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To: scion who wrote (4611)1/16/2011 11:23:12 AM
From: scionRead Replies (2) | Respond to of 53574
 
James P. Gately, CPA

USA: Individual barred by SEC

Posted by nileshkokane on 3 November, 2010
regulatorycomplianceblog.com

The U.S. Securities and Exchange Commission (SEC) on October 22, 2010 published that on June 26, 2009, Gately & Associates, LLC and James P. Gately, CPA filed an application for Commission review of disciplinary action taken by the Public Company Accounting Oversight Board.

The Board found that Applicants violated Board Rule 4006 by failing to cooperate with a Board inspection, and barred Gately from associating with any registered public accounting firm and permanently revoked the Firm’s registration.

The complete article can be found at the U.S. Securities and Exchange Commission.
sec.gov

regulatorycomplianceblog.com