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Microcap & Penny Stocks : Naked Shorting-Hedge Fund & Market Maker manipulation? -- Ignore unavailable to you. Want to Upgrade?


To: creede who wrote (3409)4/30/2008 10:31:43 AM
From: dvdw©  Respond to of 5034
 
HA.HA HA
Restricted Securities Transactions

After a public offering, merger, acquisition, or exercised executive stock option, restricted shareholders often wind up with a concentration of assets in one security. This can be an opportunity to enjoy the rewards of your labor yet may also create a position of substantial risk.

The economic advantage of trading with Canaccord Adams is that our experience allows us to find better buyers and move bigger blocks of stock. Our focus on growth companies gives us the knowledge, relationships, and experience to find the other side effectively.

Canaccord Adams' Corporate Equity Services Department will develop a comprehensive and personalized diversification and selling strategy to help moderate risk and maximize returns. We can help guide you through the sale of your securities discreetly and with minimal market disruption.

Because the Securities and Exchange Commission heavily regulates the sale of restricted securities, compliance issues are a major concern. Canaccord Adams has the experience and knowledge to simplify the process by helping with the often cumbersome paperwork and reporting responsibilities.

10b5-1 plans have become a growing trend among corporate officers and directors, both as a way to preclude insider trading liability and as a means of accessing personal wealth held in company stock. Canaccord Adams has been helping our clients structure, adopt, and implement 10b5-1 plans since the SEC Rule's inception in 2000.

For more information, please contact our Corporate Services team.

Corporate services offered through Canaccord Adams Inc.

Last updated: 18 Apr 2006

canaccordadams.com