SUMMARY INFORMATION - COMPANIES WITHOUT DEALS - MAY 22, 2009
China Fortune Acquisition Corp.
Date of offering: July 18, 2007
Deadline for acquisition: July 23, 2009
Cash in escrow account: $74,227,110
Reporting date for escrow account: June 30, 2008
Price per share (CFAQF): $7.82
Cash per share: $7.92
Price per warrant (CFAWF): $0.04
Strike price: $6.00
Price per unit (CFAUF): $7.50
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: Cnina
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: July 16, 2011
Performance since IPO: -1.75%
Nasdaq Composite: -37.62%
SEC filings: sec.gov
Highlands Acquisition Corp.
Date of offering: October 4, 2007
Deadline for acquisition: October 4, 2007
Cash in escrow account: $136,840,908
Reporting date for escrow account: March 31, 2009
Price per share (HIA): $9.66
Cash per share: $9.92
Price per warrant (HIA-WT): $0.19
Strike price: $7.50
Price per unit (HIA-U): $9.75
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Healthcare
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: October 3, 2012
Performance since IPO: -1.50%
Nasdaq Composite: -38.01%
SEC filings: sec.gov
SP Acquisition Holdings, Inc
Date of offering: October 12, 2007
Deadline for acquisition: October 10, 2009
Cash in escrow account: $409,144,301
Reporting date for escrow account: March 31, 2009
Price per share (DSP): $9.65
Cash per share: $9.45
Price per warrant (DSP-WT): $0.09
Strike price: $7.50
Price per unit (DSP-U): $9.53
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: No specific industry
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: October 10, 2012
Performance since IPO: -2.60%
Nasdaq Composite: -38.97%
SEC filings: sec.gov
Stone Tan China Acquisition Corp.
Date of offering: October 16, 2007
Deadline for acquisition: October 15, 2009
Cash in escrow account: $263,345,154
Reporting date for escrow account: March 31, 2009
Price per share (STTA): $7.75
Cash per share: $7.99
Price per warrant (STTAW): $0.05
Strike price: $5.50
Price per unit STTAU): $7.57
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: China
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: October 15, 2011
Performance since IPO: -2.50%
Nasdaq Composite: -39.14%
SEC filings: sec.gov
NRDC Acquisition Corp.
Date of offering: October 18, 2007
Deadline for acquisition: October 18, 2007
Cash in escrow account: $411,033,548
Reporting date for escrow account: March 31, 2009
Price per share (NAQ): $9.64
Cash per share: $9.93
Price per warrant (NAQ-WT): $0.11
Strike price: $7.50
Price per unit (NAQ-U): $9.71
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: October 17, 2011
Performance since IPO: -2.50%
Nasdaq Composite: -39.41%
SEC filings: sec.gov
Secure America Acquisition Corp. (formerly Fortress America Acquisition Corp. II)
Date of offering: October 24, 2007
Deadline for acquisition: October 29, 2007
Cash in escrow account: $79,330,206
Reporting date for escrow account: December 31, 2008
Price per share (HLD): $7.73
Cash per share: $7.93
Price per warrant (HLD-WT): $0.01
Strike price: $5.25
Price per unit (HLD-U): $7.64
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: Homeland security
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: October 23, 2011
Performance since IPO: -3.25%
Nasdaq Composite: -39.56%
SEC filings: sec.gov
Triplecrown Acquisition Corp.
Date of offering: October 24, 2007
Deadline for acquisition: October 29, 2007
Cash in escrow account: $539,067,640
Reporting date for escrow account: March 31, 2009
Price per share (TCW): $9.49
Cash per share: $9.77
Price per warrant (TCW-WT): $0.11
Strike price: $7.50
Price per unit (TCW-U): $9.56
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Financial services
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: October 22, 2012
Performance since IPO: -4.00%
Nasdaq Composite: -39.56%
SEC filings: sec.gov
Golden Pond Healthcare, Inc.
Date of offering: November 7, 2007
Deadline for acquisition: November 7, 2009
Cash in escrow account: $133,071,000
Reporting date for escrow account: March 31, 2009
Price per share (GPH): $7.68
Cash per share: $7.89
Price per warrant (GPH-WT): $0.02
Strike price $6.00
Price per unit (GPH-U): $7.65
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: Healthcare
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: November 6, 2011
Performance since IPO: -3.75%
Nasdaq Composite: -40.11%
SEC filings: sec.gov
Enterprise Acquisition Corp.
Date of offering: November 7, 2007
Deadline for acquisition: November 7, 2009
Cash in escrow account: $249,434,399
Reporting date for escrow account: March 31, 2009
Price per share (EST): $9.69
Cash per share: $9.98
Price per warrant (EST-W): $0.10
Strike price: $7.50
Price per unit: (EST-U): $9.69
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: November 7, 2011
Performance since IPO: -2.10%
Nasdaq Composite: -40.11%
SEC filings: sec.gov
Capitol Acquisition Corp.
Date of offering: November 9, 2007
Deadline for acquisition: November 9, 2009
Cash in escrow account: $259,094,847
Reporting date for escrow account: March 31, 2009
Price per share (CLA): $9.56
Cash per share: $9.87
Price per warrant (CLA-WT): $0.16
Strike price: $7.50
Price per unit (CLA-U): $9.58
IPO price per unit: $10.00
Original deal: One common share and two warrants
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: November 8, 2012
Performance since IPO: -2.80%
Nasdaq Composite: -37.24%
SEC filings: sec.gov
Prospect Acquisition Corp.
Date of offering: November 15, 2007
Deadline for acquisition: November 15, 2007
Cash in escrow account: $248,755,097
Reporting date for escrow account: March 31, 2009
Price per share (PAX): $9.56
Cash per share: $9.95
Price per warrant (PAX-WT): $0.03
Strike price: $7.50
Price per unit (PAX-U): $9.60
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Financial services industry
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: November 14, 2012
Performance since IPO: -4.10%
Nasdaq Composite: -36.01%
SEC filings: sec.gov
Global Consumer Acquisition Corp.
Date of offering: November 21, 2007
Deadline for acquisition: November 27, 2007
Cash in escrow account: $316,761,118
Reporting date for escrow account: March 31, 2009
Price per share (GHC): $9.58
Cash per share: $9.91
Price per warrant (GHC-WT): $0.11
Strike price: $7.50
Price per unit (GHC-U): $9.63
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Global consumer products
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: November 27, 2012
Performance since IPO: -3.10%
Nasdaq Composite: -34.84%
SEC filings: sec.gov
Camden Learning Corp.
Date of offering: November 30, 2007
Deadline for acquisition: November 29, 2009
Cash in escrow account: $53,055,606
Reporting date for escrow account: March 31, 2009
Price per share (CAEL): $7.72
Cash per share: $8.01
Price per warrant (CAELW): $0.03
Strike price: $5.50
Price per unit (CAELU): $7.60
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: Education
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: November 29, 2011
Performance since IPO: -3.13%
Nasdaq Composite: -36.58%
SEC filings: sec.gov
North Shore Acquisition Corp.
Date of offering: November 30, 2007
Deadline for acquisition: November 30,2009
Cash in escrow account: $49,833,790
Reporting date for escrow account: December 31, 2008
Price per share (NSAQ): $7.55
Cash per share: $7.91
Price per warrant (NASQW): $0.10
Strike price: $5.00
Price per unit (NSAQU): $7.46
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 40%
Expiration date for warrants: November 29, 2012
Performance since IPO: -4.38%
Nasdaq Composite: -36.58%
SEC filings: sec.gov
Tremisis Energy Acquisition Corp. II
Date of offering: December 7, 2007
Deadline for acquisition: December 6, 2009
Cash in escrow account: $77,652,972
Reporting date for escrow account: December 31, 2008
Price per share (TGY): $7.71
Cash per share: $8.17
Price per warrant (TGY-WT): $0.10
Strike price: $5.00
Price per unit (TGY-U): $7.65
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: Energy or environmental
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: December 5, 2012
Performance since IPO: -2.38%
Nasdaq Composite: -37.54%
SEC filings: sec.gov
Global Brands Acquisition Corp.
Date of offering: December 7, 2007
Deadline for acquisition: December 6, 2009
Cash in escrow account: $288,893,218
Reporting date for escrow account: December 31, 2008
Price per share (GQN): $9.65
Cash per share: $10.05
Price per warrant (GQNW): $0.05
Strike price: $7.00
Price per unit (GQNU): $9.75
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Branded consumer sector
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: December 6, 2012
Performance since IPO: -2.98%
Nasdaq Composite: -37.54%
SEC filings: sec.gov
Liberty Acquisition Holdings Corp.
Date of offering: December 8, 2007
Deadline for acquisition: June 12, 2010
Cash in escrow account: $1,021,746,571
Reporting date for escrow account: March 31, 2009
Price per share (LIA): $8.99
Cash per share: $9.87
Price per warrant (LIA-WT): $0.41
Strike price: $5.50
Price per unit (LIA-U): $9.20
IPO price per unit: $10.00
Original deal: One common share and one warrant to purchase one-half share
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: December 12, 2013
Performance since IPO: -6.00%
Nasdaq Composite: -37.48%
SEC filings: sec.gov
United Refining Energy Corp.
Date of offering: December 12, 2007
Deadline for acquisition: December 11, 2009
Cash in escrow account: $453,719,055
Reporting date for escrow account: February 28, 2009
Price per share (URX): $9.70
Cash per share: $10.08
Price per warrant (URX-WT): $0.08
Strike price: $7.00
Price per unit (URX-U) $9.64
IPO price per unit: $10.00
Original deal: One common share and one warrant
Expiration date for warrants: December 11, 2011
Acquisition focus: Petroleum refining
Percentage of non-insider shares that can block an acquisition: 40%
Performance since IPO: -2.25%
Nasdaq Composite: -36.21%
SEC filings: sec.gov
Sports Properties Acquisition Corp.
Date of offering: January 18, 2008
Deadline for acquisition: January 17, 2010
Cash in escrow account: $215,200,539
Reporting date for escrow account: December 31, 2008
Price per share (HMR): $9.58
Cash per share: $9.98
Price per warrant (HMR-WT): $0.08
Strike price: $7.00
Price per unit (HMR-U): $9.56
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Sports, leisure or entertainment
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: January 17, 2012
Performance since IPO: -3.40%
Nasdaq Composite: -27.90%
SEC filings: sec.gov
Sapphire Industrials Corporation
Date of offering: January 22, 2008
Deadline for acquisition: January 21, 2010
Cash in escrow account: $808,083,026
Reporting date for escrow account: March 31, 2009
Price per share (FYR): $9.66
Cash per share: $10.10
Price per warrant (FYR-WT): $0.15
Strike price: $7.00
Price per unit (FYR-U): $9.71
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 33.33%
Expiration date for warrants: January 17, 2013
Performance since IPO: -1.90%
Nasdaq Composite: -27.69%
SEC filings: sec.gov
Atlas Acquisition Holdings Corp.
Date of offering: January 25, 2008
Deadline for acquisition: January 23, 2010
Cash in escrow account: $200,069,415
Reporting date for escrow account: December 31, 2008
Price per share (AXG): $9.57
Cash per share: $10.00
Price per warrant (AXG-WT): $0.09
Strike price: $7.00
Price per unit (AXG-U): $9.58
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: January 23, 2012
Performance since IPO: -3.40%
Nasdaq Composite: -28.33%
SEC filings: sec.gov
Trian Acquisition I Corp.
Date of offering: January 25, 2008
Deadline for acquisition: January 25, 2010
Cash in escrow account: $910,417,991
Reporting date for escrow account: March 31, 2009
Price per share (TUX): $9.48
Cash per share: $9.90
Price per warrant (TUX-WT): $0.20
Strike price: $7.00
Price per unit (TUX-U): $9.62
IPO price per unit: $10.00
Original deal: One common share and one warrant
Number of amendments: None
Percentage of non-insider shares that can block an acquisition: 40%
Expiration date for warrants: January 23, 2013
Performance since IPO: -3.20%
Nasdaq Composite: -28.33%
SEC filings: sec.gov
Overture Acquisition Corp.
Date of offering: February 1, 2008
Deadline for acquisition: February 1, 2010
Cash in escrow account: $150,530,000
Reporting date for escrow account: December 31, 2008
Price per share (NLX): $9.61
Cash per share: $10.04
Price per warrant (NLX-WT): $0.09
Strike price: $7.00
Price per unit (NLX-U): $9.54
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: January 30, 2013
Performance since IPO: -3.00%
Nasdaq Composite: -29.20%
SEC filings: sec.gov
BBV Vietnam S.E.A. Acquisition Corp.
Date of offering: February 8, 2008
Deadline for acquisition: February 8, 2008
Cash in escrow account: $41,400,000
Reporting date for escrow account: September 30, 2008
Price per share (BBVVF): $7.66
Cash per share: $8.00
Price per warrant (BBVWF): $0.05
Strike price: $5.00
Price per unit (BBVUF): $7.30
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: Asia, specifically Vietnam
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: February 8, 2012
Performance since IPO: -3.63%
Nasdaq Composite: -26.21%
SEC filings: sec.gov
BPW Acquisition Corp.
Date of offering: February 28, 2008
Deadline for acquisition: February 28, 2010
Cash in escrow account: $350,530,372
Reporting date for escrow account: December 31, 2008
Price per share (BPW): $9.47
Cash per share: $10.02
Price per warrant (BPW-WT): $0.06
Strike price: $7.50
Price per unit (BPW-U): $9.47
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Financial or business services
Percentage of non-insider shares that can block an acquisition: 35%
Expiration date for warrants: February 28, 2014
Performance since IPO: -4.70%
Nasdaq Composite: -28.12%
SEC filings: sec.gov
Hambrecht Asia Acquisition Corp.
Date of offering: March 10, 2008
Deadline for acquisition: September 10, 2010
Cash in escrow account: $33,798,651
Reporting date for escrow account: December 31, 2008
Price per share (HMAQF): $7.35
Cash per share: $7.97
Price per warrant (HMAWF): $0.05
Strike price: $5.00
Price per unit (HMAUF): $7.25
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: China
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: March 7, 2013
Performance since IPO: -7.50%
Nasdaq Composite: -23.52%
SEC filings: sec.gov
China Fundamental Acquisition Corp.
Date of offering: May 15, 2008
Deadline for acquisition: November 15, 2009
Cash in escrow account: $33,963,757
Reporting date for escrow account: June 30, 2008
Price per share (CFQCF): $7.55
Cash per share: $7.98
Price per warrant (CFQWF): $0.17
Strike price: $5.00
Price per unit (CFQUF): $7.50
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: China
Percentage of non-insider shares that can block an acquisition: 35%
Expiration date for warrants: May 15, 2012
Performance since IPO: -3.50%
Nasdaq Composite: -32.23%
SEC filings: sec.gov
Navios Maritime Acquisition Corp.
Date of offering: June 26, 2008
Deadline for acquisition: June 26, 2010
Cash in escrow account: $252,201,007
Reporting date for escrow account: December 31, 2008
Price per share (NNA): $9.24
Cash per share: $9.97
Price per warrant (NNA-WT): $0.25
Strike price: $7.00
Price per unit (NNA-U): $9.37
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Marine transportation and logisitcs industries
Percentage of non-insider shares that can block an acquisition: 40%
Expiration date for warrants: June 25, 2013
Performance since IPO: -5.10%
Nasdaq Composite: -27.11%
SEC filings: sec.gov
North Asia Investment Corp.
Date of offering: July 24, 2008
Deadline for acquisition: January 24, 2010
Cash in escrow account: $50,005,000
Reporting date for escrow account: July 24, 2008
Price per share (NHR): $9.18
Cash per share: $10.00
Price per warrant (NHR-WT): $0.07
Strike price: $7.50
Price per unit (NHR-U): $9.15
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Asian, with a primary focus on China and Korea
Percentage of non-insider shares that can block an acquisition: 40%
Expiration date for warrants: July 23, 2013
Performance since IPO: -7.50%
Nasdaq Composite: -25.79%
SEC filings: sec.gov
Chardan 2008 China Acquisition Corp.
Date of offering: August 11, 2008
Deadline for acquisition: February 11, 2010
Cash in escrow account: $54,564,894
Reporting date for escrow account: December 31, 2008
Price per share (CACA): $7.25
Cash per share: $7.94
Price per warrant (CACAW): $0.55
Strike price: $5.00
Price per unit (CACAW): $7.41
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: China
Percentage of non-insider shares that can block an acquisition: 35%
Expiration date for warrants: August 11, 2012
Performance since IPO: -2.50%
Nasdaq Composite: -30.65%
SEC filings: idea.sec.gov
CS China Acquisition Corp.
Date of offering: August 15, 2008
Deadline for acquisition: February 11, 2010
Cash in escrow account: $32,989,064
Reporting date for escrow account: January 31, 2009
Price per share (CSAQF): $5.34
Cash per share: $5.98
Price per warrant (CSAXF): $0.51
Strike price: $5.00
Price per unit (CSACF): $5.40
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: China
Percentage of non-insider shares that can block an acquisition: 40%
Expiration date for warrants: August 10, 2013
Performance since IPO: -2.50%
Nasdaq Composite: -31.01%
SEC filings: sec.gov
|
