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Pastimes : Investment Chat Board Lawsuits -- Ignore unavailable to you. Want to Upgrade?

To: Jeffrey S. Mitchell who wrote (3287)	6/10/2002 7:00:29 PM
From: StockDung	Respond to of 12465

RE:Oxford Int'l. Mgt., Inc List of Companies that have CDOs issued against them / CDOs that became permanent after the date of effectivity of the Securities Regulation Code: sec.gov.ph Company Date Issued Description 1 Primelink Properties & Dev. Corp. Feb. 17, 1997* Non-registration of securities 2 Bradshaw Globa Asset Mgt., Inc. Aug. 8, 2000 Boiler Room / Fraudulent securities transactions 3 Asia World Online, Inc. Aug. 28, 2000 Boiler Room / Fraudulent securities transactions 4 Worldwide Investors, Inc. Aug. 28, 2000 Boiler Room / Fraudulent securities transactions 5 Golconda/Prosperity Mansion Sept. 5, 2000 Unregistered Investment Contract 6 Newport Pacific Securities & Mgt., Inc. Sept. 22, 2000 Boiler Room / Fraudulent securities transactions 7 Saxon & Swift, Inc. Sept. 27, 2000 Boiler Room / Fraudulent securities transactions 8 Knowie & Sachs, Inc. Sept. 27, 2000 Boiler Room / Fraudulent securities transactions 9 Dukes & Company Securities Corp. Sept. 27, 2000 Boiler Room / Fraudulent securities transactions 10 Muller & Sons Securities Mgt., Inc. Sept. 27, 2000 Boiler Room / Fraudulent securities transactions 11 Bradford Kempner Mgt. Services, Inc. Sept. 29, 2000 Boiler Room / Fraudulent securities transactions 12 Belkin Mgt. Consultancy, Inc. Oct. 11, 2000 Forex trading / Futures Currency Trading 13 Performance Foreign Exchange Corp. Jan. 16, 2001 Forex trading / Futures Currency Trading 14 American Automobile Int., Inc. Jan. 24, 2001 Ultra Vires Act 15 Power Homes Unlimited Jan. 26, 2001 Unregistered Investment Contract 16 Prosperity.Com, Inc. Jan. 26, 2001 Unregistered Investment Contract 17 Multinational Telecom Investors Corp. March 8, 2001 Lending investor 18 Sherman Brothers Mgt. Ltd., Inc. March 28, 2001 Boiler Room / Fraudulent securities transactions 19 Barclays Group, Inc. & New World Financial Group Ltd. Apr. 10, 2001 Boiler Room / Fraudulent securities transactions 20 Wells Chadwick, Inc. May 9, 2001 Boiler Room / Fraudulent securities transactions 21 Oxford Int'l. Mgt., Inc. May 10, 2001 Boiler Room / Fraudulent securities transactions 22 GEI Training & Services, Inc. May 17, 2001 Future Currency Trading 23 United Capital Mgt., Inc. May 23, 2001 Boiler Room / Fraudulent securities transactions 24 G. Cosmos Phils., Inc. July 26, 2001 Unregistered Investment Contract 25 Goldberg & Partners, Inc. July 26, 2001 Boiler Room / Fraudulent securities transactions * Became permanent on June 5, 2001