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Politics : America Under Siege: The End of Innocence -- Ignore unavailable to you. Want to Upgrade?

To: Captain Jack who wrote (6034)	10/3/2001 2:54:45 PM
From: joseph krinsky	Read Replies (3) \| Respond to of 27666

Wed, 3 Oct 2001, 2:52pm EDT NOTICE ON 38 STOCKS PROBED BY U.S. SEC, FROM CANADIAN WEB SITE (The following is a formatted version of a document obtained from The Investment Dealers Association of Canada. This document was confirmed by the sender.) MEMBER REGULATION Information Notice regarding U.S. Events Any Member having dealings with any of the following in the past three years is required to contact the Association's Enforcement Department at the contact number or e-mail address noted above. Al Qaida/Islamic Army Abu Sayyaf Group Armed Islamic Group (GIA) Harakat ul-Mujahidin (HUM) Al-J had (Egyptian Islamic Jihad) Islamic Movement of Uzbekistan (IMU) Asbat al-Ansar Salafist Group for Call and Combat (GSPC) Libyan Islamic Fighting Group Al-Iihaad al-Islamiya (AIAI) Islamic Army of Aden Usama bin Laden / Osamna bin Laden Muhammad Atif (aka, Subhi Abu Sitta, Abu Hafs Al Masri) Say al-Mi Shavkh Saiid (aka, Mustafa Muhammad Ahmad) Abt Hafs the Mauritanian (aka, Mahfouz Ould al-Walid, Khalid Al-Shanqiti) Ibn Al-Shaykh al-Libi Abu Zubaydah (aka, Zayn al-Abidin Muhammad Husayu, Tariq) Aboal-Hadi ai-Iraqi (aka, Abu Abdallah) Ayman al-Zawahiri Thiwat Salah Shihata Taraq Anwar al-Sayyid Ahmad (aka, Fathi, Amr al-Fatih) Muhammad Salah (aka, Nasr Fahmi Nasr Hasanayn) Makhtab Al-Khidamat/AI Kifah Wafa Humanitarian Organization Al Rashid Trust Mamoun Darkazanli Import-Export Company Furthermore, we would ask members to review the list of securities below. These are the list of securities the United States Securities and Exchange Commission is investigating in the United States. We ask that you review same with a view of determining any unusual trading patterns, particularly any "negative" trading (e.g., buying put options, writing call options, establishing substantial short positions), during the period from August 27, 2001 through September 11, 2001. If you identify such trading, please contact Alex Popovic, by phone or facsimile. Ticker Company BA Boeing Co. LMT Lockheed Martin Corporation RTN Raytheon Company LLL L-3 Communications Holdings AMR AMR Corp. CAL Continental Airlines Inc. DAL Delta Air lines, Inc. NWAC Northwest Airlines Corp. LUV Southwest Airlines Co. UAL UAL Cop. U US Airways Group, Inc. GM General Motors Corp. BAC Bank of America BK Bank of New York ONE BankOne HPC Hercules, Inc. GRA W.R. Grace & Co. CCL Carnival Corporation RCL Royal Caribbean AHP American Express C Citigroup Inc. BSC Bears, Stearns & Co. LEH Lehman Brothers Holdings, Inc. MWD Morgan Stanley Dean Witter & Co. CNA CAN Financial CI Cigna Group JHF John Hancock Financial PGR Progressive Corp. RSA Royal & Son Alliance XL XL Capital Ltd. AIG American International Group, Inc. AXA Axa-Spons ADR MET MetLife, Inc. CB Chubb Corporation (The) MMC Marsh & McLennan Companies, Inc. VNO Vornado Realty Trust LSS Lone Star Technologies Inc. LTV LTV Corp. Contact: A. Popovic: (416) 943-6904 (bh) PN -0- (CRL) Oct/03/2001 18:47 GMT bloomberg.com