SUMMARY INFORMATION - COMPANIES WITH OPEN DEALS - NOVEMBER 23, 2007 Chardan China South Acquisition Corp. Date of offering: August 4, 2005 Gross proceeds raised in offering: $34,500,000 Date of deal announcement: April 14, 2007 Number of days prior to announcement: 621 Price per share (CSCA): $12.90 Price per warrant (CSCAW): $7.38 Strike price: $5.00 Price per unit (CSCAU): $28.90 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: People's Republic of China Cash in escrow account: $32,099,689 Reporting date for escrow account: September 30, 2007 Cash per share: $5.58 SEC filings: sec.gov Endeavor Acquisition Corp. Date of offering: December 15, 2005 Gross proceeds raised in offering: $129,285,960 Date of deal announcement: December 19, 2006 Number of days prior to announcement: 369 Price per share (EDA): $12.85 Price per warrant (EDAW): $6.01 Strike price: $6.00 Price per unit (EDAU): $18.75 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: No specific industry Cash in escrow account: $128,374,498 Reporting date for escrow account: September 30, 2007 Cash per share: $7.94 SEC filings: sec.gov Star Maritime Acquisition Corp. Date of offering: December 16, 2005 Gross proceeds raised in offering: $200,000,000 Date of deal announcement: January 12, 2007 Number of days prior to announcement: 392 Price per share (SEA): $14.99 Price per warrant (SEAW): $6.21 Strike price: $8.00 IPO price per unit: $10.00 Original deal: One common share and one warrant Acquisition focus: Shipping industry Cash in escrow account: $197,859,460 Reporting date for escrow account: September 30, 2007 Cash per share: $10.49 SEC filings: sec.gov Global Logistics Acquisition Corporation Date of offering: February 16, 2006 Gross proceeds raised in offering: $88,000,000 Date of deal announcement: May 18, 2007 Number of days prior to announcement: 457 Price per share (GLA): $7.85 Price per warrant (GLAW): $0.72 Strike price: $6.00 Price per unit (GLAU): $8.50 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Transportation and logistics industries Cash in escrow account: $87,623,501 Reporting date for escrow account: September 30, 2007 Cash per share: $7.97 SEC filings: sec.gov Grubb & Ellis Realty Advisors, Inc. Date of offering: February 27, 2006 Gross proceeds raised in offering: $143,750,004 Date of deal announcement: June 18, 2007 Number of days prior to announcement: 477 Price per share (GAV): $5.86 Price per warrant (GAV-W): $0.21 Strike price: $5.00 Price per unit (GAV-U): $6.25 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: Real estate Cash in escrow account: $144,723,599 Reporting date for escrow account: September 30, 2007 Cash per share: $6.04 SEC filings: sec.gov India Globalization Capital, Inc. Date of offering: March 3, 2006 Gross proceeds raised in offering: $67,827,000 Date of deal announcement: February 12, 2007 Number of days prior to announement: 347 Price per share (IGC): $5.80 Price per warrant (IGCW): $0.40 Strike price: $5.00 Price per unit (IGCU) $6.49 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: India Cash in escrow account: $67,091,690 Reporting date for escrow account: September 30, 2007 Cash per share: $5.93 SEC filings: sec.gov Echo Healthcare Acquisition Corp. Date of offering: March 17, 2006 Gross proceeds raised in offering: $57,500,000 Date of deal announcement: September 11, 2006 Number of days prior to announcement: 178 Price per share (EHHA): $7.96 Price per warrant (EHHAW): $1.15 Strike price: $6.00 Price per unit (EHHAU) $9.08 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Healthcare Cash in escrow account: $57,999,440 Reporting date for escrow account: September 30, 2007 Cash per share: $8.07 SEC filings: sec.gov North American Insurance Leaders Inc. Date of offering: March 23, 2006 Gross proceeds raised in offering: $115,000,000 Date of deal announcement: August 10, 2007 Number of days prior to announcement: 506 Price per share (NAO): $7.80 Price per warrant (NAO-W): $0.67 Strike price: $6.00 Price per unit $8.45 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Insurance Cash in escrow account: $114,337,202 Reporting date for escrow account: September 30, 2007 Cash per share: $7.95 SEC filings: sec.gov Phoenix India Acquisition Corp. Date of offering: March 31, 2006 Gross proceeds raised in offering: $57,387,496 Date of deal announcement: October 4, 2007 Number of days prior to announcementt: 583 Price per share (PXIA): $7.73 Price per warrant (PXIAW): $0.44 Strike price: $5.00 Price per unit (PXIAU): $8.18 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Information technology (India) Cash in escrow account: $57,163,737 Reporting date for escrow account: September 30, 2007 Cash per share: $8.07 SEC filings: sec.gov Jaguar Acquisition Corporaiton Date of offering: April 10, 2006 Gross proceeds raised in offering: $28,300,000 Date of deal announcement: September 27, 2007 Number of days before announcement: 537 Price per share (JGAC): $6.40 Price per warrant (JGAC-W): $2.20 Strike price: $5.00 Price per unit (JGAC-U): $10.75 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: Financial services Cash in escrow account: $26,384,929 Reporting date for escrow account: September 30, 2007 Cash per share: $5.74 SEC filings: sec.gov JK Acquisition Corp. Date of offering: April 11, 2006 Gross proceeds raised in offering: $81,350,004 Date of deal announcement: September 7, 2006 Number of days prior to announcement: 149 Price per share (JKA): $5.89 Price per warrant (JKA-WT): $0.33 Strike price: $5.00 Price per unit (JKA-U): $6.38 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: Manufacturing, distribution or services in the U.S. Cash in escrow account: $79,721,079 Reporting date for escrow account: September 30, 2007 Cash per share: $6.03 SEC filings: sec.gov Asia Automotive Acquisition Corp. Date of offering: April 12, 2006 Gross proceeds raised in offering: $40,250,000 Date of deal announcement: July 23, 2007 Number of days prior to announcement: 471 Price per share (AAACU): $8.20 Price per warrant (AAACW): $2.95 Strike price: $5.00 Price per unit (AAACU): $10.96 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Automotive components in either India or China Cash in escrow account: $39,192,048 Reporting date for escrow account: September 30, 2007 Cash per share: $7.79 SEC filings: sec.gov Global Services Partners Acquisition Corp. Date of offering: April 20, 2006 Gross proceeds raised in offering: $34,109,000 Date of deal announcement: October 24, 2007 Number of days prior to announcemen: 552 Price per Class A share (GSPAA) $1.60 Price per Class B share (GSPAB) $5.12 Price per warrant (GSPAW) $0.07 Price per warrant (GSPAL) $0.27 Strike price: $5.00 Price per Class A unit (GSPAU) $5.40 Price per Class A unit (GSPAU) $20.40 IPO price per Class A unit: $8.50 IPO price per Class B unit: $10.10 Original deal: Class A - two shares of Class A stock and ten warrants; Class B - two shares of Class B stock and two warrants Acquisition focus: Business services Cash in escrow account: $31,430,580 Reporting date for escrow account: July 31, 2007 Cash per share: $5.26 SEC filings: sec.gov Shanghai Century Acquisition Corp. Date of offering: April 25, 2006 Gross proceeds raised in offering: $115,000,000 Date of deal announcement: May 28, 2007 Number of days prior to announcement: 398 Price per share (SHA): $8.21 Price per warrant (SHA-WT) $1.80 Strike price: $6.00 Price per unit (SHA-U): $10.00 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: China Cash in escrow account: $113,068,006 Reporting date for escrow account: September 30, 2007 Cash per share: $7.87 SEC filings: sec.gov Harbor Acquisition Corporation Date of offering: April 26, 2006 Gross proceeds raised in offering: $82,800,000 Date of deal announcement: October 18, 2006 Number of days prior to announcement: 175 Price per share (HAC): $5.68 Price per warrant (HAC-WT): $0.33 Strike price: $5.00 Price per unit (HAC-U): $6.25 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: Consumer and industrial products Cash in escrow account: $79,164,467 Reporting date for escrow account: September 30, 2007 Cash per share: $5.74 SEC filings: sec.gov Ascend Acquisition Corp. Date of offering: May 12, 2006 Gross proceeds raised in offering: $41,400,000 Date of deal announcement: July 31, 2007 Number of days prior to announcement: 446 Price per share (ASAQ): $5.70 Price per warrant (ASAQW): $0.68 Strike price: $5.00 Price per unit (ASAQU): $6.75 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: Manufacturing, service or distribution industries Cash in escrow account: $40,340,875 Reporting date for escrow account: September 30, 2007 Cash per share: $5.85 SEC filings: sec.gov H D Partners Acquisition Corporation Date of offering: June 2, 2006 Gross proceeds raised in offering: $150,000,000 Date of deal announcement: May 30, 2007 Number of days prior to announcement: 362 Price per share (HDP): $7.65 Price per warrant (HDP-WT): $0.83 Strike price: $5.50 Price per unit (HDP-U): $8.40 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Media, entertainment, telecommunications Cash in escrow account: $148,220,957 Reporting date for escrow account: September 30, 2007 Cash per share: $7.91 SEC filings: sec.gov Community Bankers Acquisition Corp. Date of offering: June 5, 2006 Gross proceeds raised in offering: $60,000,000 Date of deal announcement: September 6, 2007 Number of days prior to announcement: 406 Price per share (BTC): $7.42 Price per warrant (BTC-WT): $0.46 Strike price: $5.00 Price per unit (BTC-U): $7.79 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Banking industry Cash in escrow account: $57,937,087 Reporting date for escrow account: September 30, 2007 Cash per share: $7.72 SEC filings: sec.gov Affinity Media International Corp. Date of offering: June 6, 2006 Gross proceeds raised in offering: $20,475,000 Date of deal announcement: July 25, 2007 Number of days prior to announcement: 418 Price per share (AFMI): $5.76 Price per warrant (AFMIW): $0.42 Strike price: $5.00 Price per unit (AFMIU): $6.90 IPO price per unit: $6.00 Original deal: One common share and two warrants Acquisition focus: Publishing industry Cash in escrow account: $18,368,710 Reporting date for escrow account: September 30, 2007 Cash per share: $5.81 SEC filings: sec.gov Millennium India Acquisition Company, Inc. Date of offering: July 21, 2006 Gross proceeds raised in offering: $58,000,000 Date of deal announcement: May 15, 2007 Number of days prior to announcement: 365 Price per share (MQC): $7.68 Price per warrant (MQC-WT): $0.30 Strike price: $6.00 Price per unit (MQC-U): $7.92 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: India Cash in escrow account: $57,574,293 Reporting date for escrow account: September 30, 2007 Cash per share: $7.94 SEC filings: sec.gov NTR Acquisition Co. Date of offering: January 31, 2007 Gross proceeds raised in offering: $245,572,050 Date of deal announcement: November 5, 2007 Number of days prior to announcement: 278 Price per share (NTQ): $9.67 Price per warrant (NTQ-WT): $1.26 Strike price: $7.50 Price per unit (NTQ-U): $10.75 IPO price per unit: $10.00 Original deal: One common share and one warrant Acquisition focus: Refining and distribution of oil products Cash in escrow account: $241,697,789 Reporting date for escrow account: September 30, 2007 Cash per share: $9.84 SEC filings: sec.gov Oceanaut Date of offering: March 1, 2007 Gross proceeds raised in offering: $155,000,000 Date of deal announcement: October 15, 2007 Number of days prior to announcement: 228 Price per share (OKN): $8.08 Price per warrant (OKN-WT): $2.24 Strike price: $6.00 Price per unit (OKN-U): $10.31 IPO price per unit: $8.00 Original deal: One common share and one warrant Acquisition focus: Shipping industry Cash in escrow account: $154,184,286 Reporting date for escrow account: March 31, 2007 Cash per share: $7.96 SEC filings: sec.gov Aldabra 2 Acquisition Corp. Date of offering: June 19, 2007 Gross proceeds raised in offering: $414,000,000 Date of deal announcement: September 7, 2007 Number of days prior to announcement: 80 Price per share (AII): $9.54 Price per warrant (AII-WT): $2.36 Strike price: $7.50 Price per unit (AII-U): $11.80 IPO price per unit: $10.00 Original deal: One common share and one warrant Acquisition focus: None specified Cash in escrow account: $404,531,190 Reporting date for escrow account: September 30, 2007 Cash per share: $9.77 SEC filings: sec.gov |