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Microcap & Penny Stocks : PLNI - Game Over -- Ignore unavailable to you. Want to Upgrade?


To: rrm_bcnu who wrote (4668)6/5/2006 12:51:37 PM
From: scion  Respond to of 12518
 
Changes in ownership are reported on Form 4 and must be reported to the SEC within two business days. You can find the limited categories of transactions not subject to the two-day reporting requirement in the new rule.

Insiders must file a Form 5 to report any transactions that should have been reported earlier on a Form 4 or were eligible for deferred reporting. If a Form must be filed, it is due 45 days after the end of the company's fiscal year.



To: rrm_bcnu who wrote (4668)6/14/2006 1:20:11 PM
From: scion  Read Replies (2) | Respond to of 12518
 
there is no doubt that Wicklund Holding was a reporting company, there is no doubt that Turek had some legal issues with DOW that he had to settle, and there is no doubt that he was very uneducated about Audits.

By: rrm_bn4u

01 Dec 2005, 09:47 PM EST

Msg. 23942 of 62556
(This msg. is a reply to 23934 by seapick.)
Jump to msg. #

Hey sea.. there is no doubt that Wicklund Holding was a reporting company, there is no doubt that Turek had some legal issues with DOW that he had to settle, and there is no doubt that he was very uneducated about Audits. When Sarbanes-Oxley became effective in 2002 little did everyone know just how detailed, costly, and time consuming it would become. Yep there are a lot of "promises to keep" and miles to go before they sleep....

ragingbull.lycos.com

There is your answer scionist..

...under Section 12 of the Exchange Act must file this Form no later than the effective date of the registration statement.

PLNI has never filed a registration statement... thus no form 3 and thus no form 4's modifying form 3.