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Biotech / Medical : GUMM - Eliminate the Common Cold -- Ignore unavailable to you. Want to Upgrade?

To: Kevin Podsiadlik who wrote (4342)	5/7/2003 3:31:49 PM
From: StockDung	Respond to of 5582

File for: CRD# 1251725 DAVID LEWIS LAVIGNE Data Current as of: 05/07/2003 File for: Data Current as of: 05/07/2003 CRD# 1251725 DAVID LEWIS LAVIGNE ALL CURRENT EMPLOYMENTS No data in this category. This section provides all current employments (investment-related and non-investment related) as reported on the broker's Form U-4. It displays the name of the employing firm that employs this broker, the firm's CRD number (if applicable), the location of the office where the broker is employed, and the broker's start date. Other Business No data in this category. PREVIOUS EMPLOYMENT This section provides 10 years of an individual's employment history. If the individual is currently registered with NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with NASD, employment history will be displayed for the 10 years prior to termination of the registration. The firm's CRD number, the office of employment address where the broker was employed, and the dates of employment will be displayed. To view information on NASD registered firms, you can click on the firm name hyperlink. If the broker was previously employed with an investment adviser, the investment adviser's name and CRD number will display. However, additional information is not available on investment advisers through the Public Disclosure Program as they are not NASD registered firms. If the broker was previously employed with a firm registered with any self-regulatory organization other than NASD (e.g., the NYSE), either the firm's name or "Other Business" will display as the Employing Firm. To obtain the firm's name when "Other Business" displays as the Employing Firm, please call the Public Disclosure Call Center Hotline number, 1-800-289-9999. A Firm CRD Number will not display for employing firms that are not NASD registered firms. Information on these employing firms is not available through the Public Disclosure Program. Employing Firm: J.P. TURNER & COMPANY, L.L.C. Firm CRD Number: 43177 Office of Employment Address: DENVER, CO Start Date: 09/2002 End Date: 10/2002 Employing Firm: SCHNEIDER SECURITIES, INC. Firm CRD Number: 16434 Office of Employment Address: DENVER, CO Start Date: 11/2000 End Date: 09/2002 Employing Firm: GLOBAL CAPITAL SECURITIES CORPORATION Firm CRD Number: 16184 Office of Employment Address: ENGLEWOOD, CO Start Date: 01/1991 End Date: 11/2000