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To: scion who wrote (2110)9/2/2010 3:01:13 PM
From: scionRespond to of 53574
 
Final Rule: Mandated Electronic Filing and Website Posting for Forms 3, 4 and 5

SECURITIES AND EXCHANGE COMMISSION

17 CFR Parts 230, 232, 239, 240, 249, 250, 259, 260, 269 and 274

[RELEASE NOS. 33-8230, 34-47809, 35-27674, IC-26044; File No. S7-52-02]

RIN 3235-AI26

MANDATED ELECTRONIC FILING AND WEBSITE POSTING FOR FORMS 3, 4 AND 5

II. THE AMENDMENTS
A. Required Electronic Filing of Forms 3, 4 and 5

We are adopting as proposed the amendments to Regulation S-T44 to require insiders to file Forms 3, 4 and 5 with us on EDGAR.45 As noted above, Rule 101(b)(4) of Regulation S-T currently permits reporting persons to file Forms 3, 4 and 5 on EDGAR. The amendments revise Rule 101 by:

removing subparagraph (4) from paragraph (b) (the voluntary EDGAR filing paragraph); and

adding a reference to forms filed under Section 16(a) to subparagraph (a)(1)(iii) (located in the mandated EDGAR filing paragraph).

Regulation S-T also requires the electronic filing of any related correspondence and supplemental information pertaining to a document that is the subject of mandated EDGAR.46 These materials are not disseminated publicly but are available to the Commission staff. This requirement will apply to persons who file Forms 3, 4 and 5 on or after the effective date of the amendments.
[...]

sec.gov



To: scion who wrote (2110)9/3/2010 11:30:40 AM
From: scionRead Replies (1) | Respond to of 53574
 
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