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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?

To: Hawkmoon who wrote (33810)	1/6/1998 2:16:00 PM
From: Pugs	Read Replies (1) \| Respond to of 55532

>>>>>>Subj: Needed for RMIL to begin trading Date: 98-01-06 13:57:29 EST From: XXXXXXXXXX To: PugsTKO@AOL.COM Please see: law.uc.edu According to this SEC Rule under paragraph a) item 3 RMIL needs to provide the most recent annual report along with current quarterly reports. Also note under item 5 xii, RMIL must submit to any market maker the most recent balance sheet and profit and loss statement. ALSO NOTE: d. 1.For any security of an issuer included in paragraph (a)(5) of this Section, the broker or dealer submitting the quotation shall furnish to the interdealer quotation system (as defined in paragraph (e)(2) of this Section), in such form as such system shall prescribe, at least 3 business days before the quotation is published or submitted, the information regarding the security and the issuer which such broker or dealer is required to maintain pursuant to said paragraph (a)(5) of this Section. 2.For any security of an issuer included in paragraph (a)(3) of this Section, i.a broker-dealer shall be in compliance with the requirement to obtain current reports filed by the issuer if the broker-dealer obtains all current reports filed with the Commission by the issuer as of a date up to five business days in advance of the earlier of the date of submission of the quotation to the quotation medium and the date of submission of the paragraph (a) information pursuant to Schedule H of the By-Laws of the National Association of Securities Dealers, Inc.; and ii.a broker-dealer shall be in compliance with the requirement to obtain the annual, quarterly, and current reports filed by the issuer, if the broker-dealer has made arrangements to receive all such reports when filed by the issuer and it has regularly received reports from the issuer on a timely basis, unless the broker-dealer has a reasonable basis under the circumstances for believing that the issuer has failed to file a required report or has filed a report but has not sent it to the broker-dealer.__________________________________________ Pugs yeah Ron, Me & Riley are hypsters, we're scamming here, you caught us!! Thank God the world has you Ron!! Why didn't you know the MM's MUST cover, regardless of whether the shorter can't/doesn't? More great DD? Why didn't you know Mork was illegible to file for bankruptcy again? More great DD? <lol> Pugs