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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?


To: s martin who wrote (21660)11/25/1997 7:47:00 PM
From: TideGlider  Read Replies (2) | Respond to of 55532
 
I have a game for you....?

Separated from Birth: sierra.com

AND WHO??



To: s martin who wrote (21660)11/25/1997 8:43:00 PM
From: Guido J Borges  Respond to of 55532
 
You have my E-mail address .Dont you know how to trace it?.At least I am not a coward that hides behind a no E-mail address.Anyone has his E-mail address ? Send it to me to compare the 17 S Martin list I have
with E-mail.Want proof? I have Kuglers home address and phone number
evn though it was later deleted from the directory.How come you are not a broker but know so much about the business , dont pat yourself on your back, Kugler is still smarter than you.Your're welcome ,Kuglie



To: s martin who wrote (21660)11/25/1997 9:08:00 PM
From: Riley G  Read Replies (2) | Respond to of 55532
 
Same goes for you.
You are still evading the answers, Is this you and can you post your real name
and telephone number for verification!

RG
--
Subject: Re: Steven Martin

At 10:46 AM 11/25/97 -0800, you wrote:
>Can this Steven Martin be the same s martin?
>http://www.nasdr.com/2720/9711dis.txt

Disciplinary Actions Disciplinary Actions Reported For November
NASD Regulation, Inc. (NASD RegulationSM) has taken disciplinary actions
against the following firms and individuals for violations of National
Association of Securities Dealers, Inc. (NASDr) rules; federal securities
laws, rules, and regulations; and the rules of the Municipal Securities
Rulemaking Board. Unless otherwise indicated, suspensions will begin with
the opening of business on Monday, November 17, 1997. The information
relating to matters contained in this Notice is current as of the end of
October 24.

---cut to findings------
Steven Wayne Martin (Registered Representative, Whitehouse, Texas) was fined
$22,000, suspended from association with any NASD member in any capacity for
18 months, and ordered to requalify by exam. The sanctions were based on
findings that Martin failed to timely respond to NASD requests for
information.
Martin also submitted to his member firm an annual compliance checklist form
that contained false and misleading responses to questions.