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Biotech / Medical : GUMM - Eliminate the Common Cold -- Ignore unavailable to you. Want to Upgrade?

To: DanZ who wrote (4405)	5/14/2003 12:59:55 AM
From: pz	Respond to of 5582

Dan, Yeah you were too optimistic then and you seem to be too optimistic now. I think you've been in this stock for so long now that you can't pull yourself away from it. There are so many other good companies out there....I just can't understand why you are fixated on this one. That's one of the reasons I continue to watch this stock, someone bashes it and there you come to the defense. It is very entertaining by the way...lol. I wish you nothing but the best in this stock, but don't you get tired of constantly having to put in so much work on it? Paul

To: DanZ who wrote (4405)	5/15/2003 10:16:02 PM
From: StockDung	Respond to of 5582

RATCLIFF RICHARD HAD AN ACCOUNT AT THE "MOB ON WALL STREET" BOILER ROOM SOVEREIGN EQUITY MANAGEMENT and at GUNALLEN and HAGERTY STEWART & ASSOCIATES according to nasdaq.com MTXX Matrixx Initiatives Inc. Nasdaq-NM Notices of Proposed Sale Reported on Form 144 of RATCLIFF RICHARD Description Company Select a company below for more information. Relation File Date Shares Broker GUMTECH INTL SH 6/1/1998 100,000 GUNNALLEN FINANCIAL INC GUMTECH INTL D 7/30/1997 45,000 MERRILL LYNCH & CO INC GUMTECH INTL D 1/13/1997 32,000 SOVEREIGN EQUITY MANAGEMENT CO... ==================================== also where involved in this stock PRED ORLANDO PREDATORS ENTERTAINMENT INC Notices of Proposed Sale Reported on Form 144 of RATCLIFF RITCHARD Description Company Select a company below for more information. Relation File Date Shares Broker ORLANDO PREDATORS ENTERTAINMENT INC N 5/8/2000 23,000 HAGERTY STEWART & ASSOCIATES ORLANDO PREDATORS ENTERTAINMENT INC N 10/19/1999 51,000 HAGERTY STEWART & ASSOCIATES ==============================================

To: DanZ who wrote (4405)	5/15/2003 10:19:40 PM
From: StockDung	Respond to of 5582

Another SOVEREIGN EQUITY MANAGEMENT CORP and Chatfield and Dean graduate who is a broker at GUNNALLEN NASD Registered Person: JOHN FITZGERALD CAVENY CRD Number: 1619345 ****************************************************************************** PREVIOUS EMPLOYMENT **************************************************************************** This section provides 10 years of an individual's employment history. If the individual is currently registered with NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with NASD, employment history will be displayed for the 10 years prior to termination of the registration. The firm's CRD number, the office of employment address where the broker was employed, and the dates of employment will be displayed. If the broker was previously employed with an investment adviser, the investment adviser's name and CRD number will display. However, additional information is not available on investment advisers through the Public Disclosure Program as they are not NASD registered firms. If the broker was previously employed with a firm registered with any self-regulatory organization other than NASD (e.g., the NYSE), either the firm's name or "Other Business" will display as the Employing Firm. To obtain the firm's name when "Other Business" displays as the Employing Firm, please call the Public Disclosure Call Center Hotline number, 1-800-289-9999. A Firm CRD Number will not display for employing firms that are not NASD registered firms. Information on these employing firms is not available through the Public Disclosure Program. *********** PREVIOUS EMPLOYMENT (1 of 5) *********** Employing Firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Firm CRD Number: 7691 Office of Employment address: BINGHAMTON, NY Start Date: 12/2000 End Date: 12/2002 *********** PREVIOUS EMPLOYMENT (2 of 5) *********** Employing Firm: GUNNALLEN FINANCIAL, INC Firm CRD Number: 17609 Office of Employment address: VESTAL, NY Start Date: 03/1997 End Date: 12/2000 *********** PREVIOUS EMPLOYMENT (3 of 5) *********** Employing Firm: SOVEREIGN EQUITY MANAGEMENT CORP. Firm CRD Number: 20016 Office of Employment address: TAMPA, FL Start Date: 12/1995 End Date: 03/1997 *********** PREVIOUS EMPLOYMENT (4 of 5) *********** Employing Firm: W.J. GALLAGHER & COMPANY, INC. Firm CRD Number: 11097 Office of Employment address: TAMPA, FL Start Date: 07/1995 End Date: 12/1995 *********** PREVIOUS EMPLOYMENT (5 of 5) ************* Employing Firm: CHATFIELD DEAN & CO., INC. Firm CRD Number: 14714 Office of Employment address: TAMPA, FL Start Date: 06/1992 End Date: 07/1995