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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?

To: SEC-ond-chance who wrote (83855)	4/23/2003 4:39:00 PM
From: StockDung	Respond to of 122087

Just some general info on Ray Dirks from his CRD: ****** CUSTOMER COMPLAINT (1 of 2) **** Reporting Source: Regulator (Form U-6) Date Reported: 03/17/2003 Case Filed With: NASD Date Initiated: 12/15/2000 Case Number: 00-05558 Employing Firm: Allegations: UNAUTHORIZED TRADING, FRAUD, CHURNING Alleged Damages: $474,500.00 Pending?: No Disposition: Award Disposition Date: 02/24/2003 Disposition Details: AWARD: RESPONDENT IS LIABLE, JOINTLY AND SEVERALLY, AND SHALL PAY TO CLAIMANT THE SUM OF $50,000.00 AS COMPENSATORY DAMAGES, PLUS INTEREST. ******************************* Reporting Source: Broker (Form U-4) Date Reported: 03/04/2003 Date Received: 02/14/2001 Employing Firm: DIRKS & CO. INC. Allegations: ALLEGED UNAUTHORIZED TRADING IN APRIL 1999 Alleged Damages: $255,000.00 Action Pending?: No Resolution: Arbitration/Reparation Resolution Date: 02/14/2001 Arbitration/Reparation Details: NASD 00-05558 Service Date: 02/14/2001 Pending?: No Disposition: Award to Customer Disposition Date: 02/24/2003 Monetary Compensation Amount: $50,000.00 Individual Contribution Amount: $0.00 Disposition Details: **** CUSTOMER COMPLAINT (2 of 2) **** Reporting Source: Regulator (Form U-6) NASD Public Disclosure Program April 23, 2003 Page 13 This information is current as of: 04/23/2003 ________________________________________________________________________________ NASD Registered Person: RAYMOND LOUIS DIRKS CRD Number: 601699 CUSTOMER COMPLAINTS(cont.) Date Reported: 06/05/2001 Case Filed With: NASD Date Initiated: 09/28/1999 Case Number: 99-04430 Employing Firm: Allegations: >06/05/01 BREACH OF CONTRACT, NEGLIGENCE, UNSUITABILITY, UNAUTHORIZED TRADING, MISREPRESENTATION, BREACH OF TRUST Alleged Damages: $167,500.00 Pending?: No Disposition: Award Disposition Date: 05/04/2001 Disposition Details: RESPONDENT BE AND HEREBY IS LIABLE FOR AND SHALL PAY TO CLAIMANT THE SUM OF $59,510.00 AS COMPENSATORY DAMAGES PLUS INTEREST. ********************************* Reporting Source: Broker (Form U-4) Date Reported: 08/16/2002 Date Received: 09/28/1999 Employing Firm: NATIONAL SECURITIES CORP. Allegations: BREACH OF CONTRACT, NEGLIGENCE, UNSUITABILITY, UNAUTHORIZED TRADING, MISREPRESENTATION, BREACH OF TRUST, FAILURE TO SUPERVISE Alleged Damages: $167,500.00 Action Pending?: No Individual Contribution: $0.00 Resolution: Arbitration/Reparation Resolution Date: 05/04/2001 Arbitration/Reparation Details: NASD 99-04430 Service Date: 09/28/1999 Pending?: No Disposition: Award to Customer Disposition Date: 05/04/2001 Monetary Compensation Amount: $59,510.00 Individual Contribution Amount: $0.00 Disposition Details:

To: SEC-ond-chance who wrote (83855)	4/23/2003 7:42:08 PM
From: StockDung	Read Replies (2) \| Respond to of 122087

CAN ANYBODY CATCH FRANCOIS GOELO???? By: Francois+Goelo 12 Jun 2000, 03:36 PM EDT Msg. 3659 of 51928 Jump to msg. # ► SEVU continues to be the LEADER,.... month after month in the Year 2000 SI Stock picking Contest by a margin of nearly 2 to 1, this month... BTW, it should be on AMEX this month and is already much higher @ 13.62... To: Katie Kommando who wrote (1061) From: Katie Kommando Thursday, Jun 8, 2000 12:15 AM ET Reply # of 1099 OTC CURRENT LEADERS Here are the leaders as of June 7, 2000. CAN ANYBODY CATCH FRANCOIS GOELO???? STOCK CONTESTANT START PRICE CURRENT PRICE %GAIN OZON Shoot1st .15 .63 320% SYBD PL Wilson .13 .66 407% AI R.E.B. 1.17 6.12 423% MVEE Katie K. .0034 .0189 456% MZEI Tevyah .10 .56 460% SAGE Ms. Penny .28 1.62 478% TSIS Untouchable .35 2.87 720% SEVU Francois G. .74 10.75 1352%

To: SEC-ond-chance who wrote (83855)	10/16/2003 11:29:36 AM
From: StockDung	Respond to of 122087

Data Current as of: 10/16/2003 CRD# 2997942 WILLIAM EVERETT MAYHEW ALL CURRENT EMPLOYMENTS Employing Firm: LLOYD, SCOTT & VALENTI, LTD. Firm CRD Number: 23640 Office of Employment Address: 1401 BRICKELL AVE, # 1060 MIAMI, FL 33131 USA Start Date: 03/14/2003 End Date: to present File for: Data Current as of: 10/16/2003 CRD# 2997942 WILLIAM EVERETT MAYHEW PREVIOUS EMPLOYMENT Employing Firm: SALOMON GREY FINANCIAL CORPORATION Firm CRD Number: Office of Employment Address: SAVANNAH, GA Start Date: 04/1999 End Date: 03/2003 Employing Firm: PACIFIC CORTEZ SECURITIES INCORPORATED Firm CRD Number: Office of Employment Address: SAVANNAH, GA Start Date: 01/1998 End Date: 04/1999 Employing Firm: ELITE AUTO DETAILERS Firm CRD Number: Office of Employment Address: LONGWOOD, FL Start Date: 12/1987 End Date: 12/1997