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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS) -- Ignore unavailable to you. Want to Upgrade?


To: Hawkmoon who wrote (36196)1/12/1998 7:45:00 PM
From: Just My Opinion  Read Replies (2) | Respond to of 55532
 
Ron: Your second to last paragraph is the one I am refering to. it starts Non reporting companies. Your statement implies that it doesn't matter if they are audited. Please reread that statement before you reply. I don't care if you correct yourself, but I know what I read. al



To: Hawkmoon who wrote (36196)1/12/1998 7:48:00 PM
From: Garfield  Respond to of 55532
 
Just a Lurker, but here is some info you might find interesting..

From the halt notice..

sec.gov

Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule.

From Rule # 15c2-11

law.uc.edu

Provided further, That the broker or dealer has a reasonable basis under the circumstances for believing that the issuer is current in filing annual, quarterly, and current reports filed pursuant to Section 13 or 15(d) of the Act