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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?


To: olivier asser who wrote (90399)1/28/2005 2:00:00 PM
From: Dave O.  Read Replies (1) | Respond to of 122087
 
< The Court notes initially that Defendants meet the basic definition of an “investment adviser” in that over the Internet they “for compensation, engage in the business of advising others >

So you were an investment advisor also. You worked for TP and had your own site. Did you disclose your $10 million in losses to clients and prospective clients? Or did you "forget" to disclose that? Is it ethical or unethical to not disclose that? After all, you wanted 14 clients people to pay you $2500 per month each (or $35,000/month)? Sounds like a good gig ... collect a lot of money and not make calls some days.