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To: Don Earl who wrote (2777)9/19/2003 3:29:28 PM
From: LPS5  Respond to of 20039
 
Don't funds that handle other people's money have to file 13F forms disclosing their positions?

Not quite.

In general, the 13F comes in to play when a discretionary manager has over $100M in assets under management; more specifically, in equity investments. Options, of course, are derivative instruments; they aren't counted toward the asset threshold, but are subject to regulatory reporting requirements if the asset threshold is reached.

LPS5


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