares issuable upon exercise of Class A Warrants at a per
share exercise price of $8.84 and 180,000 shares issuable upon the exercise of
Class B Warrants at a per share exercise price of $21.22, which warrants are to
be issued upon the exercise of the Class A Warrants.
(4) Represents shares of our common stock issuable upon exercise of warrants at
a per share exercise price ranging between $1.50 and $21.22.
(5) Includes 90,000 shares issuable upon exercise of Class A Warrants at a per
share exercise price of $8.84 and 45,000 shares issuable upon the exercise of
Class B Warrants at a per share exercise price of $21.22, which warrants are to
be issued upon the exercise of the Class A Warrants.
(6) Includes 85,500 shares issuable upon exercise of Class A Warrants at a per
share exercise price of $8.84 and 42,750 shares issuable upon the exercise of
Class B Warrants at a per share exercise price of $21.22, which warrants are to
be issued upon the exercise of the Class A Warrants.
(7) Includes 58,500 shares issuable upon exercise of Class A Warrants at a per
share exercise price of $8.84 and 29,250 shares issuable upon the exercise of
Class B Warrants at a per share exercise price of $21.22, which warrants are to
be issued upon the exercise of the Class A Warrants.
(8) Comprised of 45,000 shares issuable upon exercise of Class A Warrants at a
per share exercise price of $8.84 and 22,500 shares issuable upon the exercise
of Class B Warrants at a per share exercise price of $21.22, which warrants are
to be issued upon the exercise of the Class A Warrants.
(9) Includes 36,000 shares issuable upon exercise of Class A Warrants at a per
share exercise price of $8.84 and 18,000 shares issuable upon the exercise of
Class B Warrants at a per share exercise price of $21.22, which warrants are to
be issued upon the exercise of the Class A Warrants.
(10) Comprised of 31,500 shares issuable upon exercise of Class A Warrants at a
per share exercise price of $8.84 and 15,750 shares issuable upon the exercise
of Class B Warrants at a per share exercise price of $21.22, which warrants are
to be issued upon the exercise of the Class A Warrants.
(11) Includes 31,500 shares issuable upon exercise of Class A Warrants at a per
share exercise price $8.84 and 15,750 shares issuable upon the exercise of Class
B Warrants at a per share exercise price of $21.22, which warrants are to be
issued upon the exercise of the Class A Warrants.
(12) Served as placement agent for the private placement in February 2000 of
certain of our securities for gross consideration of approximately $10 million.
(13) Includes 22,500 shares issuable upon exercise of Class A Warrants at a per
share exercise of $8.84 and 11,250 shares issuable upon the exercise of Class B
Warrants at a per share exercise price of $21.22, which warrants are to be
issued upon the exercise of the Class A Warrants.
(14) Includes 9,000 shares issuable upon exercise of Class A Warrants at a per
share exercise price of $8.84 and 4,500 shares issuable upon exercise of Class B
Warrants at a per share exercise price of $21.22,
18
<PAGE>
which warrants are to be issued upon exercise of Class A Warrants. Includes
50,750 shares issuable upon exercise of other warrants.
(15) Includes 18,000 shares issuable upon exercise of Class A Warrants at a per
share exercise price of $8.84 and 9,000 shares issuable upon the exercise of
Class B Warrants at a per share exercise price of $21.22, which warrants are to
be issued upon the exercise of the Class A Warrants. |
