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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?

To: michael d kugler who wrote (27794)	12/15/1997 11:52:00 PM
From: Pugs	Read Replies (1) \| Respond to of 55532

To: michael d kugler (27788 ) From: Pugs Monday, Dec 15 1997 11:50PM EST Reply # of 27794 15USC 2A sub,i,77q Mike Have you or Principal ever expedited a transaction for Dempsey Mork? Pugs

To: michael d kugler who wrote (27794)	12/15/1997 11:53:00 PM
From: MY OPINION	Read Replies (1) \| Respond to of 55532

POST AWAY MIKE

To: michael d kugler who wrote (27794)	12/15/1997 11:53:00 PM
From: Riley G	Read Replies (1) \| Respond to of 55532

law.cornell.edu 77e. Prohibitions relating to interstate commerce and the mails (a) Sale or delivery after sale of unregistered securities Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly - (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale. (b) Necessity of prospectus meeting requirements of section 77j of this title It shall be unlawful for any person, directly or indirectly - (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to carry or transmit any prospectus relating to any security with respect to which a registration statement has been filed under this subchapter, unless such prospectus meets the requirements of section 77j of this title; or (2) to carry or cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of subsection (a) of section 77j of this title. (c) Necessity of filing registration statement It shall be unlawful for any person, directly or indirectly, to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to offer to sell or offer to buy through the use or medium of any prospectus or otherwise any security, unless a registration statement has been filed as to such security, or while the registration statement is the subject of a refusal order or stop order or (prior to the effective date of the registration statement) any public proceeding or examination under section 77h of this title. --- PS. Who Clears for your FIRM? Riley G

To: michael d kugler who wrote (27794)	12/15/1997 11:55:00 PM
From: Pugs	Read Replies (1) \| Respond to of 55532

To: michael d kugler (27788 ) From: Pugs Monday, Dec 15 1997 11:50PM EST Reply # of 27794 15USC 2A sub,i,77q Mike Have you or Principal ever expedited a transaction for Dempsey Mork? Pugs

To: michael d kugler who wrote (27794)	12/16/1997 12:05:00 AM
From: Just My Opinion	Read Replies (1) \| Respond to of 55532

Mike; In all seriousness.. Why does there have to be conditions? If he wants to post it, post it.. If he does not, don't.. There is no other value attached to his posting this information other than he posted it. If anyone wants, I will get a sworn affadavit sying that I am not now, nor ever have been, short this stock. Come'on Mike..cut out all the dramatics.. Post the info, and people will believe what they want. Anyway Merry Christmas to all, and a Happy new Year.. I think I am going to ask my parents for an "American Eagle" sled this year.. Haven't had one of those in a long time..al (and a "slinky")

To: michael d kugler who wrote (27794)	12/16/1997 7:37:00 AM
From: Ellen	Read Replies (2) \| Respond to of 55532

We all know how you have.....well.....to be polite.....radically stretched and twisted many so-called "facts". Your credibility here is nada.

To: michael d kugler who wrote (27794)	12/16/1997 8:12:00 AM
From: Ellen	Read Replies (1) \| Respond to of 55532

Securities Exchange Act of 1934 Section 15 -- Registration and Regulation of Brokers and Dealers c.1.A.No broker or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange of which it is a member by means of any manipulative, deceptive, or other fraudulent device or contrivance. B.No municipal securities dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any municipal security by means of any manipulative, deceptive, or other fraudulent device or contrivance. C.No government securities broker or government securities dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any government security by means of any manipulative, deceptive, or other fraudulent device or contrivance. D.The Commission shall, for the purposes of this paragraph, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent.