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Microcap & Penny Stocks : PLNI - Game Over -- Ignore unavailable to you. Want to Upgrade?

To: yardslave who wrote (9702)	3/23/2007 1:51:47 AM
From: Jeffrey S. Mitchell	Respond to of 12518

Why do crappy Pink Sheet companies predominantly claim their goal is the AMEX and not the NASDAQ or NYSE? ----- SEC Charges American Stock Exchange and Former Chairman and CEO Salvatore Sodano with Failing to Exercise Regulatory Oversight Responsibilities FOR IMMEDIATE RELEASE 2007-51 Washington, D.C., March 22, 2007 - The Securities and Exchange Commission today issued a settled cease-and-desist order against American Stock Exchange LLC for failing to enforce compliance with securities laws and rules and failing to comply with its record-keeping obligations. In the order, the Commission found that from at least 1999 through June 2004, the Amex failed adequately to surveil for violations of order handling rules by Amex members and failed to keep and furnish surveillance and other records. In addition, the Commission instituted contested administrative proceedings against Salvatore F. Sodano, the Amex's former chairman and chief executive officer, alleging that he failed to enforce compliance with federal securities laws and exchange rules by Amex members and persons associated with those members. etc. sec.gov