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Microcap & Penny Stocks : Naked Shorting-Hedge Fund & Market Maker manipulation? -- Ignore unavailable to you. Want to Upgrade?

To: ravenseye who wrote (1826)	9/27/2006 3:21:33 PM
From: rrufff	Read Replies (2) \| Respond to of 5034

Interesting background on that short seller. I thought short sellers were supposed to be highly moral, enough to entrust the fate of the market according to some of the posters who spout the "Batman defense" to any shortie scamming.

To: ravenseye who wrote (1826)	10/19/2006 10:02:30 AM
From: Dennis Roth	Read Replies (2) \| Respond to of 5034

Manny Fined and Sanctioned From page two of this document nasd.com Firms Fined. Individuals Sanctioned Asensio Brokerage Services, Inc. aka Integral Securities. Inc. (CRD# 31742. New York, New York) and Manuel Peter Asensio (CRD #1148811 Registered Principal, Miami Florida). The firm was fined $20,000 and Asensio was barred from association with any NASO member in any capacity. The National Adjudicatory Council (l imposed the sanctions following appeal of an Office of Hearing Officers (OHO decision. The sanctions were based on findings that the firm, acting through Asensio, issued research reports that failed to define the meaning of each rating and that failed to disclose the distribution of the firm’s ratings. The findings stated that the firm, acting through Asensio, made statements in research reports that were unwarranted or misleading. The findings also stated that Asensio failed to fully respond to NASD requests for information during an an-the-record interview, (NASD Case #CAF20030067)