PORTFOLIO 11/14/97 Markets Closed
SUMMARY +----------------------+--------------+ ! Market Value ! $191,828.13 ! ! Long Positions ! $191,828.13 ! ! Short Positions ! $0.00 ! ! Cash Balance ! $-89,117.75 ! ! Total Portfolio ! $102,710.37 ! ! Initial Equity ! $100,000.00 ! ! Dollar Gain (short) ! $0.00 ! ! Dollar Gain (long) ! $-11,858.75 ! ! Dollar Gain (open) ! $-11,858.75 ! ! Dollar Gain (closed) ! $14,569.12 ! +----------------------+--------------+
OPEN +------+---------+---------+---+-------+--------+------+ !Symbol! Quote ! Entry |Pos! Shares! %Gain ! Date ! +------+---------+---------+---+-------+--------+------+ !DIGL ! 19 5/8 ! 18 0/0 !lng! 750 ! +8.89 !11/12 ! !DIGL ! 19 5/8 ! 19 0/0 !lng! 750 ! +3.15 !11/12 ! !SEEQ ! 3 9/16! 4 3/16!lng! 3000 ! -15.11 !11/04 ! !RLLY ! 3 1/4 ! 4 15/32!lng! 2000 ! -27.56 !11/04 ! !TRIBY ! 2 9/16! 2 5/8 !lng! 4000 ! -2.58 !11/04 ! !APCO ! 5 7/8 ! 6 0/0 !lng! 2000 ! -2.25 !11/04 ! !ATPX* ! 12 1/2 ! 14 3/8 !lng! 1000 ! -13.20 !10/22 ! !APCO ! 5 7/8 ! 6 0/0 !lng! 3000 ! -2.20 !10/22 ! !ACRT ! 23 1/8 ! 20 1/2 !lng! 1000 ! +12.76 !10/14 ! !MLOG ! 6 23/32! 8 1/4 !lng! 1500 ! -18.75 !10/09 ! !CADE ! 2 3/4 ! 3 11/32!lng! 6000 ! -17.87 !10/07 ! !MTON ! 8 1/4 ! 9 1/8 !lng! 2000 ! -9.71 !10/06 ! !BOSCF ! 5 3/8 ! 5 5/8 !lng! 5000 ! -4.52 ! 9/29 ! +------+---------+---------+---+-------+--------+------+ * Symbol changed from LUNN to ATPX and 10 to 1 reverse split on 11/01 Original position was 10,000 LUNN @ 1 7/16
MARGIN POWER +------+------------+ !Symbol! Value ! +------+------------+ !DIGL ! N/A !* !DIGL ! N/A !* !SEEQ ! N/A ! !RLLY ! N/A ! !TRIBY ! N/A ! !APCO ! 11,750.00 ! !ATPX ! N/A ! !APCO ! 17,625.00 ! !ACRT ! 23,125.00 ! !MLOG ! 10,078.13 ! !CADE ! N/A ! !MTON ! 16,500.00 ! !BOSCF ! 26,875.00 ! +------+------------+ !TOTAL ! 105,953.13 ! ! CASH ! -89,117.75 ! +------+------------+ !POWER ! 16,835.38 ! +------+------------+ Buying power is generated by marginable securities but can be used at twice the rate to buy non-marginable securities (*) Bought on margin
CLOSED +------+---------+---------+---+-------+--------+-------------+------! !Symbol! Entry ! Exit |Pos! Shares! %Gain ! $Gain ! Date ! +------+---------+---------+---+-------+--------+-------------+------+ !BLSC ! 6 0/0 ! 8 1/4 !lng! 4000 ! +37.33 ! $8,964.09 !10/06 ! !ASND ! 33 0/0 ! 33 1/4 !shr! 500 ! -0.82 ! $-134.98 !10/09 ! !BLSC ! 6 0/0 ! 6 3/4 !lng! 1000 ! +12.09 ! $726.06 !10/14 ! !AAON ! 8 3/4 ! 8 7/8 !lng! 4000 ! +1.31 ! $460.10 !10/14 ! !ASND ! 29 9/16! 33 1/4 !shr! 500 ! +10.35 ! $1,708.77 !10/28 ! !ACRT ! 20 1/2 ! 23 3/8 !lng! 1000 ! +13.87 ! $2,845.08 !10/28 ! +------+---------+---------+---+-------+--------+-------------+------+
TRANSACTIONS +------+------+---------+------+-------+-------------+-------------+ ! Date !Symbol! Price !Action| Shares! Amount ! Balance ! +------+------+---------+------+-------+-------------+-------------+ ! 9/29 !Open ! N/A ! N/A ! N/A ! +100,000.00 ! 100,000.00 ! ! 9/29 !BOSCF ! 5 5/8 ! Buy ! 5000 ! -28,144.95 ! 71,855.05 ! ! 9/29 !AAON ! 8 3/4 ! Buy ! 4000 ! -35,019.95 ! 36,835.10 ! ! 9/29 !BLSC ! 6 0/0 ! Buy ! 5000 ! -30,019.95 ! 6,815.15 ! !10/06 !ASND ! 33 0/0 ! Short! 1000 ! +32,980.05 ! 39,795.20 ! !10/06 !MTON ! 9 1/8 ! Buy ! 2000 ! -18,269.05 ! 21,526.15 ! !10/06 !BLSC ! 8 1/4 ! Sell ! 4000 ! +32,980.05 ! 54,506.20 ! !10/07 !CADE ! 3 11/32! Buy ! 6000 ! -20,082.45 ! 34,423.75 ! !10/09 !ASND ! 33 1/4 ! Cover! 500 ! -16,644.95 ! 17,778.80 ! !10/09 !MLOG ! 8 1/4 ! Buy ! 1500 ! -12,394.95 ! 5,383.85 ! !10/14 !BLSC ! 6 3/4 ! Sell ! 1000 ! +6,730.05 ! 12,113.90 ! !10/14 !AAON ! 8 7/8 ! Sell ! 4000 ! +35,480.05 ! 47,593.95 ! !10/14 !ACRT ! 20 1/2 ! Buy ! 2000 ! -41,019.95 ! 6,573.00 ! !10/22 !APCO ! 6 0/0 ! Buy ! 3000 ! -18,019.95 ! -11,445.95 ! !10/28 !ASND ! 29 9/16! Cover! 500 ! -14,801.20 ! -26,247.15 ! !10/30 !LUNN ! 1 7/16! Buy ! 10000 ! -14,394.95 ! -40,642.10 ! !11/04 !ACRT ! 23 3/8 ! Sell ! 1000 ! +23,355.05 ! -17,287.05 ! !11/04 !APCO ! 6 0/0 ! Buy ! 2000 ! -12,019.95 ! -29,307.00 ! !11/04 !TRIBY ! 2 5/8 ! Buy ! 4000 ! -10,519.95 ! -39,826.95 ! !11/04 !RLLY ! 4 15/32! Buy ! 2000 ! -8,957.45 ! -48,784.40 ! !11/05 !SEEQ ! 4 3/16! Buy ! 3000 ! -12,582.45 ! -61,366.85 ! !11/12 !DIGL ! 19 0/0 ! Buy ! 750 ! -14,269.95 ! -75,636.80 !* !11/12 !DIGL ! 18 0/0 ! Buy ! 750 ! -13,519.95 ! -89,156.75 !* !------+------+---------+------+-------+-------------+-------------+ (*) Bought on margin |