Silicon Investor (SI) -- The First Internet Community

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Technology Stocks : BLUEPOINT LINUX (BLPT), the RED HAT of CHINA??.... -- Ignore unavailable to you. Want to Upgrade?

To: SEC-ond-chance who wrote (50)	8/14/2003 9:24:02 AM
From: SEC-ond-chance	Read Replies (1) \| Respond to of 58

U.S. District Court for the Southern District of Ohio (Columbus) CIVIL DOCKET FOR CASE #: 03-CV-326 United States Sec v. Sierra Brokerage, et al Filed: 04/11/03 Assigned to: Judge John D. Holschuh Jury demand: Defendant Referred to: Mag. Judge Mark R. Abel Demand: $0,000 Nature of Suit: 850 Lead Docket: None Jurisdiction: US Plaintiff Dkt# in other court: None Cause: 15:77 Securities Fraud -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND Tracy W Lo EXCHANGE COMMISSION [COR LD NTC] plaintiff Securities & Exchange Commission Midwest Regional Office 175 W Jackson Boulevard Suite 900 Chicago, IL 60604-2615 312-353-7390 FTS 353-7398 Amy S Cotter [COR LD NTC] 175 W Jackson Suite 900 Chicago, IL 60604 v. SIERRA BROKERAGE SERVICES INC, Sierra Brokerage Services Inc c/o Jeffery A Richardson [COR LD NTC] [PRO SE] President 2000 Bethel Road defendant Columbus, OH 43220 RICHARD GEIGER Richard Geiger defendant [COR LD NTC] [PRO SE] 66 Waldheim Road Morton, IL 61550 JEFFREY A RICHARDSON Jeffrey A Richardson defendant [COR LD NTC] [PRO SE] 4378 Hickory Wood Drive Columbus, OH 43228 AARON TSAI Ronald E DePetris defendant [COR LD NTC] unknown Frederick Morris Luper (614) 221-7663 [COR LD NTC] Luper Neidenthal & Logan - 2 50 West Broad Street Suite 1200 Columbus, OH 43215 (614) 221-7663 Aaron Tsai [COR LD NTC] [PRO SE] 17 N. Governor St Evansville, IN 47711 MICHAEL M MARKOW S Lee Terry, Jr defendant 303-892-7484 [COR LD NTC] Davis Graham & Stubbs LLP - 2 1550 Seventeenth Street Suite 500 Denver, CO 80202 303-892-9400 FTS 893-1379 GLOBAL GUARANTEE CORPORATION S Lee Terry, Jr defendant (See above) [COR LD NTC] FRANCOIS GOELO Francois Goelo defendant [COR LD NTC] [PRO SE] PO Box 10910 Grand Cayman,, Cayman Isl YONGZHI YANG Richard Wayne Ross defendant [COR LD NTC] Means Bichimer Burkholder & Baker - 2 2006 Kenny Road Columbus, OH 43221-3502 614-485-2010 FTS 485-2019 Irving M Einhorn [COR LD NTC] Law Offices of Irvin M Einhorn South Tower 1601 Cloverfield Boulevard 2nd Floor Santa Monica, CA 90404-1151 310-460-3551 FTS 798-5910 K&J CONSULTING, c/o Yongzhi Irving M Einhorn Yang (See above) defendant [COR LD NTC] KE LUO Irving M Einhorn defendant (See above) [COR LD NTC] Benjamin Brian Segel [COR LD NTC] 445 Hutchinson Avenue Suite 800 Columbus, OH 43235 614-785-6461 FTS 760-0177 M&M MANAGEMENT LTD, c/o Ke Luo Irving M Einhorn defendant (See above) [COR LD NTC] Benjamin Brian Segel (See above) [COR LD NTC] JEROME B ARMSTRONG Irving M Einhorn defendant (See above) [COR LD NTC] -------------------------------------------------------------------------------- DOCKET PROCEEDINGS -------------------------------------------------------------------------------- DATE # DOCKET ENTRY 4/11/03 1 COMPLAINT (referred to Mag. Judge Mark R. Abel ) ( no. pgs: 31) (sln) [Entry date 04/14/03] 4/11/03 2 MOTION by plt for admission of attorney Cotter & Lo pro hac vice ( no pgs: 3) (fee waived) (sln) [Entry date 04/14/03] 4/11/03 -- Summons issued as to all dfts' (sln) [Entry date 04/14/03] 4/15/03 3 ORDER by Mag. Judge Mark R. Abel granting motion for admission of attorney Cotter & Lo pro hac vice [2-1] (cc: all counsel) ( no pgs: 1) (jc) [Entry date 04/16/03] 5/1/03 -- Mail Returned [3-1] addressed to Amy S Cotter for plaintiff United States Sec (jc) [Entry date 05/08/03] 5/5/03 4 MOTION by defendant Jerome B Armstrong for appointment of counsel ( no pgs: 1) (jc) [Entry date 05/08/03] 5/29/03 5 Wavier of Service executed upon defendant Sierra Brokerage, defendant Richard Geiger, defendant Jeffrey A Richardson, defendant Michael M Markow, defendant Global Guarantee, defendant Yongzhi Yang, defendant K&J Consulting, defendant Ke Luo, defendant M&M Management Ltd, defendant Jerome B Armstrong on 4/16/03 ( no pgs: 20) (jc) [Entry date 05/30/03] 6/5/03 6 MOTION for admission of attorney Irving Einhorn. for defts Yang, K and K, Luo, and M and M Management. pro hac vice ( no pgs: 3) (jc) [Entry date 06/09/03] 6/11/03 7 ORDER by Mag. Judge Mark R. Abel granting motion for admission of attorney Irving Einhorn. for defts Yang, K and K, Luo, and M and M Management. pro hac vice [6-1] (cc: all counsel) ( no pgs: 1) (jc) [Entry date 06/12/03] 6/13/03 8 WAIVER OF SERVICE mailed to defendant Aaron Tsai on 4/23/03 Answer due on 6/22/03 for Aaron Tsai ( no pgs: 2) (pl) [Entry date 06/14/03] 6/13/03 9 ANSWER by defendant Yongzhi Yang, defendant K&J Consulting ( no pgs: 23) (jimh) [Entry date 06/16/03] 6/13/03 10 ANSWER by defendant Ke Luo, defendant M&M Management Ltd ( no pgs: 26) (jimh) [Entry date 06/16/03] 6/19/03 -- Mail Returned [7-1] addressed to Sierra Brokerage for defendant Sierra Brokerage, no current address in file (jimh) [Entry date 06/24/03] 6/23/03 11 NOTICE by defendant Ke Luo, defendant M&M Management Ltd of change of address for atty ( no pgs: 2) (jimh) [Entry date 06/27/03] 7/3/03 12 ANSWER by defendant Jeffrey A Richardson ( no pgs: 21) (pl) [Entry date 07/03/03] 7/17/03 13 MOTION by defendant Michael M Markow, defendant Global Guarantee for an approvalto extend time to 8/8/2003, to move or plead ( no pgs: 3 + exh) (jimh) [Entry date 07/21/03] 7/24/03 14 ORDER by Mag. Judge Mark R. Abel granting motion to extend time to 8/8/2003 to move or plead [13-1] (cc: all counsel) ( no pgs: 1) (sh) [Entry date 07/25/03] [Edit date 07/28/03] 7/28/03 15 RETURN OF SERVICE executed upon defendant Francois Goelo on 7/16/03 ( no pgs: 3) (jimh) [Entry date 07/29/03] 8/1/03 -- Mail Returned [14-1] addressed to Sierra Brokerage for defendant Sierra Brokerage (jimh) [Entry date 08/06/03] 8/5/03 16 NOTICE of hearing ; Settlement conference set at 9:00 on 10/7/03 (cc: all counsel) (jimh) [Entry date 08/06/03] 8/5/03 17 MOTION by dft Aaron Tsai for admission of attorney Ronald DePetris pro hac vice ( no pgs: 3) (fee paid) (sln) [Entry date 08/07/03] 8/6/03 18 ANSWER by dft Aaron Tsai; jury demand ( no pgs: 9) (sln) [Entry date 08/07/03] 8/6/03 19 MOTION by dft Aaron Tsai to extend time to answer ( no pgs: 4) (sln) [Entry date 08/07/03]