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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?

To: SEC-ond-chance who wrote (80464)	9/25/2002 8:17:36 AM
From: SEC-ond-chance	Read Replies (1) \| Respond to of 122087

VFINANCE CAPITAL, L.C EVENT TYPE FILED EFFECTIVE DESCRIPTION DATE DATE ------------------------------------------------------------------------------ AMENDMENT 05/17/2001 NAME CHANGE 05/09/2001 OLD NAME WAS : UNION ATLANTIC CAPIT AMENDMENT AL, L.C. AMENDMENT AND 02/11/2000 OLD NAME WAS : PINNACLE CAPITAL GRO NAME CHANGE UP, L.C. Florida Limited Liability VFINANCE CAPITAL, L.C. -------------------------------------------------------------------------------- PRINCIPAL ADDRESS 3010 N. MILITARY TRAIL, SUITE 300 BOCA RATON FL 33431 Changed 05/07/2001 -------------------------------------------------------------------------------- MAILING ADDRESS 3010 N. MILITARY TRAIL, SUITE 300 BOCA RATON FL 33431 Changed 05/07/2001 Document Number L98000002122 FEI Number 650870867 Date Filed 10/06/1998 State FL Status ACTIVE Effective Date 10/05/1998 Last Event AMENDMENT Event Date Filed 05/17/2001 Event Effective Date NONE Total Contribution 100,000.00 -------------------------------------------------------------------------------- Registered Agent Name & Address VFIN EXECUTIVE SERVICES INC 3010 N MILITARY TRAIL, SUITE 300 BOCA RATON FL 33431 Name Changed: 04/16/2002 Address Changed: 05/07/2001 -------------------------------------------------------------------------------- Manager/Member Detail Name & Address Title SANTAELLA, VICTORIA 830 THIRD AVE 6TH FLOOR NEW YORK NY 10022

To: SEC-ond-chance who wrote (80464)	9/28/2002 5:17:23 PM
From: SEC-ond-chance	Read Replies (4) \| Respond to of 122087

NASD Member Firm VFINANCE CAPITAL LC CRD Number 46528 SEC Number 8-051437 Applicant Name on Form BD VFINANCE CAPITAL LC Prior Business Names PINNACLE CAPITAL GROUP, L.C. UNION ATLANTIC CAPITAL LC Business Phone Number (212) 317-3318 Main Office Located in NASD District: 10-New York Main Office Address 830 THIRD AVE 6TH FLOOR NEW YORK, NY 10022 Mailing Address 830 THIRD AVE 6TH FLOOR NEW YORK, NY 10022 TYPES OF BUSINESS This section lists the type(s) of business that the firm is currently engaged in as reported on the Form BD. Private placements of securities