SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony, -- Ignore unavailable to you. Want to Upgrade?


To: avawava who wrote (90737)2/3/2005 9:32:37 PM
From: olivier asser  Respond to of 122087
 
We'll see who violated the laws, won't we?

A Series 7 licence from the SEC is only required for three very specific functions:
1) to open a brokerage account
2) to speak specifically about account costs ie commissions, fees, etc.
3) to enter an order to buy or sell a security