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Technology Stocks : TTRE (TTR Incorporated) -- Ignore unavailable to you. Want to Upgrade?

To: afrayem onigwecher who wrote (580)	1/14/2004 6:36:48 PM
From: StockDung	Read Replies (1) \| Respond to of 609

Pond Equities (CRD #30934, Brooklyn, New York) submitted a Letter of Acceptance, Waiver, and Consent in which the firm was censured and fined $12,500. Without admitting or denying the allegations, the firm consented to the described sanctions and to the entry of findings that it failed, within 90 seconds after execution, to transmit through ACT last-sale reports of transactions in OTC Equity securities, and failed to designate through ACT such last-sale reports as late. (NASD Case #CMS030234)