Silicon Investor (SI) -- The First Internet Community

STOCKTALK

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor. We ask that you disable ad blocking while on Silicon Investor in the best interests of our community. If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.

Non-Tech : Republic of Texas Food -- Ignore unavailable to you. Want to Upgrade?

To: scion who wrote (53)	4/21/2014 1:00:50 PM
From: scion	Respond to of 96

Forward-Looking Statements, page 3 1. We note disclosure that certain statements are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. These safe harbor provisions do not apply to statements made by penny stock issuers. In future filings, please remove the reference to the safe harbor provisions for the Private Securities Litigation Reform Act of 1995, as you appear to be an issuer of penny stock. See Section 27A(b)(1)(C) of the Securities Act, as amended and Section 21E(b)(1)(C) of the Exchange Act, as amended. Form UPLOAD - SEC-generated letter Filing Date 2013-12-23 sec.gov Sec. 77z-2 - Application of safe harbor for forward-looking statements From the U.S. Government Printing Office, www.gpo.gov gpo.gov 15 U.S.C. United States Code, 2011 Edition Title 15 - COMMERCE AND TRADE CHAPTER 2A - SECURITIES AND TRUST INDENTURES SUBCHAPTER I - DOMESTIC SECURITIES Sec. 77z-2 - Application of safe harbor for forward-looking statements From the U.S. Government Printing Office, www.gpo.gov §77z–2. Application of safe harbor for forward-looking statements (a) Applicability This section shall apply only to a forward-looking statement made by— (1) an issuer that, at the time that the statement is made, is subject to the reporting requirements of section 78m(a) or section 78o(d) of this title; (2) a person acting on behalf of such issuer; (3) an outside reviewer retained by such issuer making a statement on behalf of such issuer; or (4) an underwriter, with respect to information provided by such issuer or information derived from information provided by the issuer. (b) Exclusions Except to the extent otherwise specifically provided by rule, regulation, or order of the Commission, this section shall not apply to a forward-looking statement— (1) that is made with respect to the business or operations of the issuer, if the issuer— (A) during the 3-year period preceding the date on which the statement was first made— (i) was convicted of any felony or misdemeanor described in clauses (i) through (iv) of section 78o(b)(4)(B) of this title; or (ii) has been made the subject of a judicial or administrative decree or order arising out of a governmental action that— (I) prohibits future violations of the antifraud provisions of the securities laws; (II) requires that the issuer cease and desist from violating the antifraud provisions of the securities laws; or (III) determines that the issuer violated the antifraud provisions of the securities laws; (B) makes the forward-looking statement in connection with an offering of securities by a blank check company; (C) issues penny stock; (D) makes the forward-looking statement in connection with a rollup transaction; or (E) makes the forward-looking statement in connection with a going private transaction; or [...] more gpo.gov