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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?

To: KMT who wrote (21610)	11/25/1997 4:37:00 PM
From: Riley G	Read Replies (1) \| Respond to of 55532

Date: Tue, 25 Nov 1997 16:37:01 -0500 To: "enforcement@sec.gov" <enforcement@sec.gov>, ovisusa@aol.com From: Riley G Subject: Re: Steven Martin Dear SEC, Is this the same S Martin that is mentioned in the following article located in the Disciplinary Actions Disciplinary Actions Reported For November NASD Regulation, Inc.? This S Martin is attempting to tank Rocky Mountain International (OTC: RMIL) on Silicon Investor? This person claimed it was not him, but I can not trust his response to my question. He and a known broker (Mike Kugler) post to each other in a few message threads on SI will claiming that RMIL may be a scam and investors should sell before they lose their investments or the SEC halts the stock. I am sick and tired of these people attempting to induce shareholders to sell their investments! Riley G RMIL Shareholder 718-331-1960 Brooklyn, NY ================================================================== Member 2722279 Name s martin Member Since Nov 08, 1996 Email Address not available =================================================================== At 10:46 AM 11/25/97 -0800, you wrote: >Can this Steven Martin be the same s martin? >http://www.nasdr.com/2720/9711dis.txt Disciplinary Actions Disciplinary Actions Reported For November NASD Regulation, Inc. (NASD RegulationSM) has taken disciplinary actions against the following firms and individuals for violations of National Association of Securities Dealers, Inc. (NASDr) rules; federal securities laws, rules, and regulations; and the rules of the Municipal Securities Rulemaking Board. Unless otherwise indicated, suspensions will begin with the opening of business on Monday, November 17, 1997. The information relating to matters contained in this Notice is current as of the end of October 24. ---cut to findings------ Steven Wayne Martin (Registered Representative, Whitehouse, Texas) was fined $22,000, suspended from association with any NASD member in any capacity for 18 months, and ordered to requalify by exam. The sanctions were based on findings that Martin failed to timely respond to NASD requests for information. Martin also submitted to his member firm an annual compliance checklist form that contained false and misleading responses to questions.

To: KMT who wrote (21610)	11/25/1997 4:52:00 PM
From: Typhoon	Respond to of 55532

Well, sorry, I missed whatever information was presented here. Your friends ate up so much bandwidth with insults I couldn't keep up. Still, I'm curious to know what info was presented and where that info came from. I think I could probably guess the source in 3 tries or less.