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To: paul lin who wrote (26807)12/7/1997 10:54:00 AM
From: Gary Korn  Respond to of 61433
 
Gary, if the selling window is closed on Nov. 28, why is there more form 144 filed?

Because the filing date does not equal the transaction date. Usually takes them 7-10 days to get the filing in. Efficiency.

Gary Korn



To: paul lin who wrote (26807)12/7/1997 11:38:00 AM
From: Eric Hautemont  Read Replies (1) | Respond to of 61433
 
Paul:
Because \people that were formerly insiders and are no longer with the company (as would be the case for the Cascade management team members that did not stay) are not subject to the company's trading window anymore but will typically still file a 144 as a precaution. Filing a 144 costs nothing, so why not do it if it can prevent SEC headaches?
Eric


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