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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?

To: Ditchdigger who wrote (19109)	11/17/1997 8:21:00 PM
From: michael d kugler	Read Replies (1) \| Respond to of 55532

A 13-D filing is required if you are a 5% owner. 300,000 shares is just under 10%. Divide that by two (Morgan and Breton), and it appears the shares can be sold without filing. Just speculating here, but not out of the realm of possibility. I just wonder why they specifically put out that number. There are also interesting clauses in the S-8 regarding how these shares can be exercised and sold if there is a change of ownership of the company, and employee's separation from service, both of which seem to have occurred.