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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?


To: FTJoe who wrote (35589)1/11/1998 11:45:00 AM
From: TideGlider  Read Replies (3) | Respond to of 55532
 
FTJoe: I am uncertain how much influence an employer in any sector
can influence the private speech of the empoyee. I have seen code
posted by some inferring that Brokers may not "slam stocks".

However, there are two things to consider. One is that those that
believe the construct of the statutes preclude MK from posting
negative comments due to his status as a broker would have to be
operating under the same definitions as the regulatory agencies.

Another would be as are often found *exceptions* to rules that are
found later in the same statutory chapters. Are there any? I don't
know as I am not intimately familiar with SEC administrative and
criminal statutes.

For definitions, nearly all statutory writing contain a listing of
the "definitions" to be assigned all critical words and phrases
found in the specific statute. Those definitions are the actual
meanings of the words and phrases that were assigned by the writers
of the law of regulation.

Does anyone have a good sight for SEC related statutes? I would
very much like to research them.

Thank-you
TG