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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?


To: Ditchdigger who wrote (20865)11/22/1997 5:55:00 AM
From: FTJoe  Respond to of 55532
 
Uh - okay. Where's the fraud? You lost me.



To: Ditchdigger who wrote (20865)11/22/1997 11:30:00 AM
From: Just My Opinion  Respond to of 55532
 
DD: If you make a lot of money..will you adopt me?
I have always wanted to have a rich daddy. al



To: Ditchdigger who wrote (20865)11/22/1997 11:33:00 AM
From: Riley G  Respond to of 55532
 
Well this regulation that you quoted seems to apply to a certain Brokers and his merry nays here on the SI threads. I like the part of deceit being used to get people to sell their securities! Seems that all us long RMIL's have Bounty Applications to file against Kugler & Company!

RG
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To: FTJoe (20859 )
From: The Ditchdigger Saturday, Nov 22 1997 5:28AM EST
Reply #20865 of 20889

Rule 10b-5, promulgated by the SEC under its á10(b) authority, makes it unlawful for a person ''[t]o employ any device, scheme, or artifice to defraud,'' or ''[t]o engage in any act, .practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.''7