SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?


To: michael d kugler who wrote (18640)11/16/1997 5:34:00 AM
From: Ditchdigger  Read Replies (1) | Respond to of 55532
 
SEC RULES:
10-K
This is the annual report that most reporting companies file with
the Commission. It provides a comprehensive overview of the
registrant's business. The report must be filed within 90 days after
the end of the company's fiscal year.
---------------------------------------------------------------------
10-Q
The Form 10-Q is a report filed quarterly by most reporting
companies. It includes unaudited financial statements and
provides a continuing view of the company's financial position
during the year. The report must be filed for each of the first three
fiscal quarters of the company's fiscal year and is due within 45
days of the close of the quarter.
---------------------------------------------------------------------
*****\NT*******
Notice of late filing.
---------------------------------------------------------------------
*****/ NT*****
Request for extension of time.
---------------------------------------------------------------------
___________________
Example Of Blank---Lots of Regulations listed that can be checked, to see if they are applicable.
___________________

TYPE: NT 10-K
SEQUENCE: 1
DESCRIPTION: NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION ---------------
WASHINGTON, D.C. 20549 SEC File Number
0-23136
FORM 12b-25 ---------------

NOTIFICATION OF LATE FILING ---------------
CUSIP NUMBER

XXXXXXXXXXXX
---------------

(Check One): [X] Form 10-K [ ] Form 11-K [ ] Form 20-F [] Form 10-Q
[ ] Form N-SAR

For Period Ended: June 30, 1997

[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR

For the Transition Period Ended:________________________________

Read attached instruction sheet before preparing form. Please print or type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above,identify the Item(s) to which the notification relates:

-------------------------------------------------------------------

PART I - REGISTRANT INFORMATION

XXXXXXXXXXXXXXXXX

Full name of registrant

----------------------------------------------------------------------
Former name if applicable

----------------------------------------------------------------------

XXXXXXXXXXX
XXXXXXXXXXX



PART II - RULES 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

(a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

[X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K or Form N-SAR or portion thereof will be file on or before 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and

(c) The accountant's statement or other exhibit required by Rule 12b-25(c)has been attached if applicable.

PART III - NARRATIVE

State below in reasonable detail the reasons why Form 10-K, 20-F, 10-Q,N-SAR or the transition report or portion thereof could not be filed within theprescribed time period. (Attach extra sheets if needed.)

Part IV - Other Information

(1) Name and telephone number of person to contact in regard to this notification


------------------------------------------------------------------
(Name) (Area Code) (Telephone Number)

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).
[] Yes [ ] No

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion.
[ ] Yes [] No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

======================================================================

XXXXXXXXXXXXXX, INC.
----------------------------------------------------------------------------
(Name of registrant as specified in charter)

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Date XXXXx, 1997 By XXXXXXXXXXXXXXX
--------------------- -------------------------------------
XXXXXXXXXXXx Secretary

Instruction: The form may be signed by an executive officer of the
registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (see 18 U.S.C. 1001).

GENERAL INSTRUCTIONS

1. This form is required by Rule 12b-25 of the General Rules and
Regulations under the Securities Exchange Act of 1934.

2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the Form will be made a matter of the public record in the Commission files.

3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

4. Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T or apply for an adjustment in filing date pursuant to Rule 13(b)of Regulation S-T.

*****Why is the company not in compliance with the rules set forth by the SEC?
*****Why has the company not filed form NT 10-K?
*****What, if any, penalties are applicable?
*****Do you really think the AMEX will list a company who is non-compliant with SEC rules?
*****Is this blatant delay beneficial to the Cartel and shortbusting shareholders?
*****Is the company purposely delaying filings to aid the Cartel and shortbusting shareholders?
*****Is there colusion between the Cartel, shortbusters and the company?
*****Do the benefits of no filing, outweight the reprecussions(?)
*****Is the company hiding something?
*****Lastly, are the handwarmers on my snowmobile working? I'll answer this one,NO!! Brrrrrr, current temp. a balmly 14 degrees