SECURITY OWNERSHIP OF CERTAIN BENEFICIAL
OWNERS AND MANAGEMENT
Form DEF 14A -Filing Date 2010-03-25
sec.gov
As of March 23, 2010, our authorized capitalization was 155,000,000 shares of capital stock, consisting of 150,000,000 shares of common stock, $0.001 par value per share and 5,000,000 shares of preferred stock, $0.001 par value per share. As of March 23, 2010, there were 50,102,200 shares of our common stock outstanding, and 1,000,000 Series A Super Voting Preferred Shares are issued and outstanding. Holders of the Series A Super Voting Preferred Shares have one hundred (100) times the number of votes that holders of common stock are entitled to on all matters submitted to shareholders for their action or consideration, all of which were fully paid, non-assessable and entitled to vote. Each share of our common stock entitles its holder to one vote on each matter submitted to the stockholders.
The following table sets forth, as of March 23, 2010, the number of shares of our common stock and preferred stock owned by (i) each person who is known by us to own of record or beneficially five percent (5%) or more of our outstanding shares, (ii) each of our directors, (iii) each of our executive officers and (iv) all of our directors and executive officers as a group. Unless otherwise indicated, each of the persons listed below has sole voting and investment power with respect to the shares of our common stock beneficially owned.
The address of each owner who is an officer or director is c/o the Company at 500 Technology Square, Suite 150, Cambridge, ,pre.Massachusetts 02139.
Title of Class Name of Beneficial Owner (1)Number of
shares Percent of Class (2)
Common John Bordynuik, Chairman and Chief Executive Officer, President 9,273,846 18 %
Common Ron Baldwin, Jr. Chief Financial Officer 0 0 %
Common Jacob Smith, Chief Operating Officer, Director 100,000 Less than 1% %
Common Amy Bradshaw, Director 129,450 Less than 1%
Common John Wesson, Director 825,004 1%
Common Gregory Goldberg 65,000 Less than 1%
Series A Super Voting Preferred Stock John Bordynuik 1,000,000 100 %
All officers and directors as a group (6 persons) 10,369,454 20 %
All officers, directors and 5% holders as a group (6 persons) 10,369,454 20 %
(1) Beneficial ownership is determined in accordance with Rule 13d-3(a) of the Exchange Act and generally includes voting or investment power with respect to securities.
(2) Based on 50,102,200 common shares issued and outstanding as of March 2, 2010 and 1,000,000 Series A Super Voting Preferred Stock issued and outstanding.
Form DEF 14A -Filing Date 2010-03-25
sec.gov |
