Hi all; (update) Very little change in institutional ownership of the 'bus:
It appears that all the institutions that had Rambus as of 9/30/2001 (may) have gotten around to reporting their figures for 12/31/2001, and had the figures show up on Nasdaq.com:
Statistics:
N Shares
--- ---------
Buys: 51 4,332,046 (bought)
Sells: 25 4,143,970 (sold)
Total changes: 73 188,076
New positions: 9 1,362,708 (bought)
Sell Outs: 7 1,154,922 (sold)
Unchanged: 21 3,836,941 (unchanged)
Totals 9/31/01: 94 17,435,645 (owned)
Totals 12/31/01: 96 17,623,721 (owned)
As I earlier suspected, a few more institutions came in with data. At least now the institutional ownership is getting close to the reported figure of 17.8% of 100.3 million or around 17.85 million shares. If so, I still have about 230,000 to count. 70,147 of those shares would be accounted for if World Asset Management and Prudential Insurance would update their figures from 9/30/2001, but I'm still short a 160,000 shares. This is getting annoying. Here's the updated raw data:
Owner Name Holdings Change
-------------------- --------- ---------
WOODLEY FARRA MANION 950 0
WILSHIRE ASSOCIATES 800 0
WELLS FARGO & CO/MN 1,350 (250)
WATSON STEPHEN T 640,000 (1,195,000)
VANGUARD GROUP INC 1,277,411 424,244
US BANCORP \DE\ 15,190 11,010
UBS WARBUFG LLC 104,907 41,803
UBS AMERICAS INC 10,045 (4,538)
U S TRUST CORP /NY 3,900 700
TRUST CO OF OKLAHOMA 0 (200) Sold Out
TIAA CREF INVESTMENT 539,011 (9,305)
TEACHERS ADVISORS IN 16,604 1,100
STATE STREET CORP 813,810 36,480
STATE BOARD OF ADMIN 187,350 0
SSI INVESTMENT MANAG 120 0
SIMMONS FIRST TRUST 132 0
SG COWEN SECURITIES 68,544 51,993
SECURITY MANAGEMENT 1,400 1,400 New
SCUDDER KEMPER INVES 12,200 0
SCHWAB CHARLES INVES 58,400 500
ROLL & ROSS ASSET MA 39,900 12,400
RENAISSANCE TECHNOLO 426,400 426,400 New
PUTNAM INVESTMENT MA 85,400 85,200 ~New
PUBLIC EMPLOYEES RET 190,311 71,827
PRUDENTIAL SECURITIE 15,375 (1,314)
PRUDENTIAL FINANCIAL 36,426 0
PROMISTAR TRUST CO 65,000 15,000
PRIMECAP MANAGEMENT 2,800,000 0
PNC FINANCIAL SERVIC 22,775 9,650
PEOPLES MUTUAL HOLDI 4,000 0
PARAMETRIC PORTFOLIO 19,739 3,604
PANAGORA ASSET MANAG 17,340 0
PADCO ADVISORS INC / 1,320 (7,144)
PADCO ADVISORS II IN 0 (10) Sold Out
OPPENHEIMER MANAGEME 851,000 851,000 New
NYE PARNELL & EMERSO 0 (12,862) Sold Out
NUMERIC INVESTORS LI 601,800 178,900
NORTHERN TRUST CORP 273,151 31,360
NOMURA SECURITIES CO 33,453 28,326
MURPHY CAPITAL MANAG 120 0
MUNDER CAPITAL MANAG 33,763 33,763 New
MORSE ROBERT P 142,690 30,670
MORGAN STANLEY DEAN 872,114 404,762
MILLENNIUM PARTNERS 50,994 22,645
MFT LTD 12,800 12,800 New
METROPOLITAN LIFE IN 19,782 0
MERRILL LYNCH ASSET 172,800 4,600
MERRILL LYNCH & CO I 7,844 (165,773)
MELLON BANK N A 811,855 42,968
MCKEE C S & CO INC 25,000 0
MAVERICK CAPITAL LTD 483,600 369,400
MARCO INVESTMENT MAN 2,500 0
MANUFACTURERS ADVISE 4,913 484
LOTSOFF CAPITAL MANA 700 700 New
LINDNER ASSET MANAGE 0 (27,700) Sold Out
LIBERTYVIEW CAPITAL 0 (1,500) Sold Out
LEHMAN BROTHERS HOLD 133,841 (227,655)
LEGG MASON INC 5,100 (2,494)
J P MORGAN CHASE & C 11,802 1,623
GUARANTY TRUST CO OF 100 0
GOLDMAN SACHS GROUP 651,332 142,975
GENERAL MOTORS INVES 12,500 12,500 New
FMR CORP 10,100 (390,000)
FLEETBOSTON FINANCIA 2,800 1,000
FAIRFIELD RESEARCH C 53,078 (20,486)
DRESDNER BANK AG /FI 3,400 (2,200)
DFA INVESTMENT DIMEN 209,900 87,800
DEUTSCHE BANK AG\ 257,605 0
CWH ASSOCIATES INC 152,355 56,555
CREDIT SUISSE FIRST 329,561 223,104
CREDIT SUISSE ASSET 441,812 0
COMMONWEALTH OF PENN 21,400 (13,000)
COMMERCE BANK N A/MO 500 0
COMERICA INC /NEW/ 8,700 400
CITIZENS ADVISERS IN 140 (17,940)
CITIGROUP INC 115,868 (84,776)
CIBC WORLD MARKETS C 120,640 58,000
CHICAGO EQUITY PARTN 20,200 20,200 New
CHARLOTTE CAPITAL LL 0 (110,000) Sold Out
CAPITAL GUARDIAN TRU 60,200 (752,800)
CALIFORNIA STATE TEA 235,005 12,500
CALIFORNIA PUBLIC EM 491,100 170,300
BNP ARBITRAGE SNC 70,044 17,282
BENHAM & GREEN CAPIT 154,617 (26,298)
BEAR STEARNS & CO IN 20,075 (65,075)
BARCLAYS GLOBAL INVE 1,847,149 283,269
BANK ONE CORP/ 1,325 525
BANK OF NEW YORK /NY 200 0
BANK OF AMERICA CORP 220,300 11,000
AXA FINANCIAL INC 29,500 0
AMSOUTH BANCORPORATI 1,500 500
AMERICAN INTERNATION 48,534 22,879
AMERICAN EXPRESS FIN 504 0
ALGER FRED MANAGEMEN 0 (1,002,650) Sold Out
ADVEST INC 3,945 3,945 New
nasdaq.com.
-- Carl
P.S. Maybe this is all of them, maybe not. As usual, note that my totals are subject to human error. |
