To: Don Pueblo who wrote (205 ) 3/21/2002 2:34:48 PM From: StockDung Read Replies (1) | Respond to of 411 .Goldman Davis? Cogan Sachs? Attack of the Goldman Sachs Boiler Room Body Snatchers. Here's my working file. It starts with a roster of Cogan Davis advisers (An Offshore Boiler Room), from the "about us'' section of cogandavis.com . More than a few of these names are identical or almost identical (middle initial) to names of managing directors at Goldman Sach. They seem to have been plucked from Goldman's press releases announcing mass promotions. Compare: COGAN DAVIS Michael Warner Director of Trading mwarner@cogandavis.com Sam West Director of Portfolio Management swest@cogandavis.com Oliver E. Forbes Senior V.P. of Trading oforbes@cogandavis.com Michael D. Sparks V.P. Trading msparks@cogandavis.com David L. Cannon V.P. of Institutional Trading dcannon@cogandavis.com Edward R. Collins Chief Retail Strategist ecollins@cogandavis.com Elizabeth Turner Senior Portfolio Manager eturner@cogandavis.com Joseph D. Stevens V.P. Trading jstevens@cogandavis.com Peter J. Johnston V.P. Trading pjohnston@cogandavis.com William M. Levick V.P. Trading levick@cogandavis.com Thomas Da Costa V.P. Trading tdacosta@cogandavis.com Patrick A. Miller Trading Floor Manager pmiller@cogandavis.com Ross Carter Financial Advisor rcarter@cogandavis.com Benjamin C. Bram Financial Advisor bbram@cogandavis.com Massimo Teranishi Financial Advisor mteranishi@cogandavis.com Steven M. Scudellari Financial Advisor sscudellari@cogandavis.com Paul Jarvis Financial Advisor pjarvis@cogandavis.com Andrew P. Cole Financial Advisor acole@cogandavis.com David N. Walker Financial Advisor dwalker@cogandavis.com John Cole Financial Advisor jcole@cogandavis.com Jules Korrigan Financial Advisor jkorrigan@cogandavis.com Stephen A. Pierce Financial Advisor spierce@cogandavis.com Christopher D. Shoemaker Financial Advisor cshoemaker@cogandavis.com Richard T. Sussman Financial Advisor rsussman@cogandavis.com Martin R. Werner Financial Advisor mwerner@cogandavis.com Paul G. Evans Financial Advisor pevans@cogandavis.com Daniel T. Opperman Financial Advisor dopperman@cogandavis.com Lawrence J. Cohen Financial Advisor lcohen@cogandavis.com Charles C. Morgan Financial Advisor cmorgan@cogandavis.com James J. Dilworth Financial Advisor jdilworth@cogandavis.com Mark C. Jacob Financial Advisor mjacob@cogandavis Ivan Ross Financial Advisor iross@cogandavis.com William B. Layton Financial Advisor wlayton@cogandavis.com Atsuko Sako Financial Advisor asako@cogandavis.com Michael H. Crowl Financial Advisor mcrowl@cogandavis.com Douglas G. Hay Financial Advisor dhay@cogandavis.com Melinda C. Wolfe Financial Advisor mwolfe@cogandavis.com Oliver P. Grip Financial Advisor ogrip@cogandavis.com Gary J. Goetz Financial Advisor ggoetz@cogandavis.com George M. Suspanic Financial Advisor gsuspanic@cogandavis.com Jonathan P. Birch Financial Advisor jbirch@cogandavis.com John D. Hudis Financial Advisor jhudis@cogandavis.com Keith E. Winkelmann Financial Advisor kwinkelmann@cogandavis.com Rebecca J. Christie Financial Advisor rchristie@cogandavis.com David L. Hayes Financial Advisor dhayes@cogandavis.com Phillip K. Eisler Financial Advisor peisler@cogandavis.com Sarah L. Sullivan Financial Advisor ssullivan@cogandavis.com John S. Hughes Financial Advisor jhughes@cogandavis.com David A. Erqhart Financial Advisor derqhart@cogandavis.com Joe Mitchell Financial Advisor jmitchell@cogandavis.com Edel Leary Snr Compliance Officer eleary@cogandavis.com Allison M. Fraser Client Services Manager afraser@cogandavis.com Earl P. Chaplin Head of Publications echaplin@cogandavis.com James Cameron Compliance Officer jcameron@cogandavis.com Dr. Howard Bass Chief Analyst hbass@cogandavis.com GOLDMAN SACHS: Goldman Sachs Announces New Managing Directorsgs.com The following have been invited to become Managing Directors of Goldman Sachs as of November 25, 2000.Daniel A. Abut Anand Aithal Yusuf A. Aliredha Francois Andriot John G. Andrews John A. Ashdown William A. Badia Adam P. Barrett Christopher M. Barter Frank A. Bednarz Janet L. Bell Anthony D. Bernbaum Thomas P. Berquist John D. Bertuzzi Elizabeth E. Beshel Andrew M. Bevan Abraham Bleiberg Alastair M. Borthwick Graham Branton Alan J. Brazil Peter M. Brooks Julian J. Brown Melissa R. Brown David D. Burrows Mark J. Carlebach Mariafrancesca Carli Mark Carroll Amy L. Chasen W. Reed Chisholm, II Jane P. Chwick Geoffrey G. Clark Catherine M. Claydon Michael D. Cochrane Robert G. Collins Marcus R. Colwell Peter H. Comisar Llewellyn C. Connolly Eric J. Coutts Meyrick Cox Brahm S. Cramer Nicholas P. Crapp Michael L. Crowl Michael D. Daffey Paul B. Daitz Jean A. De Pourtales Luigi de Vecchi James D. Dilworth Joseph P. DiSabato Suzanne O. Donohoe James H. Donovan Donald J. DuetMichael L. Dweck Gregory H. Ekizian Aubrey J. Ellis Earl S. Enzer Christopher H. Eoyang Ian J. Evans Norman Feit Jacob Y. Friedman Robert K. Frumkes Richard A. Genna Kenneth K. Gershenfeld Rajiv A. Ghatalia Robert R. Gheewalla Gary T. Giglio Pedro Gonzalez Grau Roger H. Gordon Gregory M. Gould Michael J. Graziano Carmen A. Greco Sebastian Grigg Peter Gross Douglas A. Guzman David R. Hansen Arne K. Hassel Douglas C. Heidt William L. Hemphill David P. Hennessey Peter C. Herbert Kenneth W. Hitchner Peter Hollmann Philip Holzer Jay D. Horine Zu Liu Frederick Hu Elizabeth A. Husted Walter V. Hutcherson John S. Iglehart Margaret H. Isdale Hideki Ishibashi Walter A. Jackson Ronald H. Jacobe, Jr. Andrew R. Jessop Thomas Jevon David M. Jimenez-Blanco Peter T. Johnston Roy R. Joseph Marc H. Jourdren Atul Kapur James C. Katzman Carsten Kengeter Gioia M. Kennett Frank J. Kinney, IIIShigeki Kiritani John T. Koh Mary Lyn Valkenburg Kurish Gregory D. Lee Todd W. Leland Remco O. Lenterman Johan H. Leven Richard J. Levy Tobin V. Levy P. Jeremy Lewis George C. Liberopoulos Richard C. Lightburn Susan S. Lin Anthony W. Ling Bonnie S. Litt Joseph Longo Peter B. MacDonald Mark G. Machin John V. Mallory Blake W. Mather Karen A. Matte John J. McCabe Lynn M. McCormick Tracy K. McHale Stuart James A. McNamara Robert A. McTamaney Sharon I. Meers Christian A. Meissner Michael A. Mendelson Luciana D. Miranda Douglas D. Moffitt R. Scott Morris Kevin D. Naughton Leslie S. Nelson Geoffrey W. Nicholson Theodore E. Niedermayer Markus J. Noe-Nordberg Fergal J. O'Driscoll L. Peter O'Hagan Taneki Ono Calum M. Osborne Nigel M. O'Sullivan Brett R. Overacker James R. Paradise Michael L. Pasternak Ketan J. Patel Arthur J. Peponis David E. Perlin Michel G. Plantevin Roderic L. Prat B. Andrew RabinPhilip A. Raper Peter Richards Michael J. Richman Andrew J. Rickards Paul M. Roberts Michael S. Rotter John P. Rustum Neil I. Sarnak Atsuko Sato Masanori Sato Marc P. Savini Erich P. Schlaikjer Thomas M. Schwartz Lisa M. Shalett Ramakrishna Shanker David G. Shell Evan W. Siddall Ralph J. Silva David T. Simons Christine A. Simpson Sergio E. Sotolongo Vickrie C. South Timothy T. Storey Nobumichi Sugiyama Johannes R. Sulzberger Richard J. Sussman Watanan Suthiwartnarueput Caroline H. Taylor David H. Tenney Timothy J. Throsby Peter K. Tomozawa Daniel Truell Gareth N. Turner Eiji Ueda Lucas van Praag Frederick G. Van Zijl Ashok Varadhan Casper W. Von Koskull Robert T. Wagner Jerry T. Wattenberg Gregg S. Weinstein Scott R. Weinstein Martin M. Werner C. Howard Wietschner Keith R. Wills Kurt D. Winkelmann Melinda B. Wolfe Wassim G. Younan Jeffrey J. Zajkowski-------------- September 29, 1998, Tuesday SECTION: Financial News DISTRIBUTION: TO BUSINESS EDITORLENGTH: 1290 wordsHEADLINE: Goldman Sachs Announces New Managing Director AppointmentsLEXIS-NEXIS Related Topics Full Article Related Topics OverviewThis document contains no targeted Topics.DATELINE: NEW YORK, Sept. 29BODY: Goldman, Sachs & Co. announced today that 160 individuals have been invited to become managing directors as of November 28, 1998, the start of the firm's fiscal year. These appointments address the firm's increased managerial needs and recognize the contributions of some of the firm's most valued senior professionals. The broadening of the firm's leadership structure is an integral part of Goldman Sachs' goal of being the world's preeminent investment bank.Goldman Sachs now has approximately 12,500 permanent employees worldwide. The firm is widely diversified by function, product, and geography. This expanded leadership group is necessary to manage an enterprise of this scale and scope. Commenting on the new appointments, Jon S. Corzine and Henry M. Paulson, co-chairmen and co-chief executive officers of Goldman Sachs, said in a statement:"We congratulate these new additions to the leadership of the firm. They are an outstanding group of individuals whose exceptional contributions have helped distinguish Goldman Sachs as a premier financial institution. They exemplify Goldman Sachs' commitment to the highest level of service to its clients. We wish them continued success in their careers." Following is the list of individuals who have been invited to become managing directors:Peter C. Aberg Matthew G. L'Heureux Elliot M. Alchek Christoph M. Ladanyi Kazutaka P. Arai Pierre F. Lapeyre, Jr. Mitchel J. August Andrew D. Learoyd Robert A. Beckwitt Donald C. Lee Jaime I. Bergel Paulo C. Leme Frances R. Bermanzohn Hughes B. Lepic Jeffrey J. Bernstein Alan B. Levande Robert A. Berry Stephen C. Lichtenauer Christopher O. Blunt Roger A. Liddell Benjamin S. Bram C. Richard Lucy Craig W. Broderick Michael C. Luethke Richard J. Bronks Russell E. Makowsky Lawrence V. Calcano Barry A. Mannis John D. Campbell Richard J. Markowitz Richard M. Campbell-Breeden Robert J. Markwick Anthony H. Carpet Jacques Martin Virginia E. Carter John J. Masterson Calvin R. Carver, Jr. Kathy M. Matsui David K. Chang Tadanori Matsumura Peter T. Cirenza Richard X. McArdle Kent A. Clark Joseph M. McConnell Timoth J. Cole Mark E. McGoldrick Donna L. Conti Geraldine F. McManus Edith W. Cooper Anne Welsh McNulty Philip A. Cooper James E. Milligan John W. Copeland Edward S. Misrahi Neil D. Crowder Kurt C. Mobley Sandra D'Italia Yukihiro Moroe Stephen C. Daffron Matthias R. Mosler John S. Daly Jeffrey M. Moslow Juan A. Del Rivero Ian Mukherjee Stephen D. Dias Michiya Nagai Simon P. Dingemans Kiyotaka Nakamura Noel B. Donohoe Ravi Narula Christine A. Donovan Jay S. Nydick Jana Doty John C. O'Hara Robert G. Doumar, Jr. Daniel B. O'Rourke Matthieu B. Duncan Jinsuk T. Oh Glenn D. Engel Mukesh K. Parekh Michael P. Esposito Melissa B. Patrusky Paul D. Farrell Alberto M. Piedra, Jr. Steven M. Feldman Andrea Ponti Stephen C. Fitzgerald Michael J. Poulter David N. Fleischer Dioscoro-Roy I. Ramos Jeffrey S. Flug Joseph Ravitch Matthew T. Fremont-Smith Pamela P. Root Emmaneul Gavaudan Ralph F. Rosenberg Richard E. Georgi Jacob D. Rosengarten Jay S. Goodgold Michael S. Rubinoff Andrew M. Gordon Paul M. Russo Robert D. Gottlieb Allen Sangines-Krause William M. Grathwohl Gary B. Schermerhorn David J. Greenwald Mitchell I. Scherzer Erol Hakanoglu Steven M. Scopelite Roger C. Harper David J. Scudellari Nobumichi Hattori Ravi Sinha John. P. Heanue Edward M. Siskind Robert C. Heathcote Mark F. Slaughter Maykin Ho Sarah E. Smith Timothy E. Hodgson Melchior H. Stahl Christopher G. Hogg Raymond S. Stolz Robert D. Hormats Steven H. Strongin James A. Hudis Andrew J. Stuart Terry P. Hughes Patrick Sullivan Bimaljit S. Hundal George M. Suspanic Mark M. Jacobs John H. Taylor Richard I. Jaffee Greg W. Tebbe Dan H. Jester Daisuke Toki Robert H. Jolliffe Harkanwar Uberoi Jason S. Kaplan John J. Vaske Haruo Kawamura George H. Walker IV Tetsuya Kawano David R. Walton R. Mark Keating Hsueh-Ming Wang Sun Bae Kim David M. Weil Colin E. King Mark S. Weiss Ewan M. Kirk Bradley W. Wendt Michael K. Klingher Barbara A. White David J. Kostin Tetsufumi Yamakawa Koji Kotaka James P. ZiperskiGoldman, Sachs & Co. is a leading international investment banking and securities firm, providing a full range of investing, advisory and financing services to corporations, governments, institutions and substantial individuals worldwide. Founded in 1869, it is one of the oldest and largest investment banking firms. Goldman Sachs is headquartered in New York and has 39 offices in 22 countries around the globe.SOURCE Goldman Sachs & Co.-------------------------------------------------------------------------------- Some other Cogan Davis names -- Stephen Pierce, Michael Crowl -- appear on other Goldman Sachs lists.