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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?

To: s martin who wrote (21549)	11/25/1997 1:09:00 PM
From: Pugs	Read Replies (1) \| Respond to of 55532

Interesting scenario; SMartin acknowledges Morks' short position and hypothesizes why he won't have to cover! So SMartin, did Mork or Kugler tell you about Morks' short posion?, Regardless, that was a very 'astute' observation!, Pugs

To: s martin who wrote (21549)	11/25/1997 2:03:00 PM
From: Riley G	Read Replies (3) \| Respond to of 55532

Is this you? RG ----- Subject: Re: Steven Martin At 10:46 AM 11/25/97 -0800, you wrote: >Can this Steven Martin be the same s martin? >http://www.nasdr.com/2720/9711dis.txt Disciplinary Actions Disciplinary Actions Reported For November NASD Regulation, Inc. (NASD RegulationSM) has taken disciplinary actions against the following firms and individuals for violations of National Association of Securities Dealers, Inc. (NASDr) rules; federal securities laws, rules, and regulations; and the rules of the Municipal Securities Rulemaking Board. Unless otherwise indicated, suspensions will begin with the opening of business on Monday, November 17, 1997. The information relating to matters contained in this Notice is current as of the end of October 24. ---cut to findings------ Steven Wayne Martin (Registered Representative, Whitehouse, Texas) was fined $22,000, suspended from association with any NASD member in any capacity for 18 months, and ordered to requalify by exam. The sanctions were based on findings that Martin failed to timely respond to NASD requests for information. Martin also submitted to his member firm an annual compliance checklist form that contained false and misleading responses to questions.