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Pastimes : Investment Chat Board Lawsuits -- Ignore unavailable to you. Want to Upgrade?


To: John Sladek who wrote (5635)1/25/2004 2:50:28 PM
From: John Sladek  Read Replies (1) | Respond to of 12465
 
Anyone know what the penalty is breaking such a promise?

The U.S. Securities and Exchange Commission (SEC) investigated and received a promise from Black that he'd obey U.S. securities laws in the future. That undertaking has become significant, now that the SEC is investigating Black's recent financial dealings.