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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?

To: SEC-ond-chance who wrote (80622)	10/1/2002 2:28:01 PM
From: StockDung	Respond to of 122087

Kevin Kirkpatrick, more evil from PACIFIC CORTEZ SECURITIES File for: Data Current as of: 10/01/2002 CRD# 2332210 KEVIN MICHAEL KIRKPATRICK ALL CURRENT EMPLOYMENTS This section provides all current employments (investment-related and non-investment related) as reported on the broker's Form U-4. It displays the name of the employing firm that employs this broker, the firm's CRD number (if applicable), the location of the office where the broker is employed, and the broker's start date. To view information on NASD registered firms, you can click on the firm name hyperlink. If the broker is currently employed with an investment adviser, or a firm registered with any self-regulatory organization other than NASD (e.g., the NYSE), "Other Business" will display as the Employing Firm. To obtain additional information about these employing firms, please call the Public Disclosure Call Center Hotline number, 1-800-289-9999. A Firm CRD Number will not display for employing firms that are not currently registered as an NASD registered firm. Information on these employing firms is not available through the Public Disclosure Call Center Hotline number. Employing Firm: OLSEN PAYNE & COMPANY Firm CRD Number: 15607 Office of Employment Address: 215 SO. STATE ST. SUITE 750 SALT LAKE CITY, UT 84111-2338 Start Date: 08/13/1996 End Date: to present Other Business No data in this category. PREVIOUS EMPLOYMENT Employing Firm: PACIFIC CORTEZ SECURITIES INCORPORATED Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 07/1996 End Date: 08/1996 Employing Firm: WATERFORD & STERLING CORP Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 01/1996 End Date: 07/1996 Employing Firm: KEVIN KIRKPATRICK FINANCIAL CONSULTING Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 04/1995 End Date: 07/1996 Employing Firm: ENPAK SURGICAL PRODUCTS, INC. Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 10/1994 End Date: 04/1995 Employing Firm: YORKSHIRE CAPITAL, INC. Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 08/1994 End Date: 04/1995 Employing Firm: WILSON-DAVIS & CO., INC. Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 06/1994 End Date: 08/1994 Employing Firm: WATERFORD STERLING SECURITIES, INC. Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 03/1994 End Date: 01/1996 Employing Firm: ROCKEFELLER, ROTHSCHILD, & STEELE Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 06/1993 End Date: 06/1994 Employing Firm: NOB HILL CAPITAL CORPORATION Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 05/1993 End Date: 06/1994 Employing Firm: R. A. JOHNSON AND COMPANY, INC. Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 02/1993 End Date: 06/1993 Employing Firm: SELF-EMPLOYED Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 02/1993 End Date: 06/1993 Employing Firm: WILSON KIRKPATRICK, INC Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 10/1992 End Date: 02/1993 Employing Firm: INFORMATION TECHNOLOGY PARTNERS Firm CRD Number: Office of Employment Address: SALT LAKE CITY, UT Start Date: 06/1992 End Date: 02/1993

To: SEC-ond-chance who wrote (80622)	10/1/2002 4:02:47 PM
From: StockDung	Read Replies (2) \| Respond to of 122087

More details on the scam->SECURITIES AND EXCHANGE COMMISSION CHARGES 13 INDIVIDUALS AND DALLAS BROKER- DEALER WITH SCHEME TO MANIPULATE STOCK OF FREEDOM SURF, INC. On September 30, 2002, the Commission filed a civil injunctive action in the United States District Court for the District of Utah alleging a scheme, from July 2000 through November 2000, to manipulate the public trading market for stock issued by Freedom Surf, Inc., a Nevada corporation then headquartered in Huntington Beach, California. The complaint alleges that Mervyn A. Phelan, Sr. of Laguna Beach, California, currently Chairman and CEO of Senior Care Industries, now known as U.S. West Homes, located in Laguna Beach, California, along with co-defendants Bo Phelan and Craig Brown, sent 345,000 shares of Freedom Surf stock at no cost to Allen Z. Wolfson, a resident of Salt Lake City, who is currently under indictment for unrelated criminal conspiracy and securities fraud charges. The SEC's simultaneous administrative action, which is stayed pending the outcome of the criminal trial, alleges that Wolfson controlled a substantial portion of the free-trading securities for five public companies; caused trades to be executed to give the appearance of demand for the stock; and paid bribes to brokers for causing their retail customers to purchase the securities. See In the Matter of Allen Z. Wolfson, et al., Securities Exchange Act Release No. 42940, June 14, 2000. The current complaint further alleges that Wolfson directed brokers Kevin Kirkpatrick of Salt Lake City and Robert Pozner of Hackensack, New Jersey, to artificially bid up the price of Freedom Surf stock from $5 to $40 in approximately two months. Wolfson and his son David Wolfson also directed Kirkpatrick to effect manipulative trades between Wolfson- controlled accounts in the U.S., and accounts in Canada controlled by Wolfson associate and co-defendant John Chapman. The complaint further alleges that on October 24, 2000, when the stock price was at or near its height, and pursuant to a pre-existing arrangement with defendants Angelo Paul Koupas and Kyle Rowe, principals of defendant Salomon Grey, a Dallas broker-dealer, Wolfson sold 25,000 Freedom Surf shares Salomon Grey at a 50% discount from the current "market price," or for $6.125 per share. Salomon Grey sold over 27,000 shares of Freedom Surf to retail customer accounts, including over 17,000 shares at excessive markups of over 100 percent. In the complaint, the Commission seeks injunctions against all defendants, and alleges, against various defendants, violations of Sections 5(a) and (c), and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15 (c)(1) of the Securities Exchange Act of 1934 and Rules 10b-5 and 15c1-2 thereunder. The Commission also seeks to order an accounting, disgorgement of ill-gotten gains, prejudgment interest, civil money penalties, and, against certain defendants, officer and director and penny stock bars. [SEC v. Allen Z. Wolfson, et al., Civil Action No. 2:02CV-1086 TC, USDC D. Utah] (LR-17755)