RECIDIVIST ALAN WOLFSON MOVES ACCOUNT TO EQUITRADE SECURITIES CORP. IT HAD TO BE MOVED SOMEWHERE SINCE HIS OLD CROOKED BROKER OLSEN PAYNE IS NOW BARRED BY THE NASDAQ
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"20. World Alliance (now known as Feng Shui Consultants, Inc.) is an entity controlled by Allen Wolfson, which holds a brokerage account at OLIE. Although Tippetts was listed as President of World Alliance, Wolfson and his son David directed manipulative trades out of this account." sec.gov
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JUNI
JUNIPER GROUP INC
Notices of Proposed Sale Reported on Form 144 of FENG SHUI CONSULTING Description
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Company
Select a company below for more information. Relation File Date Shares Broker
JUNIPER GROUP INC N 2/3/2003 7,321
EQUITRADE SECURITIES CORP
JUNIPER GROUP INC N 6/5/2002 10,000
OLSEN PAYNE & CO
For Release:
Contact: Monday, October 22, 2001
Nancy Condon
202-728-8379
NASD Regulation Charges Three Traders in Stock
Manipulation Scheme Washington, DC — NASD Regulation, Inc., announced today that it has charged Jerome E. Rosen, with J. Alexander Securities, Inc., Timothy R. Chamberlain, formerly at Equitrade Securities Corp., and Robert J. Prager, formerly at Saperston Financial, Inc. with fraudulently manipulating the common stock of H & R Enterprises, Inc., a Canadian-based holding company. J. Alexander Securities, Inc. of Los Angeles, CA. and its president, James Alexander, were also charged with failing to supervise Rosen’s activities.According to NASD Regulation’s complaint, Michael Mitton, a Canadian resident and U.S. fugitive, and David Heredia, a stock promoter barred from the securities industry, joined in a scheme with Rosen, Chamberlain and Prager to manipulate the price of H & R Enterprises. Mitton obtained, for accounts under his control, nearly three million shares of H & R common stock at prices of $0.01 and $0.50 per share. Heredia and Mitton then sold their shares of H & R stock at inflated prices, by directing the trading activity of Rosen, Chamberlain and Prager. Using Rosen, Prager and Chamberlain, Mitton and Heredia were able to create a “daisy chain” in which H & R stock traded in a circular fashion, at ever increasing prices. The stock circulated among the three traders, other market participants, and Mitton’s nominees’ and associates’ accounts held at Canadian brokerage firms.The complaint further alleges that in exchange for their participation in the fraudulent scheme, Rosen, Prager and Chamberlain were guaranteed profits of $0.03 to $0.06 per share for stock that they bought and sold at Mitton’s or Heredia’s direction. In addition to their guaranteed profits, Rosen and Chamberlain also accepted compensation from Mitton in the form of H & R stock that they received in nominee accounts. Sales from these nominee accounts generated profits in excess of $317,000 for Rosen and $43,000 for Chamberlain. Through the circular trading of the stock, Mitton manipulated the price from about $2.00 to $6.75. Once this was accomplished, Mitton’s nominees and associates sold their shares at the manipulated prices and refused to continue supporting the artificial price of the stock. As a result, Saperston Financial was left holding approximately 1.7 million shares that it purchased at approximately $6.00 per share, and J. Alexander Securities was left holding approximately 600,000 shares that it bought at about $5.50 per share. With the artificial support no longer in place, H & R’s share price dropped below $2.00 within two days. Saperston Financial could not sustain such a loss, and was forced to close because of insufficient net capital. Saperston Financial’s clearing firm was obligated to cover the trades, causing it a loss of approximately $9 million.Earlier this year, NASD Regulation filed an enforcement action against J. Alexander Securities and James Alexander alleging that they failed to supervise two principals in the Florida branch office of the firm. The complaint in that case alleges that the firm and the two principals participated in illegal stock distributions and manipulation of the securities of 29 different shell companies, generating profits of almost $2.75 million.H & R Enterprises, Inc. was not charged in the complaint, and there are no allegations that it engaged in any wrongdoing.The issuance of a disciplinary complaint represents the initiation of a formal proceeding by the NASD in which findings as to the allegations in the complaint have not been made and does not represent a decision as to any of the allegations contained in the complaint. Because this complaint is unadjudicated, the respondents should be contacted before drawing any conclusion regarding the allegations in the complaint.Under NASD rules, the individuals and the firms named in the complaint can file a response and request a hearing before an NASD Regulation disciplinary panel. Possible sanctions include a fine, censure, suspension, bar, or expulsion from the NASD, in addition to the request made by NASD Regulation in the complaint that the respondents give up any illegal profits and pay restitution.Investors can obtain more information about NASD Regulation as well as the disciplinary record of any NASD-registered broker or brokerage firm by calling (800) 289-9999, or by sending an e-mail through NASD Regulation’s Web Site, www.nasdr.com.The National Association of Securities Dealers, Inc. (NASD®), is the largest securities-industry self-regulatory organization in the United States. It is the parent organization of NASD Regulation, Inc.; the American Stock Exchange, LLC; and NASD Dispute Resolution, Inc.
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Equitrade Securities Corp. (PDF: 129 KB / 3 pages)
Order Issued: December 20, 2000
wdfi.org
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By: cyred
26 Mar 2003, 12:52 PM EST Msg. 3550 of 3565
Jump to msg. #
Repeat of post #2672
FBI relase at fbi.gov
Any names look familiar????
GW
5. Cybersentry, Inc.: Cybersentry, Inc. was a Florida-based communications software company that specialized in facilitating secure communications on the Internet. Cybersentry common stock previously traded on the OTC Bulletin Board, and in May 2000 commenced trading on the American Stock Exchange. Two Indictments charging fraud in connection with Cybersentry were unsealed today -- United States v. Wager, et al., 00 Cr. 629, and United States v. Brigandi, et al., 00 Cr. 630. According to the Indictments, NEIL WAGER, an individual residing in Boca Raton, Florida, and BRUCE BRIGANDI, an individual residing in Roslyn Heights, New York, each allegedly acquired a large block of Cybersentry common stock. According to the Wager Indictment, shortly after acquiring the shares, WAGER agreed to pay undisclosed bribes to KARL FREDERICK GRAFF, a stock broker employed by Equitrade Securities Corp., in exchange for efforts by GRAFF to sell WAGER's stock to GRAFF's retail clients. According to the Brigandi Indictment, shortly after acquiring his shares, BRIGANDI participated in an illegal scheme in which he agreed to pay bribes to brokers in exchange for their efforts in generating retail demand for Cybersentry common stock. It is alleged that these frauds occurred from March 2000 to June 2000.
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Juina Mining Corporation Announces the Receipt of Formal Notification of its IBAMA Authorization and Commencement of Operations
Gardnerville, NV - May 9, 2002 - Juina Mining Corporation (OTC PINK SHEETS - GEMM) is pleased to announce that the company and it's joint venture partner Emerging Africa Gold, Inc. (CDNX "YEG") has received formal notification of its IBAMA Authorization for the Vente e Um Diamond Property (Property 1000) in Brazil. This represents a major milestone in the development of the company's business plan.The Authorization permits the operating company (Juina Mining Mineracao Ltda.) to complete its program of exploration and to conduct bulk sampling and test mining. The program will demonstrate the grade and continuity of the mineralized material in the defined area of 286 hectares in the Vente e Um Diamond Property (Property 1000). This permit is valid for six months from this date. Extensions may be reasonably expected if the company complies with the requirements of monthly reporting and reclamation.Test work will commence immediately now that this long awaited permit is in hand. This issuance represents the final step in a permitting process, which will allow the company and its joint venture partner to proceed through test mining toward the objective of commercial production from the Property 1000.The company has retained the services of the New York based investor relations firm Equitrade Securities Corp. in conjunction with Corporate Profile of NY, Inc. They will be responsible for shareholder awareness, marketing of the company and assistance with the company's impending return to Bulletin Board status.Forward-looking statements in this release are made pursuant to the Safe Harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements are subject to certain risks and uncertainties and actual results could differ from those discussed. This material is informational only and is not a offer or solicitation to buy or sell securities.
Form 144 Search Results
Insider Name Event Date Subject Company
FENG SHUI CONSULTING 2/3/2003 JUNIPER GROUP INC
FENG SHUI CONSULTING 6/26/2002 JUSTWEBIT.COM INC
FENG SHUI CONSULTING INC 3/15/2002 CAREER WORTH INC
FENG SHUI CONSULTING INC 3/15/2002 CAREER WORTH INC
FENG SHUI CONSULTING INC 6/25/2001 COLUMBUS NETWORKS CORP
FENG SHUI CONSULTING INC 10/7/2002 CONOLOG CORP
FENG SHUI CONSULTING INC 6/28/2002 ENTERTAINMENT TECH & PROGRAMS ...
FENG SHUI CONSULTING INC 8/23/2001 FREESTAR TECHNOLOGIES
FENG SHUI CONSULTING INC 2/22/2002 INTEGRATED TECHNOLOGY GROUP IN...
FENG SHUI CONSULTING INC 2/20/2002 NETGATEWAY INC
FENG SHUI CONSULTING INC 6/17/2002 OZOLUTIONS INC
FENG SHUI CONSULTING INC 1/10/2002 QUINTEK TECHNOLOGIES INC
FENG SHUI CONSULTING INC 6/18/2002 RHINO ENTERPRISES GROUP INC
FENG SHUI CONSULTING INC 11/14/2002 US WEST HOMES INC
FENG SHUI CONSULTING INC 8/13/2001 VECTOR ENERGY CORP
Form 144 Search Results
Insider Name Event Date Subject Company
WORLD ALLIANCE CONS AZ PROFF I... 4/10/2001 SONICPORT INC
WORLD ALLIANCE CONSULTING 5/10/2001 ELOCITY NETWORKS CORP
WORLD ALLIANCE CONSULTING INC 2/12/2001 AMERI-FIRST FINANCIAL GROUP IN...
WORLD ALLIANCE CONSULTING INC 6/4/2001 CALIFORNIA SOFTWARE CORP
WORLD ALLIANCE CONSULTING INC 2/5/2001 CANARGO ENERGY CORP
WORLD ALLIANCE CONSULTING INC 11/6/2000 CAREER WORTH INC
WORLD ALLIANCE CONSULTING INC 11/6/2000 CAREER WORTH INC
WORLD ALLIANCE CONSULTING INC 5/18/2001 COLUMBUS NETWORKS CORP
WORLD ALLIANCE CONSULTING INC 1/22/2001 CRAFTCLICK.COM INC
WORLD ALLIANCE CONSULTING INC 11/27/2000 MAGICINC.COM
WORLD ALLIANCE CONSULTING INC 6/4/2001 MONOGRAM PICTURES INC
WORLD ALLIANCE CONSULTING INC 12/1/2000 PERFECTDATA CORP
WORLD ALLIANCE CONSULTING INC 4/30/2001 SUNNCOMM INC
WORLD ALLIANCE CONSULTING INC 4/30/2001 SUNNCOMM INC
WORLD ALLIANCE CONSULTING INC 9/13/2000 VECTOR ENERGY CORP
WORLD ALLIANCE CONSULTING INC 2/20/2002 VITALLABS INC
GEMM
JUINA MINING CORP Other OTC
Notices of Proposed Sale Reported on Form 144 Description | Hide Summary
Last 3 Mo. Last 12 Mo.
Number of Filings 0 0
Total Proposed Sales (Shares) 0 0
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Filer
Select a filer below for more information. Relation File Date Shares Broker
KELLY ROBERT L N 6/14/2002 320,000
COMPREHENSIVE CAPITA...
RAIDER SCOTT N 6/27/2001 120,000
MEYERSON (M H) & CO
AUSLANDER DORON N 9/11/2000 43,308
CROWELL WEEDON & CO
DRANRAB INDUSTRIES AF 1/22/1998 83,325
OLSEN PAYNE & CO
HARD WILLIAM N 6/13/1994 1,333
OLDE DISCOUNT CORP |
